Proton-Proton On Shell Optical Potential at High Energies and the Hollowness Effect Talk presented by ERA at the Light Cone 2015 Conference, Frascati, Italy. 21-25 September 2015.Supported by Spanish DGI and Feder funds (grant FIS2014-59386-P), by Junta de Andalucía (grant FQM225), and by Polish National Science Center (grant DEC-2012/06/A/ST2/00390).

Proton-Proton On Shell Optical Potential at High Energies and the Hollowness Effect thanks: Talk presented by ERA at the Light Cone 2015 Conference, Frascati, Italy. 21-25 September 2015.
Supported by Spanish DGI and Feder funds (grant FIS2014-59386-P), by Junta de Andalucía (grant FQM225), and by Polish National Science Center (grant DEC-2012/06/A/ST2/00390).

Enrique Ruiz Arriola Enrique Ruiz Arriola Departamento de Física Atómica, Molecular y Nuclear and
Instituto Carlos I de Física Teórica y Computacional, Universidad de Granada, E-18071 Granada, Spain Wojciech Broniowski The H. Niewodniczański Institute of Nuclear Physics, polish Academy of Sciences, PL-31342 Kraków, Poland, and
Jan Kochanowski University, PL-25406 Kielce, Poland
   Wojciech Broniowski Enrique Ruiz Arriola Departamento de Física Atómica, Molecular y Nuclear and
Instituto Carlos I de Física Teórica y Computacional, Universidad de Granada, E-18071 Granada, Spain Wojciech Broniowski The H. Niewodniczański Institute of Nuclear Physics, polish Academy of Sciences, PL-31342 Kraków, Poland, and
Jan Kochanowski University, PL-25406 Kielce, Poland
October 4, 2019

We analyze the usefulness of the optical potential as suggested by the double spectral Mandelstam representation at very high energies, such as in the proton-proton scattering at ISR and the LHC. Its particular meaning regarding the interpretation of the scattering data up to the maximum available measured energies is discussed. Our analysis reconstructs 3D dynamics from the effective transverse 2D impact parameter representation and suggests that besides the onset of gray nucleons at the LHC there appears an inelasticity depletion (hollowness) which precludes convolution models at the attometer scale.

journal: Proceedings of Light Cone 2015

1 Introduction

The history of proton-proton scattering at high energies has been marked by continuous surprises; extrapolations have often been contradicted by actual measurements such as at ISR (see, e.g., [1; 2; 3; 4] for comprehensive accounts and references therein). The first run of the CERN-LHC on pp collisions has unveiled new features at CM energies about  TeV, measured by the TOTEM collaboration [5]. Contrary to naive expectations, probing strong interactions at such high energies, corresponding to a de Broglie wavelength of about half an attometer, becomes more intricate and may still be far from the asymptotics [6]. Regge phenomenolgy [7] motivated Barger and Phillips [8] to propose a parameterization which, when suitably extended, describes all ISR and the LHC data simultaneously [9; 10]. Dynamical calculations display the intricacy of non perturbative phenomena at these high energies from a fundamental viewpoint (see e.g. [11; 12]). In the present talk we return to a phenomenological level and unveil interesting features of pp scattering via the so-called on-shell optical potential model.

The optical potential was first suggested to deal with inelastic neutron-nucleus scattering above the compound nucleus regime [13]. There, the concept of the black disk limit was first proposed and tested along with the observed Fraunhofer diffraction pattern [14], which also applies to the eikonal approximation [15]. The Serber model [16] was an incipient extension of the optical eikonal formalism to high energy particle physics. Based on a double spectral representation of the Mandelstam representation of the scattering amplitude, Cornwall and Ruderman delineated a definition of the optical potential directly rooted in field theory [17]. Field-theoretic discussions using the multichannel Bethe-Salpeter equation shed some further light  [18; 19] (see, e.g., an early review on optical models [20]). The off-shell vs on-shell interplay was analyzed and an on-shell-type equation was proposed by Namyslowski [21]. The high energy grayness of the nucleon has been a matter of discussion since the 70’s [22].

2 Amplitudes and parameterizations

The invariant proton-proton elastic scattering differential cross section is given by


where is the scattering amplitude having both the partial wave and the impact parameter expansions [23]


where , is the CM momentum, and with denoting the momentum transfer. In the eikonal approximation one has , hence and . The total, elastic, and total inelastic cross sections read, respectively [23]


Here, the transverse probability inelastic profile fulfills and is given by


For our purposes we just need a working parameterization of the scattering amplitude. Here, and for definiteness we use the work in Ref. [9], and more specifically, their MBP2 form, which have been fitted separately for all known differential cross sections for , , , , , and  111A compilation of high energy scattering data can be found at and read


where are form factors, and are complex numbers which at variance with Regge theory [7], are assumed to be energy dependent. The fits produce  [9; 10].

3 The on-shell optical potential

A general field theoretic approach requires solving a coupled channel Bethe-Salpeter equation involving all open channels, a most impractical a procedure, since their number becomes huge for the large energies at ISR or the LHC. Of course, a viable approach would be to determine the kernel, operating as a phenomenological optical potential, from the available NN scattering data. In the geometric picture, the diffraction pattern is manifest as a shadow of the inelastic scattering, such that the diffraction peak in the forward direction is due to a coherent interference. From a Quantum Mechanics point of view, the inelastic process can be interpreted as a leakage in the probability current. We propose a scheme below where a local and energy dependent potential can be directly computed from the data, unveiling the structure of the inelasticity hole.

A standard tool for handling the two-body relativistic scattering is the Bethe-Salpeter equation (we use conventions of Ref. [24]), which in the operator form reads


For the sector with the kinematics it can be written as


where , is the total momentum, is the total scattering amplitude, and denotes the nucleon propagator. The kernel represents the irreducible four-point Green’s function, and it is generically referred to as the potential. Equation (9) is a linear four-dimensional equation. It requires the off-shell behavior of the potential and generally depends on the choice of the interpolating fields, although one expects the scattering amplitude for the on-shell particles to be independent of the field choice.222This point is not made very clear in the literature; see, e.g., Ref. [24] for an explicit demonstration in the particular case of scattering that the field transformations preserving the on-shell potential modify the on-shell T-matrix.

An approach which is manifestly independent of the off-shell ambiguities deduces an on-shell equation by separating explicitly those states which are on-shell and elastic from the rest [21] (for a similar and related ideas see, e.g., Ref. [24]). In the operator form, the final result can be written as (see also Ref. [17])


where is the on-shell optical potential and is the elastic on-shell scattering amplitude,


When written out explicitly, the equation becomes


At the level of partial waves, we have a simplified form, which using reads


where . Note that only the on-shell amplitude enters here, whereas the equation is non-linear. As usual, the scattering amplitudes are defined as boundary values of analytic complex functions, such that . Note that due to the Schwartz reflection principle , and thus the unitarity condition corresponds to a right-hand discontinuity cut , which reads at and yields two contributions. The exchange, written as a left cut condition becomes for , whereas the causality implies a dispersion relation in energy along the left and right cuts. Invoking the eikonal approximation, which works phenomenologically for , and using Eq. (5) we get


Solving the BS equation becomes very complicated and for a phenomenological kernel is not truly essential. Instead, we use a minimal relativistic approach [25] based on the squared mass operator [26] defined as , where represents the (invariant) interaction determined in the CM frame by matching to the non-relativistic limit with a local and energy-dependent phenomenological optical potential, . This yields ; it could be obtained by fitting elastic scattering data [25]. After quantization we have , with , such that the relativistic equation can be written as , i.e., as a non-relativistic Schrödinger equation


This equation incorporates the necessary physical ingredients which were also present in the BS equation: relativity and inelasticity. The optical potential does not yet correspond to the on-shell one defined by Eq. (10). The argument given in Ref. [17] uses the optical theorem from the continuity equation, yielding


where the on-shell optical potential is defined by its imaginary part and can be interpreted as the local density of inelasticity at a given CM energy ; it also becomes perturbatively. Using , Eq. (16) becomes consistent with Eq. (14). We may further rewrite this in the impact parameter space by taking and integrating over the longitudinal component. As a result we get Eq. (5), where the transverse probability profile function is given by


In last step the spherical symmetry has been exploited. To determine we recognize this formula as an integral equation of the Abel type, hence it can be inverted using the standard method (see e.g. Ref. [27]) to give the on-shell optical potential directly from the inelasticity profile and hence from data,


This new formula is remarkable as it reconstructs the 3D on-shell dynamics from the effective transverse 2D impact parameter representation where the longitudinal physics has been integrated out.

4 Numerical results and discussion

For the MBP2 parameterization of Ref. [9] we obtain the inelastic profile function and its derivative for the measured and fitted energies , , , , , and . The result for is an extrapolation proposed in Ref. [9]. The amplitudes of the on-shell potentials depend strongly on the CM energy , with a power-like behavior. Thus, in Fig. 1 we show the ratio normalized to the value at the origin, . As can be vividly seen, the lower energy values have a maximum at the origin, whereas the LHC pp data develop a dip in the origin, which suggests that the inelasticity becomes maximal at a finite value, around . The fact that the optical potential has its maximum away from the origin is most remarkable; a feature shared by the profile function , which shows that in an inelastic collision most damage is not necessarily produced by central collisions. The “hollowness” effect is less evident in 2D as the 3D hole is integrated over the longitudinal variables which effectively fill the 3D-hole. This goes beyond the idea that the protons become “gray” above , as recently suggested by Dremin [28] (see also [29; 30]), rather than a black disk. Actually, this shows in particular that the hollowness effect cannot be reproduced by an intuitive folding structure. Indeed, for small we get


showing that is a local maximum, in contrast to the phenomenological result, see Fig. 1. This conclusion also holds if the folding is made between wave functions with no extra weight. Finally, we note that the mean squared radius of ; displays a logarithmic growth with the energy. These surprising new high energy features as well as the fluctuations in  [31] become relevant in heavy ions collisions and will be addressed in more detail elsewhere. The energy interpolation of [9] suggests that the 3D depletion already happens at , below LHC energies, generating a flattening of the 2D impact parameter dependence.

Figure 1: Inelasticity properties of the proton-proton scattering at the CM energies , , , , , , and . Top: The inelastic profile (left) and its derivative (right) as a function of the impact parameter. Bottom: The imaginary part of the on-shell optical potential normalized to the value at the origin, plotted as a function of the radial distance.

5 Conclusions

The on-shell optical potential is a meaningful concept under the most common and general assumption of the Mandelstam double spectral representation. We have shown that it is also a useful quantity when interpreting the proton-proton scattering data at very high energies; the shape of the inelasticity hole changes dramatically when going from ISR to the LHC. The shoulder-like form of the imaginary part of the on-shell potential resembles very much the traditional pattern found in the absorptive part of optical potential in the neutron-nucleus reactions beyond the compound model regime [32]. For a heavy nucleus, the surface is much smaller than the volume and the shoulder merely shows that most inelastic processes occur at the surface. This can pictorially be imagined as derivatives of a Fermi-type distribution. In the case of the proton-proton scattering, extremely high energies seem necessary to resolve between the surface from the volume effects at the attometer scales. The puzzling hollowness effect sets in at and awaits a dynamical explanation.


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