Simple, empirical order parameter for a first order quantum phase transition in atomic nuclei

Simple, empirical order parameter for a first order quantum phase transition in atomic nuclei

Dennis Bonatsos, E.A. McCutchan, R.F. Casten and R.J. Casperson Institute of Nuclear Physics, N.C.S.R. “Demokritos”, GR-15310 Aghia Paraskevi, Attiki, Greece Wright Nuclear Structure Laboratory, Yale University, New Haven, CT 06520, USA

A simple, empirical signature of a first order phase transition in atomic nuclei is presented, the ratio of the energy of the level of the ground state band to the energy of the first excited state. This ratio provides an effective order parameter which is not only easy to measure, but also distinguishes between first and second order phase transitions and takes on a special value in the critical region. Data in the Nd-Dy region show these characteristics. In addition, a repeating degeneracy between alternate yrast states and successive excited states is found to correspond closely to the line of a first order phase transition in the framework of the Interacting Boson Approximation (IBA) model in the large limit, pointing to a possible underlying symmetry in the critical region.

The study of structural evolution in atomic nuclei has witnessed significant developments in recent years. One of the most important has been the discovery of empirical evidence phase1 (); phase2 () for quantum phase transitions (QPT) in the equilibrium shape as a function of nucleon number. This has led to the proposal E5 (); X5 () and empirical verification 134Ba (); 152Sm () of a new class of models, called critical point symmetries (CPS). These, in turn have spurred an abundance of experimental searches nd (); mo (); gd () for nuclei satisfying the predictions of these CPS as well as investigations into the presence of quasidynamical and partial dynamical symmetries at the critical point rowe1 (); ami ().

In contrast to the usual thermodynamic phase transitions landau (), QPT occur at zero temperature as a parameter in the Hamiltonian is varied gilmore (). They are attracting much attention in a variety of physical systems, including Josephson-junction arrays and quantum Hall-effect systems sondhi (). The transition from Bardeen-Cooper-Schrieffer (BCS) pairing correlations bardeen () to Bose-Einstein condensation (BEC) as a result of increasing the strength of the pairing interaction in ultracold alkali atoms has been recently seen experimentally greiner (); jochim (); zwierlein (). In nonrigid polyatomic molecules, a transition from rigidly-linear to rigidly-bent shapes has also been studied iachello (). A relationship between QPT and quantum entanglement has also attracted much attention oster (); gu (). Central to this active field is the search for simple empirical signatures of QPT and the identification of their order. The properties of QPT in atomic nuclei are therefore of quite broad interest, especially since nuclei are finite-body systems in which the number of constituents can be varied experimentally and theoretically.

It is the purpose of this Letter to identify a new, easy-to-measure, observable in one such system, atomic nuclei, that acts as an order parameter for QPT in nuclei and which can distinguish first and second order phase transitions. Further, we will show that a particular value of this observable identifies the entire critical region, even for structures not satisfying a specific CPS. Finally we use this value to point to the possible existence of a heretofore undefined new symmetry at the critical point.

Figure 1: (Color online) The ratio ()/() as a function of for three values of for (a) = 15 and (b) = 100. The inset to (a) shows the corresponding behavior for  franvic2004 ().

In the context of an algebraic approach to nuclear structure, the concept of phase transitions was developed a number of years ago using the intrinsic state formalism gilmore (); coherent1 (); coherent2 () of the Interacting Boson Approximation (IBA) model iba (). This model, constructed in terms of the group U(6), has three dynamical symmetries corresponding to different nuclear shapes: a spherical nucleus that can vibrate [U(5)]; an ellipsoidal deformed axially symmetric rotor [SU(3)], and an axially asymmetric rotor [O(6)]. Nuclei exist which manifest these symmetries but most nuclei deviate from them. Spherical to deformed transition regions in the IBA from U(5) to SU(3) and U(5) to O(6) undergo, in the large boson number (large valence nucleon number) limit, first and second order phase transitions, respectively.

More recently, critical point transitions have been described in a geometrical framework, in terms of the Bohr Hamiltonian. These new CPS, E(5) E5 () and X(5) X5 (), correspond to second and first order phase transitions between a vibrator and a rotor, differing in the degree of freedom. In both cases, an infinite square well potential in the deformation, , allows for analytic solutions.

The critical points in the IBA characterize the points in shape transitional regions where various observables pan03 () such as ()/() or electromagnetic transition strengths, (2; ), invariants volker (), as well as a measure of the wave function entropy cejnar () vary most rapidly: their first derivatives have an extremum and their second derivative reverses sign.

With increased interest in QPT in nuclei, several investigations have sought order parameters to distinguish first and second order phase transitions. Two of these are franvic2004 () , the difference between the expectation values of the number of -bosons in the IBA, , in the first excited state and the ground state, and , proportional to the isomer shift between the first state and the ground state. Both have sharp changes in phase transitional regions and exhibit a different behavior for first and second order phase transitions (see inset to Fig. 1(a)) for small .

Figure 2: (Color online)(a) Experimental ()/() ratio as a function of neutron number for the Nd, Sm, Gd, and Dy isotopes. (b) Same for the Xe and Ba isotopes. For smaller neutron numbers, the state was taken in the ratio if its (2) decay was consistent with the = state. This corresponds to = 74 in Xe and = 76,78 in Ba.

However, these differences do not persist in the large thermodynamic limit pan (). In a more practical vein, Ref. rowe () considered the ratio of electromagnetic transition strengths, (2;)/(2;), in the IBA which exhibits a peak prior to the critical region for the U(5)-SU(3) transition, similar to . Ref. zhang () determined that a difference between U(5)-SU(3) and U(5)-O(6) transitions persists for and another ratio up to = 50. These signatures however, are often difficult to measure, and have substantial uncertainties, particularly far off stability. Moreover, the ratio varies only slightly as a function of structure, typically in the range 1.4-1.7 only.

The present work presents four key results. We identify an order parameter based on the energies of the first excited state and the level of the ground state band. We show that the ratio ()/() can distinguish between first and second order phase transitions and that this distinction persists in the large limit. We also identify, for the first time, a signature of the entire critical region which closely characterizes the line of the first order phase transition in the IBA in the large limit, that is a signature which identifies a nucleus as lying near the critical point, regardless of the -dependence of the potential. Finally, we also discuss a possible underlying symmetry in the critical region of the IBA.

Calculations for this study were performed using the extended consistent  cqf (); ecqf () formalism (ECQF) of the IBA with a Hamiltonian given by ham1 ()


where , is the number of valence bosons, and is a scaling factor. The above Hamiltonian contains two parameters, and , with ranging from 0 to 1, and ranging from 0 to . In this parameterization, the three dynamical symmetries are given by = 0, any for U(5), = 1, = for SU(3) and = 1.0, = 0.0 for O(6). Calculations were performed with the code IBAR ibar () which allows boson numbers up to 250.

In Fig. 1, the results of calculations for the ratio ()/() are given for = 15 and 100. The calculations include the U(5)-SU(3) transition ( = ), the U(5)-O(6) transition ( = 0.0) and an intermediate value. This ratio is 1.5 in the U(5) limit and approaches zero in the large limit of SU(3) as the state rises in energy. For the case of the U(5)-O(6) transition ( = 0), we present two sets of calculations. For = 15, above 0.6, the dotted line follows the state belonging to the = -2 family of the O(6) symmetry whereas, the dash-dotted line follows the belonging to the = family (the actual level).

For small , Fig. 1(a), ()/() exhibits a modest peak before the first order phase transition point ( = , solid curve) followed by a sharp decrease across the phase transition. For the second order case, it maximizes at U(5) and gradually decreases with increasing . This behavior is identical to that for in Fig. 1(a) [inset]. The intermediate value also exhibits a small rise before the phase transition. Thus, as approaches the second order case, the unique features of the first order phase transition diminish, but are still present, although they may be difficult to distinguish in finite nuclei.

Figure 1(b) illustrates that the above behavior persists and is enhanced in the large limit. The features of ()/() are almost identical to the behavior of the ratio discussed in Ref. rowe (). The transition region becomes sharper and occurs for a narrower range of values, while the peak prior to the phase transition increases in magnitude. With increasing , the ()/() ratio has values close to the = 0 and = 1 limiting cases for values just outside of the transition region.

Figure 3: (Color online) (Top) Line of degeneracy between the and levels (solid red) for = 10, 40, 100, and 250 in the IBA triangle. (Bottom) Line of degeneracy between the and levels (solid blue) for = 250 (left) and between the and levels (solid green line) for = 250 (right) in the IBA triangle. The dashed lines denote the critical region in the IBA obtained in the large limit from the intrinsic state formalism gilmore (); coherent1 (); coherent2 ().

It is also important to determine if this behavior is observed in nuclei. In Fig. 2 (a), the ()/() ratio for the Nd-Dy isotopes is plotted as a function of neutron number. The Nd, Sm, and Gd isotopic chains are well established as undergoing a transition from spherical to deformed shapes, with Nd, Sm, and Gd lying close to the phase transitional point 152Sm (); nd (); gd () and approximately manifesting X(5). Interestingly, as in Fig. 1, ()/() peaks just prior to the phase transitional nuclei, followed by a sharp drop occurring for the proposed critical point nuclei. (In Nd, the rise occurs somewhat earlier.) The Dy isotopes behave similarly to the Sm and Gd isotopes, although data on 86 is lacking. Figure 2 (b) shows the ()/() ratio for the Xe and Ba isotopes which lie in a -soft region between the U(5) and O(6) symmetries that contains only a second order phase transition. Consistent with this, no discontinuity is observed.

Figure 4: (Color online) Energies of low-lying states (normalized to ()=1) of the Hamiltonian of Eq. (1) with =, =0.4729, and =250. The parameter was chosen to reproduce the approximate degeneracy of () and ().

One key signature of the X(5) critical point symmetry is a near degeneracy of the level of the ground state band and the first excited state. Close inspection of Fig. 1(b) shows that the ()/() ratio passes through a value of 1.0 close to the phase transition point. This suggests that a degeneracy between () and () is related to the critical point. We note that this is reflected empirically in Fig. 2, where the = 90 nuclei also have ()/() very close to unity. In Fig. 3(top), the line of () = () is given in the IBA triangle for = 10, 40, 100, and 250. For each boson number, there is a single trajectory in the triangle which corresponds to this degeneracy condition. With increasing , this line quickly approaches the phase transition region of the IBA, intersecting it almost exactly for = 250. Thus, it appears that a degeneracy of () and () is a signature of the of first order phase transitions in the IBA in the large limit.

Degeneracies are often associated with underlying symmetries. It is therefore of considerable interest that the critical point of the IBA in the large limit exhibits the same degeneracy between () and () as approximately given by X(5). To further investigate the presence of underlying symmetries in the phase transition region of the IBA, Fig. 4 gives a detailed level scheme from the IBA with = and = 0.4729 (which approximately reproduces the degeneracy of () and ()). This point lies very close to the critical point, = 0.4721, obtained in the exact infinite limit. Clearly, additional degeneracies are also present. Successive ground band members with 2 with /2 odd, are nearly degenerate with successive excited states [, (, ), (, ), (, )]. Included in Fig. 3 (bottom) are lines of degeneracy between the and levels (left) and the and levels (right). They too persist along the entire phase transition region.

The continuation of the degeneracies, that appear at the intersection of the critical line and the U(5)-SU(3) leg of the triangle, into the interior of the triangle is reminiscent of the quasi-dynamical symmetries quasi1 (); quasi2 () associated with the U(5)-O(6) and U(5)-SU(3) transitions in the IBA, as well as in the vibrator to -unstable rotor transition in the Bohr model quasi3 (). If the degeneracies in the interior can indeed be explained by quasi-dynamical symmetries, it would significantly expand the relevance of such ideas. In the present case, of course, the underlying symmetry, exact or approximate, has not yet been identified and needs further investigation.

In conclusion, we have identified a simple, empirical observable, the ratio ()/() of the energies of the state and the state which can serve as an order parameter identifying phase transitional behavior, and whose behavior can distinguish between first and second order phase transitions. Experimental data on the Sm and Gd isotopes, which are well known to exhibit first order phase transitional behavior, exhibit exactly the behavior predicted by the IBA for the ()/() ratio. Nuclei in second order transitional regions do not.

Beyond its applicability as an effective order parameter, it was also found that a particular value of the ratio, ()/() = 1.0, provides a signature of the critical region which persists along the line of a first order phase transition cutting across the triangle in the IBA in the large limit. The predicted degeneracy of () and () in the IBA critical region for large is consistent with the X(5) critical point symmetry. Finally, the possibility of an underlying quasi-dynamical symmetry, reflected in a recurring pattern of degeneracies, in the critical region of the IBA was discussed.

Useful discussions with F. Iachello and N.V. Zamfir are acknowledged. We are grateful to E. Williams and V. Werner for discussions of their work on the IBA model for very large boson numbers, including their role in the development of the code IBAR, which made the present study possible. This work was supported by U.S. DOE Grant No. DE-FG02-91ER-40609.


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