# Throughput Scaling in Random Wireless Networks:

A Non-Hierarchical Multipath Routing Strategy

###### Abstract

Franceschetti et al. [1] have recently shown that per-node throughput in an extended (i.e., geographically expanding), ad hoc wireless network with randomly distributed nodes and multihop routing can be increased from the scaling demonstrated in the seminal paper of Gupta and Kumar [2] to . The goal of the present paper is to understand the dependence of this interesting result on the principal new features it introduced relative to Gupta-Kumar: (1) a capacity-based formula for link transmission bit-rates in terms of received signal-to-interference-and-noise ratio (SINR), instead of the threshold model that positive bit-rate is attainable when SINR lies above some threshold, and zero bit-rate otherwise; (2) hierarchical routing from sources to destinations through a system of communal highways, instead of individual direct routes from each source to the corresponding destination; and (3) cell-based routes constructed by percolation rather than by simply interconnecting all cells touched by a straight-line between two end points. The conclusion of the present paper is that the improved throughput scaling is principally due to the percolation-based routing, which enables shorter hops and, consequently, less interference. This is established by showing that throughput can be attained by a system that does not employ highways, but instead uses percolation to establish, for each source-destination pair, a set of routes within a narrow routing corridor running from source to destination. As a result, highways are not essential. In addition, it is shown that throughput can be attained with the original threshold transmission bit-rate model, provided that node transmission powers are permitted to grow with . Thus, the benefit of the capacity bit-rate model is simply to permit the power to remain bounded, even as the network expands.

## I Introduction

The problem of asymptotic scalability of throughput in wireless networks has been investigated extensively under different assumptions on the network models. The seminal work of Gupta and Kumar [2] demonstrated that per-node throughput was achievable as the number of nodes in the network, , goes to infinity.

Franceschetti et al [1] recently showed that this achievable per-node throughput may be increased. Specifically, they considered an extended (i.e., geographically expanding) network with approximately randomly distributed nodes and multihop routing, and demonstrated that achievable per-node throughput can be increased to .

Compared to [2], the construction used in [1] introduced several new features. The first is a capacity-based link transmission rate formula as a function of the received signal-to-interference noise ratio (SINR), instead of the threshold-based binary rate model used in [2], where a positive bit-rate is attainable when the SINR is above some threshold, and zero otherwise. (The former requires coding at each hop, while the latter does not.) The second is a routing hierarchy for data delivery in which data from a source is first delivered (via a single hop) onto a nearby highway – one of a system of communal highways, each with a horizontal and a vertical segment. The data is then multihopped along the highway (horizontally then vertically), and finally delivered from the highway to the destination in a single hop. By contrast, the method used in [2] is a simple shortest path type of routing, where a straight line is drawn connecting the source and the destination, and nodes along this line are selected to relay the data, forming an approximately straight line path. The third difference introduced in [1] is the use of percolation theory to construct the highways that serve as the main routing fabric in the network. Indeed, [1] is the first paper to use percolation theory to establish network throughput results.

The primary interest of the present paper is to understand which of the above contribute to the increase in per-node throughput in a fundamental way, i.e., to understand the dependence of this new result on the above new features. The conclusion of this paper is that the improved throughput scaling is principally due to the percolation-based routing, which enables shorter hops and, consequently, less interference. More precisely, the hops along the highways have bounded lengths that do not increase as the network expands. This would not have been possible if one were to use shortest path routing, the existence of which then invokes a connectivity requirement that would force the hop size to increase as the network expands.

This conclusion is established by showing that throughput can be attained by a system that does not employ highways, but rather uses percolation to establish, for each source-destination (s-d) pair, a set of disjoint routes within a narrow routing corridor running from source to destination. Thus with this multipath routing structure, highways and routing hierarchy are not essential. In addition, it is shown that throughput can be attained with the original threshold transmission bit-rate model, provided the transmission powers of the nodes are permitted to grow with . Thus, the benefit of the capacity bit-rate model is simply to permit the power to remain bounded, even as the network expands.

The remainder of the paper is organized as follows, Section II introduces the system and the transmission rate models we use. Section III gives our main result and an overview of the proof. The formal proof follows in sections IV, V, VI and VII, which formalize the path construction, data rates, loading factor and the system scheduling, respectively.

## Ii System Model

We consider the random extended network, which consists of a set of nodes distributed over a disk with radius , called the network region. We construct the network by placing the nodes according to a Poisson point process of unit intensity over and focusing our attention to the network region . We denote the location of the th node by . Each node, , serves as a source of bits which it wishes to communicate to a destination, denoted by , which is chosen randomly from the remaining nodes. Each node may serve as a destination for more than one source. Communication is done using a multihop relaying scheme under a slotted time system. There is a transmitter and receiver at each node. All transmitters use the same power , which we get to choose and which may depend upon . We assume that node receives the transmitted signal from node with power , where is a propagation model and is the Euclidean distance between nodes and . We use the propagation model introduced by Arpacioglu and Haas [3],

(1) |

where is a constant depending upon the channel conditions.

### Ii-a Transmission Rate Models

Let be a set of simultaneously transmitting nodes. Then the (signal to interference and noise ratio) at node when node is transmitting to it is given by

We use two different transmission rate models.

Model A In this model, which was used in [1], the transmission rate is equal to the capacity of the wireless channel. That is the rate (in bits/sec) at which node can transmit to node is

(2) |

where is the bandwidth and is length of the time slot.

## Iii Main Result

In the following theorem, which is our main result, we demonstrate the achievability of throughput for both transmission rate models, using a non-hierarchical routing strategy, i.e., without the use of highways.

###### Theorem 1

Under transmission Models A and B, a per-node throughput of bits/sec is achievable in the random extended network. Under Model A the throughput is achievable with any constant finite power at each node, whereas under Model B the throughput is achievable only if power increases to infinity as .

We now give an overview of the proof, details of which are in subsequent sections. For each s-d pair we find with high probability disjoint routes (i.e., a sequence of hops from node to node) from source to destination such that

1. each route consists of a draining hop from the source,
a path consisting of a sequence of intermediate hops, and a
delivery hop ending at the destination,

2. the first hop, i.e., the draining hop, has length and
extends from the source to the first node of the path,

3. the last hop, i.e. the delivery hop, has length , and
extends from the last node of the path to the destination.

4. all intermediate hops have lengths bounded by a constant
not depending on .

To make the analysis tractable, we modify these paths slightly in a way that preserves their distance properties, but does not necessarily preserve their disjointness. We then show that for each s-d pair, a rate of is sustainable on each hop of each of its modified paths. To do this, we show that the maximum number of source-destination paths on which an intermediate node can lie is . From Item 4 above, the intermediate nodes, with the exception of the delivery node, transmit over a bounded distance. Theorem 3 of [1] showed that when transmitting over a bounded distance, nodes can maintain a throughput of . Thus for each s-d pair an intermediate node can sustain a throughput of .

Next, using Theorem 3 of [1] again, we show that a source can transmit data at rate in a way that will be received by a node on each of the paths for the s-d pair. Through this node, each path then takes a share of this rate equal to . Therefore, the source is able to drain onto each of the paths at rate . Similarly, delivery nodes can deliver data to the destination at a rate of from each path.

Combining the above results we see that, for each source-destination pair we have routes, each of which can sustain a rate of . Thus the per-node throughput is given by .

## Iv Path Construction via Percolation

In this section we show that, with probability approaching 1 as , there exist suitable disjoint paths for each source-destination pair. Here the probability is with respect to the Poisson point process for node locations and the random destination assigned to each source node. To do this, we use the percolation approach that was used in [1] to establish the existence of suitable highways. Here we apply approach to find a set of suitable paths for each source-destination pair.

Since we need to show the existence of paths for every s-d pair, we first need to upper bound the number of nodes in the network region , which we denote .

###### Lemma 1

The probability that the number of nodes, , in the network region is less than goes to 1 as goes to infinity.

Proof: The number of nodes in the network region, , is a Poisson random variable with mean . Applying the Chernoff bound gives,

for all . Choosing gives

Next we prove that for a given s-d pair, there are disjoint paths such that the distance to (from) each path from (to) the source (destination) is , and that every intermediate hop along each path is of length , i.e. its length is upper bounded by a constant independent of . To show this, we consider a rectangular routing corridor of dimensions in that includes both s and d, where are constants to be chosen later.

Tessellate this routing corridor with diamonds of side as shown in Figure 1(a). Then for any given diamond,

If a diamond contains at least one node, it is said to be open, and closed otherwise. Draw horizontal edges across half the diamonds and vertical edges across the others in the manner shown in Figure 1(b). An edge is considered open if it lies in an open diamond, and closed otherwise. Define a path as a sequence of connected edges, horizontal or vertical. A path is said to be open if it contains only open edges. We will show that there are disjoint open paths crossing the routing corridor lengthwise, i.e. beginning at the left and ending at the right side of the routing corridor.

Let be the event that there exist at least disjoint open paths that cross the routing corridor lengthwise.

The following lemma, whose proof can be found in the proof of Theorem 5 of [1] is based on an important result from percolation theory.

###### Lemma 2

Given arbitrary constants , there exists a strictly positive constant such that

(4) |

where and .

We now set up a routing corridor for each s-d pair. The following theorem demonstrates that when is large, with high probability there are disjoint paths in each one of those corridors.

###### Theorem 2

Given and , there exists a strictly positive constant such that if for every we are given at most routing corridors of dimensions in , then with probability approaching one there exist disjoint open lengthwise crossing paths within each of the routing corridors.

Observe that when are large, the routing corridors are quite narrow.

Proof: We prove this theorem using Lemma 2 and the union bound. It suffices to assume that we have routing corridors. Then

where the first inequality follows from the union-bound and the second inequality uses Lemma 2. Note that the above expression goes to one as tends to infinity if . Given and , choosing results in .

###### Corollary 1

Given and , there exists a strictly positive constant such that with probability approaching one there exist disjoint open paths for each s-d pair such that the distance of any path from the source and destination is less than and every intermediate hop has length less than .

Proof: For any given s-d pair, consider a routing corridor with the aforementioned dimensions such that it contains both source and destination and that the portion of the routing corridor that intersects the network region is as high as possible (see Figure 2). According to Lemma 2, with high probability there are disjoint open paths that cross the routing corridor lengthwise. Now consider the part of the routing corridor that lies within the network region. Since there are disjoint open paths that cross the routing corridor lengthwise, there will be disjoint open paths in the truncated region as well. Also, since the width of the routing corridor is , the minimum distances of each of these paths from the source and the destination is less than . Also, using a geometric argument, it is easy to see that any intermediate hop has less or less.

Theorem 2 shows the existence of paths for a number of routing corridors no larger than . Using the above construction for every s-d pair and combining with the fact that the number of s-d pairs is less the with high probability (Lemma 1) completes the proof of the corollary.

As suggested earlier, for tractability we need to modify the paths provided by the corollary. Ignoring the previous tesselations of routing corridors, consider now a tessellation of the entire network region into squares of side . If a square has multiple nodes in it, we designate one node as the relay node. Now, for every hop of every s-d path, if the node that is to transmit is not the designated relay node for the square, we replace it with the designated relay node. In this way we obtain a set of paths for each s-d pair such that each source (destination) is within of each of its paths. Note, however, that now the maximum intermediate hop length has been increased to . Moreover, the paths corresponding to one s-d pair might no longer be disjoint. For example, in two originally disjoint paths there might be a node in one path and a node in the other that are contained in adjacent diamonds in the original tesselation of the routing corridor, but are in the same square of the new tesselation of the entire network region. In this case, the two modified paths share a common relay node.

## V Data Rates

We begin this section by finding a lower bound on the per-node transfer rate when for some every node has to send data to all nodes within distance of itself. This involves setting up a TDMA schedule so as to limit the number of simultaneous transmissions taking place, which in turn limits the interference. Corollaries are then given for use in the proof of the Theorem 1.

For transmission rate Model A, Theorem 3 of [1] can be used. The following extends this theorem to transmission rate Model B.

###### Theorem 3

Given , given a tessellation of the net-work into squares with sides of length , and given an integer there exists a rate using Model A and using Model B such that one node in each square can successfully transfer data at rate to any node located in any square within Manhattan distance of the originating square (i.e. or fewer horizontal and/or vertical steps).

The asymptotic behavior of the rate under Model A can be attained by any fixed finite power at each node. However to achieve the rate under Model B we have to let power go to infinity as tends to infinity.

Proof: For Model A the proof is given in [1, Theorem 3], and for the extension to Model B, we now make a similar construction. We consider a partition of the network region into super-squares, each composed of smaller squares, for some to be chosen later. We index the squares in each super-square starting in the lower left corner, moving horizontally in the bottom row from left to right, and then in the row above it from left to right, and so on. We set up a TDMA schedule of slots such that in the th slot, from every square indexed by , precisely one node can transmit.

Consider a transmitter-receiver pair separated by squares. Choosing , where

and , we can see that the closest 8 interferers are at least squares away, the next closest 16 interferers are at least squares away, and so on (Figure 3). The power from interfering nodes can thus be upper bounded as

Next we lower bound the signal power at the receiver. The Euclidean distance between the transmitter and receiver is at most . Thus the signal power, , satisfies

Using the above two bounds we obtain a bound on the SINR:

It can be easily shown that the second term in the above equation is less than . Choosing large enough that the sum of two terms still remains less than results in SINR. In this case according to Model B, one node in each square can transmit at rate 1 in such a way that all nodes within Manhattan distance will successfully receive the transmissions. Since each square is allowed to have a transmitting node once every time slots, to get the asymptotic behavior we need to divide the above transfer rate by . Thus under Model B, is attainable.

We now give a corollary to the above theorem that will be used to show an achievable data delivery rate to the destination.

###### Corollary 2

Given , given a tessellation of the network into squares with sides of length , and given an integer there exists a rate for Model A and for Model B such that one node in each square can receive data at rate from a transmitter located in any square within Manhattan distance of the receiving square (i.e. or fewer horizontal and/or vertical steps).

Proof The proof is obtained by switching the role of transmitters and receivers in the proof of the previous theorem.

We conclude this section with three corollaries that use Theorem 3 to establish rates at which, respectively, draining, delivery and transmission along the intermediate hops can proceed.

###### Corollary 3

With probability approaching one, every source node in the network can transmit to every one of the paths in its corresponding routing corridor at a rate under transmission Model A, and under Model B.

Proof: First, for Model A, consider the tessellation of into squares of side length . Consider also any one source node. Since the Manhattan distance from this source to each of its paths is less than , for some , if this node is the only node within its square then Theorem 3 with implies it can transmit data that is successfully received by a node on each of its paths at rate

It is therefore decided that nodes will transmit at rate , and since each path takes responsibility for relaying an equal share of this data, each path is responsible to relay . When is large, with high probability the number of nodes in a square of size is [1, Lemma 1]. Every node can actually transmit data at rate of . The proof for Model B follows similar arguments.

###### Corollary 4

With probability approaching one, every destination node in the network can receive data from every one of the paths in its corresponding routing corridor at a rate under Model A, and under Model B.

Proof: First, for Model A, consider a tessellation of into squares of side length . Consider any one destination node and one of the source nodes that corresponds to that destination. Since the distance to the destination from each of its paths is less than , for some , if this node is the only node within its square then Corollary 3 implies that data can be successfully received by the destination at rate . It is therefore decided that nodes delivering data to this destination will transmit at rate . Using the Chernoff bound we can easily see that the number of sources that choose any given node as its destination is with high probability. Setting up a TDMA scheme in which each epoch consisting of slots would allow the destination to receive from every path of every source that selects the given node as its destination at least once in every epoch. Thus a destination can receive at rate . When is large with high probability the number of nodes in a square of size is [1, Lemma 1]. Thus every node can receive data at rate . The proof for Model B follows similar arguments.

###### Corollary 5

Given , and a tessellation of into squares of side length , one node in every square can transmit to every node located within distance , i.e., distance is upper bounded by a constant that does not depend upon , at a constant rate that does not depend upon .

Proof: First consider Model A. From Theorem 3 we know that one node in every square can achieve a rate of while transmitting to every node located within Manhattan distance of the originating square. For transmissions over distance that is upper bounded by a constant not depending upon , would be a constant. Hence rate is achievable over constant distance. The proof for Model B follows similar arguments.

## Vi Loading Factor

The loading factor of a designated relay node is the number of s-d paths on which it lies. We also consider it to be the loading factor of the square containing the relay node. In this section we find a probabilistic upper bound to the maximum loading factor among all squares, which then upper bounds the maximum loading factor of all relay nodes.

Let represent the loading factor of the th square, and let . We observe that if an s-d pair contributes a path or paths to the , then it must be that the corresponding routing corridor intersects the th square. Now, we observe that if the th square intersects a given s-d routing corridor, it can, at most, intersect 9 diamonds of the routing corridor tessellation. Recall that the tentative paths for a given s-d pair are disjoint, i.e. a diamond of the s-d routing corridor can lie on only one tentative path. Thus, if the th square intersects the s-d routing corridor it may have to service at most 9 paths corresponding to that s-d pair.

Therefore as an upper bound to , we upper bound the number of s-d routing corridors that intersect any given square and multiply that number by 9.

###### Theorem 4

For a tessellation of the network region into squares of side , there exists a constant such that

Proof:

(5) |

where is the number of squares in the network region. We have where if the th square intersects the routing corridor corresponding to the th s-d pair and otherwise. Note that for a given , are independent and identically distributed. However the ’s are not identically distributed. Instead will generally have a higher value for squares near the center of than its boundary. The following lemma, which gives a uniform upper bound to , will be used to find a lower bound to the term that appears in (5).

###### Lemma 3

Given there exists such that

(6) |

Proof: We setup a polar coordinate system such that the origin lies at the center of the network region. As the probability of intersection of a square by a random s-d pair routing corridor is highest at the center, we consider the th square to lie at the center of the network region, i.e., to contain the origin. Since such a square of side is completely contained in a circle of radius , we upper bound by the probability of a random s-d routing corridor intersecting a circle of radius centered at the origin.

For a source located at , the probability that square is intersected by the s-d pair routing corridor is upper bounded by the probability of the destination lying in the striped regions of Figure 4. Since the diameter of the network region is , the area of the horizontally striped regions can be upper bounded by . Since the upper bound can be relaxed to . Also, the area of the vertically striped portion is . Therefore

Since the joint probability density of the polar coordinate locations is , we have

where .

## Vii System Scheduling

In this section we explain a system protocol that achieves a per-node throughput of and complete the proof of Theorem 1.

For every path corresponding to an s-d pair we designate the node on the path that is closest to the source (destination) as the draining (delivery) node. We cycle among three different categories of time slots: draining, relaying and delivery. In draining slots, the source transmits its packets to the designated draining nodes. In the relaying slots, the relaying nodes transmit the data towards the destination. Finally in the delivery slots, the delivery nodes transmits the data to the destination.

Theorem 4 shows that the maximum number of s-d paths that a relaying node may have to serve is . Since all relaying nodes can transmit at rate (Corollary 5), the relaying node can maintain a throughput of per path.

## References

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- [2] P. Gupta and P. R. Kumar, “The capacity of wireless networks,” IEEE Trans. Inform. Theory, vol. 46, pp. 388-404, Mar. 2000.
- [3] O. Arpacioglu and Z. Haas “On the scalability and capacity of wireless networks with omnidirectional antennas,” IPSN, Berkeley, Apr. 2004.
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