ON THE SEMICLASSICAL APPROACH TO QUANTUM COSMOLOGY

Edward Anderson

Departamento de Física Teórica, Universidad Autonoma de Madrid.

The emergent semiclassical time approach to resolving the problem of time in quantum gravity involves heavy slow degrees of freedom providing via an approximately Hamilton–Jacobi equation an approximate timestandard with respect to which the quantum mechanics of light fast degrees of freedom can run. More concretely, this approach involves Born–Oppenheimer and WKB ansätze and some accompanying approximations. In this paper, I investigate this approach for concrete scaled relational particle mechanics models, i.e. models featuring only relative separations, relative angles and relative times. I consider the heavy–light interaction term in the light quantum equation – necessary for the semiclassical approach to work, firstly as an emergent-time dependent perturbation of the emergent-time-dependent Schrödinger equation for the light subsystem. Secondly, I consider a scheme in which the backreaction is small but non-negligible, so that the -subsystem also affects the form of the emergent time. I also suggest that the many terms involving expectation values of the light wavefunctions in both the (unapproximated) heavy and light equations might require treatment in parallel to the Hartree–Fock self-consistent approach rather than merely being discarded; for the moment this paper provides a counterexample to such terms being smaller than their unaveraged counterparts. Investigation of these ideas and methods will give us a more robust understanding of the suggested quantum-cosmological origin of microwave background inhomogeneities and galaxies.

PACS numbers 04.60-m, 04.60.Ds, 98.80.Qc

ea212@cam.ac.uk, edward.anderson@uam.es

## 1 Introduction

This paper concerns the semiclassical approach to the Problem of Time in Quantum Gravity (see Sec 1.1) and to other conceptual issues in Quantum Cosmology (see Sec 1.2). I concentrate on a relational particle mechanics (RPM) model (what these are and the motivation for them is considered in Sec 1.3; how this is of use in the semiclassical approach is explained in Sec 1.4).

### 1.1 The Problem of Time in Quantum Gravity

The Problem of Time [2, 3, 5, 6, 4, 7, 8, 9] follows from how what one means by ‘time’ has a different meaning in each of General Relativity (GR) and ordinary Quantum Theory (QT).
This incompatibility creates serious problems with trying to replace these two branches of physics with a single framework in regimes in which neither QT nor GR can be neglected, such as in black holes or in the very early universe.
One well-known facet of the Problem of Time appears in attempting canonical quantization of GR due to the GR
Hamiltonian constraint^{1}^{1}1 is the spatial 3-metric,
with determinant , covariant derivative , Ricci scalar and conjugate momentum .
is the GR kinetic metric on the GR configuration space with determinant .
Its inverse
is the DeWitt supermetric of GR.

(1) |

being quadratic but not linear in the momenta. Then elevating to a quantum equation produces a stationary, i.e. timeless or frozen wave equation: the Wheeler–DeWitt [2, 10] equation

(2) |

where is the wavefunction of the Universe. Note that one gets this frozen equation of type in place of ordinary QT’s time-dependent Schrödinger equation,

(3) |

(Here, I use H to denote Hamiltonians, and for the absolute Newtonian time.) The above is, moreover, but one among various facets of the Problem of Time; see [5, 6, 9] for discussion of others.

Many strategies have been tried, but none work when examined in detail. Many of the technical difficulties and some of the conceptual difficulties (see e.g. [9] for more) come from GR also possessing the momentum constraint,

(4) |

Some of the strategies toward resolving the Problem of Time are as follows.

A) It may still be that a classical time exists but happens to be harder to find. We now consider starting one’s scheme off by finding a way of solving in general at the classical level (‘tempus ante quantum’) to obtain a part-linear form, schematically (ignoring complications from the momentum constraint),

(5) |

where is the momentum conjugate to a candidate classical time variable, which is to play a role parallel to that of external classical time. is then the ‘true Hamiltonian’ for the system. Given such a parabolic form for , it becomes possible to apply a conceptually-standard quantization that yields the time-dependent Schrödinger equation

(6) |

with obvious associated Schrödinger inner product. A first such suggestion is that there may be a hidden alias internal time [11, 3, 5, 6] within one’s gravitational theory itself. It is to be found by applying some canonical transformation. An example of such is York time. There are also non-geometrodynamical internal time candidates: Matter Time Approaches (See e.g. [5, 12]). I.e., one can consider extending the set of variables from the geometrodynamical ones to include also matter variables coupled to these, which then serve to label spacetime events.

B) Perhaps there is no time in general at the classical level, but some notion of time emerges under certain circumstances at the quantum level. E.g. slow, heavy ‘’ variables can provide an approximate timefunction with respect to which the other fast, light ‘’ degrees of freedom evolve: semiclassical approach [10, 13, 14, 15, 5, 6, 16, 7, 17].

As the semiclassical approach B) is the main focus of this paper, I explain this approach in further detail than the other ones. In Quantum Cosmology the role of is played by scale (and homogeneous matter modes). In the Halliwell–Hawking approach [14] to Quantum Cosmology, the -part are small inhomogeneities. This approach goes via making the Born–Oppenheimer ansatz

(7) |

and the WKB ansatz

(8) |

(each of which furthermore suggests a number of approximations). One then forms the -equation

(9) |

which, under a number of simplifications, yields a Hamilton–Jacobi^{2}^{2}2For simplicity, this is
presented in the case of one degree of freedom and with no linear constraints.
equation, i.e. an equation paralleling the equation

(10) |

which is familiar from mechanics. Here, W is the characteristic function. Next, one approach to such a Hamilton–Jacobi-type equation is to solve it for an approximate emergent semiclassical time . Then the -equation

(11) |

can be recast (modulo further simplifications) as a -dependent Schrödinger equation for the degrees of freedom

(12) |

for the Hamiltonian for the -subsystem. For detail of how this recasting works, the current paper’s toy model case in Sec 3 suffices to give an understanding, so I refer the reader to there.

The ‘paradox’ between the theoretical timelessness of the universe and the quotidian semblance of dynamics is discussed in e.g. [18, 19, 15, 5, 6, 20, 21, 22, 23, 24, 25, 17]. In particular, the semiclassical approach does not work out (e.g. [17] reviews this) if one considers a more general ‘superposed’ rather than WKB wavefunction ansatz, nor is there an entirely well-established a priori reason for the WKB wavefunction ansatz. Investigating this is further complicated by the ‘many approximations problem’ [17] – there are of the order of 20 to 30 such needed in semiclassical schemes There are a number of arguments about the importance of checking how backreaction terms, i.e. -wavefunction dependent terms in the -equation by which the -subsystem influences back the -system and the emergent time that approximately arises from it. E.g. in wishing to model GR, as a conceptually important part of the theory (in its aspect as supplanter of absolute structure) is for the matter to backreact on the geometry. There are also theory-independent reasons for backreaction terms – how could one subsystem genuinely provide time for another if the two are not coupled to each other? The literature on the semiclassical approach makes common use of the “neglecting averages” approximation. Moreover, dropping averaged terms turns out to substantially distort the outcome in Molecular Physics calculations (the Hartree–Fock self-consistent scheme).

C) There are also a number of approaches that take timelessness at face value. Here, one considers only questions about the universe ‘being’, rather than ‘becoming’, a certain way. This can cause some practical limitations, but can address at least some questions of interest. E.g., the naïve Schrödinger interpretation [26] concerns the ‘being’ probabilities for universe properties such as: what is the probability that the universe is large? Flat? Isotropic? Homogeneous? One obtains these via consideration of

(13) |

for a suitable region of the configuration space and is the corresponding volume element. This approach is termed ‘naïve’ due to it not using any further features of the constraint equations. The conditional probabilities interpretation [27] goes further by addressing conditioned questions of ‘being’ such as ‘what is the probability that the universe is flat given that it is isotropic’? Records theory [27, 28, 21, 22, 23, 29] involves localized subconfigurations of a single instant. This requires notions of localization in space and in configuration space . One is furthermore in particular interested in whether these localized subconfigurations contain useful information and are correlated to each other (thus one needs notions of information, subsystem information, mutual information and so on), and whether this scheme leads to semblance of dynamics or history arising.

Further motivation along the lines of [24, 31] for joining the semiclassical, histories and records approaches is as follows (see [32] for a more detailed account). This would both be a more robust Problem of Time strategy and useful for the investigation of a number of further issues in the foundations of Quantum Cosmology. The prospects of such a union are based on how, firstly, there is a records theory within histories theory. Secondly, decoherence of histories is one possible way of obtaining a semiclassical regime in the first place. Thirdly, what the records are will answer the further elusive question of which degrees of freedom decohere which others in Quantum Cosmology.

### 1.2 Quantum Cosmological motivation for the semiclassical approach

The semiclassical approach is furthermore important toward acquiring more solid foundations for other aspects of Quantum Cosmology (see e.g. [25, 24, 16]). The abovementioned Halliwell-Hawking set-up amounts to our understanding of the quantum-cosmological origin of cosmological structure/small inhomogeneities. Via inflation in particular, a case can be built that Quantum Cosmology may contribute to our understanding of cosmic microwave background fluctuations and the origin of galaxies [33, 14]. Inflationary models have for the moment done well [34] at providing an explanation for these. This remains an ‘observationally active area’, with the Planck experiment [35] launched in 2009. Moreover, this paper aims at better understanding of the semiclassical approach itself, rather than looking to make any direct ties to observational cosmology. This is investigated qualitatively in this paper, using the following toy models.

### 1.3 This paper uses relational particle models

Scaled relational particle mechanics (RPM) (originally proposed in [36] and further studied in
[37, 22, 38, 39, 40, 41, 42, 43] is a mechanics in which only relative times,
relative angles and relative separations have physical meaning.
On the other hand, pure-shape RPM (originally proposed in [44] and further studied in [47, 39, 45, 40, 46, 48, 49, 50, 51, 31]) is a mechanics in which only relative times,
relative angles and ratios of relative separations have physical meaning.
More precisely, these theories implement the following two Barbour-type (Machian) relational^{3}^{3}3RPM’s
are relational in Barbour’s sense of the word rather than Rovelli’s distinct one [8, 37, 22, 40].
postulates.

1) They are temporally relational. This means that there is no meaningful primary notion of time for the whole system thus described (e.g. the universe). This is implemented by using actions that are manifestly reparametrization invariant while also being free of extraneous time-related variables [such as Newtonian time or the lapse in General Relativity (GR)]. This reparametrization invariance then directly leads to a primary constraint that is quadratic in the momenta. See Sec 2.2 for examples of such actions.

2) They are configurationally relational. This can be thought of in terms of a certain group of transformations that act on the theory’s configuration space Q being held to be physically meaningless. One implementation of this uses arbitrary--frame-corrected quantities rather than ‘bare’ Q-configurations. For, despite this augmenting Q to the principal bundle , variation with respect to each adjoined independent auxiliary -variable produces a secondary constraint linear in the momenta which removes one degree of freedom and one redundant degree of freedom from Q. Thus, one ends up on the desired reduced configuration space – the quotient space . Configurational relationalism includes as subcases both spatial relationalism (for spatial transformations) and internal relationalism (in the sense of gauge theory). For scaled RPM, is the Euclidean group of translations and rotations, while for pure-shape RPM it is the similarity group of translations, rotations and dilations. Also see Sec 2 for actions for RPM’s at various levels of reducedness, convenient coordinatizations and resulting quantum equations, which thus provides self-containedness and the notation for the paper.

My principal motivation for studying RPM’s^{4}^{4}4RPM’s have elsewhere been motivated by the
long-standing absolute or relational motion debate, and by RPM’s making useful examples in the study of
quantization techniques [19, 52, 53, 31].
This paper’s motivation follows from that in [5].
Moreover, I have now considerably expanded on this motivation by providing a very large number of
analogies between RPM’s and Problem of Time strategies.
(See [41, 32, 31] for more detailed accounts of these analogies.)
is that they are useful as toy models of GR in its traditional dynamical form (‘geometrodynamics’:
the evolution of spatial geometries).
The analogies between RPM’s and GR (particularly in the formulations [54] of
geometrodynamics, c.f. Sec 2.2) are comparable in extent, but different to, the resemblance
between GR and the more habitually studied minisuperspace models [55].
RPM’s are likely to be comparably useful as minisuperspace from the perspective of theoretical toy
models.
Some principal RPM–GR analogies are^{5}^{5}5See also Sec 2 for analogies at the level
of actions and of configuration spaces.

1) the quadratic energy constraint^{6}^{6}6 are relative Jacobi
inter-particle (cluster) coordinates (see Sec 2 for more detail) with conjugate momenta .
The and label = – 1 relative separations of particles or particle clusters, where is
the total number of particles.
The corresponding configuration space metric is
where the are the corresponding cluster masses, with inverse denoted by and the
lower-case Greek letters are spatial indices.
V denotes the potential energy and E the total energy.

(14) |

is the analogue of GR’s quadratic Hamiltonian constraint (1).

2) RPM’s linear zero total angular momentum constraint

(15) |

is a nontrivial analogue of GR’s linear momentum constraint (4).

3) In GR, 2) and the notion of local structure/clustering are tightly related as both concern the nontriviality of the spatial derivative operator. However, for RPM’s, the nontriviality of angular momenta and the notion of structure/inhomogeneity/particle clumping are unrelated. Thus, even in the simpler case of 1- models, RPM’s have nontrivial notions of structure formation/inhomogeneity/localization/correlations between localized quantities. In the subsequent 2- model paper [43], one has nontrivial linear constraints too. Each of these features is important for many detailed investigations in Quantum Gravity and Quantum Cosmology. Thus there are a number of specific ways in which RPM’s, which possess nontrivial such features, are more useful than minisuperspace models, which do not.

RPM’s are superior to minisuperspace for such a study as they have

i) notions of localization in space.

ii) They have more options for well-characterized localization in configuration space, i.e. of ‘distance between two shapes’ [56]. This is because RPM’s have kinetic terms with positive-definite metrics, in contrast to GR’s indefinite one.

iii) One can use RPM’s to check the semiclassical approach’s approximations and assumptions by using models that are exactly soluble by techniques outside the semiclassical approach. One problem, which this paper builds further arguments for, is that a WKB regime cannot be expected to hold everywhere. Thus RPM’s give a framework in which extra checks are possible as regards whether the WKB approximation holds well in all regions of interest.

iv) RPM’s also have many further useful analogies [5, 37, 21, 22, 67, 47, 17, 29, 46, 49, 41, 32] with GR at the level of conceptual aspects of Quantum Cosmology, including to many strategies for the Problem of Time. As explained in the Conclusion, this is particularly the case for records theory, by which RPM’s are a particularly suitable arena in which to investigate the unification of records, histories and semiclassical approaches.

### 1.4 RPM model of the semiclassical approach and outline of the rest of this paper

Sec 3 sets up the semiclassical approach for this model. This paper goes further than my previous semiclassical RPM paper [17] via making use of a scale–shape split. It builds on the very brief [57], and includes the rather less trivial case of the relational triangle (for which [40, 46, 48, 43] provides exact solution work).

I studied the semiclassical approach to RPM’s before [17]. The present paper’s upgrades compared to that are (as well as being models doable in the timeless and histories ways so as to permit comparison and composition of these approaches):

A) using scale coupled to a simpler but still nontrivial notion of shape than Halliwell and Hawking’s. N.B. that scaled RPM’s in scale–shape split form with scale ‘heavy and slow’ and shape ‘light and fast’ make for more faithful models of semiclassical quantum cosmology than models with heavy, slow and light, fast particles.

B) I do it for a reduced formulation (this is physically favoured since passing from reduced quantization to Dirac quantization is merely adding unphysical variables and so should not be capable of changing the physics, but it does lead to ambiguities in quantization procedure, and thus one should trust it less.)

C) I use the better-motivated conformal operator ordering (see Sec 2.4 and [53]).

Sec 4 reviews [41] cosmologically-inspired particular models and classical calculation of the heavy timefunction, the ‘rectifying timefunction’ which simplifies the emergent time dependent Schrödinger equation and its inversion.

Also, in particular I set up

1) A negligible-backreaction regime (Sec 5), involving a Hamilton–Jacobi equation and then an emergent-time-dependent perturbation of an emergent-time-dependent Schrödinger equation.

2) A small-but-non-negligible backreaction regime (Sec 6), in which one encounters a Hamilton–Jacobi equation, then an emergent-time-dependent Schrödinger equation, next an expectation-corrected Hamilton–Jacobi equation and finally a new emergent-time-dependent Schrodinger equation problem (with an inhomogeneous term based upon the lower-order wavefunction). 2) is new to this paper.

In this paper, I solve both 1) and 2) modulo detail of the Hartree–Fock self-consistent scheme and leaving the last step in 2) in a formal form in terms of Green’s functions. I comment on the former in the Conclusion (Sec 7), as well as delineating some interesting extensions of the present work to more complex models and to the tentative unification of semiclassical, histories and records approaches that Halliwell [23, 24, 25, 58] and I [9, 32] are particularly interested in.

## 2 Scaled RPM’s

### 2.1 Coordinatizations and reduced configuration spaces

Firstly I explain the what RPM’s are in more detail, as well as the quantities used in their study. Absolutist configuration space is most conveniently coordinatized by = 1 to , the particle number, and = 1 to , the spatial dimension. Rendering absolute position irrelevant [e.g. by passing from particle position coordinates to any sort of relative coordinates i.e. taking out the centre of mass (COM) motion] leaves one on relative configuration space for In relative Jacobi coordinates [59] , the kinetic term is diagonal just as it was for the , just for new values of the masses (see the next Subsection). The analogy with GR works well enough in dimension 2 (and more restrictedly so in dimension 1), so these are the cases that we consider. In dimension 2, one’s model is an -a-gonland (the smallest nontrivial such is triangleland), whilst in dimension 1 one’s model is an ‘N-stop metroland’; this paper considers 3-stop metroland and triangleland examples. E.g. for 3 particles, these are and . These are combinations of relative position vectors between particles into inter-particle cluster vectors that are such that the kinetic term is cast in diagonal form: and . These have associated cluster masses and . In fact, it is tidier as regards many of the paper’s subsequent manipulations to use e.g. mass-weighted relative Jacobi coordinates (Fig 1). Physically, the squares of the magnitudes of these are the partial moments of inertia, . Here, , the so-called hyperradius, and is the total moment of inertia. For specific components, I write the position indices downstairs as this substantially simplifies the notation.

I use (a) as shorthand for a,b,c forming a cycle along with the coordinatization being aligned with the clustering (i.e. partition into subclusters) in which bc form a pair and a is a loose particle (e.g. the split of the three vertices of a triangle into a base pair and an apex). I take clockwise and anticlockwise labelled triangles to be distinct, and particles to be distinguishable. I.e. I make the plain rather than mirror-image-identified choice of set of shapes with labelled vertices; I do so for simplicity - I strongly desire simple maths in order to take many Problem of Time calculations far enough to consider adjoining/unifying them and simple maths that is quantum-cosmologically-interpretable is essential for this and that is precisely what small RPM models provide.

If rotation with respect to absolute axes is to have no meaning, then one is left on a configuration space relational space . If instead absolute scale were to have no meaning, then one is left on a configuration space [60] preshape space = (for Dil the dilational group). It is straightforward to see that this is . If both of the above are to have no meaning, then one is left on [60] shape space, . Taking Relative space to correspond to the space of Riemannian 3-metrics on a fixed spatial topology (taken to be compact without boundary for simplicity), then relational space corresponds to Wheeler’s superspace() [2], shape space to conformal superspace CS() and preshape space to pointwise conformal superspace [61]. Finally the relational configuration space is the cone over the shape space. At the topological level, for C(X) to be a cone over some topological manifold X,

(16) |

where the meaning of is that all points of the form {p X, 0 } are ‘squashed’ i.e. identified to a single point termed the cone point, and denoted by 0. At the level of Riemannian geometry, a cone C(X) over a Riemannian space X possesses a) the above topological structure and b) a Riemannian line element given by

(17) |

Here, is the line element of X itself and is a suitable ‘radial variable’ that parametrizes the [0, ), which is the distance from the cone point. This metric is smooth everywhere except (possibly) at the troublesome cone point.

Now, is, at the topological level, .
However, this and are not straightforward realizations at the level of
configuration space metric geometry.
The has a curved metric on it and a dimensionally unintuitive radial variable,
as follows.
The shape space sphere turns out to have radius 1/2, as can be seen from the relational space line
element^{7}^{7}7, , are relational space indices (in this paper, these run from 1 to 3).
, , are shape space indices (in this paper’s triangleland case, these run form 1 to 2, whilst
in 3-stop metroland there is just one shape space coordinate).
I also use straight indices (upper or lower case) to denote quantum numbers, the index S to denote
‘shape part’ and the index (referring to the hyperradius) to denote ‘scale part’.

(18) |

This inconvenience in coordinate ranges is then overcome by using the moment of inertia instead as the radial variable,

(19) |

This metric is not the usual flat metric on : it is curved. However, it is clearly conformal to the flat metric

(20) |

(This is in spherical polar coordinates with as radial variable, the conformal factor relating it to the previous metric being , a fact that is subsequently exploited in this paper). That features as radial variable is the start of significant differences between the triangleland and 4-stop metroland configuration spaces (the latter having the more intuitively obvious as radial variable).

The 1- and 2- cases of this have shape spaces and respectively, including the configuration space line elements (the coned ones, containing the unconed ones as and that are subsequently spelt out (FS stands for the Fubini–Study metric on , see e.g. [45, 41, 50, 51] for how this arises in the -a-gonland mechanics context).

### 2.2 Actions for RPM’s

These follow from Jacobi-type actions [62]

(21) |

where the kinetic term T is, in the particle position presentation,

(22) |

(using the Einstein summation convention in the second expression, and where and are translational and rotational auxiliary variables. In the relative Jacobi coordinates presentation, it is

(23) |

In the reduced formulation for 3-stop metroland,

(24) |

where . In the reduced formulation for triangleland,

(25) |

These actions implement temporal relationalism via reparametrization invariance: T is purely quadratic in and occurs as a square root factor so that this cancels with the of the integration and thus the is indeed a mere label. These actions implement configurational relationalism via the corrections to the and (the linear constraint coming from variation with respect to is 15) and via using G-invariant constructs directly in the reduced approach. The GR counterpart, for comparison and to further substantiate the tightness of the GR–RPM analogy is an also reparametrization-invariant and thus temporal relationalism implementing action that is a variant of the Baierlein–Sharp–Wheeler action [54],

(26) |

where

(27) |

Here, is the undensitized version of the GR configuration space metric (of which the DeWitt supermetric is the inverse), equal to , plays the same role mathematically as the GR shift and is the the Lie derivative with respect to . The corrections to the metric velocities then indirectly implement configurational relationalism with respect to the 3-diffeomorphisms; the associated constraint is (4).

### 2.3 Momenta, constraints and conserved quantities

We are interested in the reduced case in the triangleland case in which this is different from the unreduced/Dirac approach. For 3-stop metroland, the momenta are

(28) |

(Here, . There is also a single energy constraint

(29) |

For triangleland, the momenta are

(30) |

[now for ‘banal-conformally’ redefined and in which the conformal factor has been passed over from the T factor of the action to the factor, which clearly leaves the action (21) invariant)]. There is now also a single energy constraint

(31) |

For the classical equations for this, see [40, 42] and for the kinematical quantization, see [49, 42, 48, 43].

In 3-stop metroland, -independent potentials have a conserved quantity , which is to be interpreted as the relative dilational momentum of the 2 constituent subsystems (the particle pair and the third particle). Mathematically, dilational momentum is the dot product counterpart of angular momentum’s cross product; physically it is indeed associated with change of size i.e. dilation alias expansion. In triangleland, -independent potentials have a conserved quantity that is the relative angular momentum of the two constituent subsystems. and independent potentials have in addition to two conserved quantities and , which have the mathematics of angular momenta [associated with the isometry group SO(3) of the triangeland configuration space sphere); however, physically, the and are mixtures of relative angular momenta and relative dilational momenta (and had been previously called generalized angular momenta [63]]. From this mathematical correspondence, clearly the sum of the squares of these, will also be significant. I also refer to as in the 3-stop metroland context.

### 2.4 Corresponding timeless Schrödinger equations

The timeless Schrödinger equation for the general scaled RPM is as follows. I present it for the -operator ordering, making also use of the formula for the Laplacian on shape space, which follows from the geometrical considerations in [41]. [In fact, I favour the conformal-ordered case among these [53], but this makes little difference as regards this paper’s semiclassical workings, so I keep general. The motivation for the family of -orderings is that they remain invariant under changes of coordinatization of the configuration space. Among these, the Laplacian ordering () is the simplest, whilst the conformal ordering preserves a conformal symmetry that turns out to be the same as the banal-conformal symmetry of the relational actions of Sec 2.2.] Then for 1- RPM or 2- RPM in presentation henceforth collectively referred to as case A),

(32) |

[c.f. the Wheeler-DeWitt equation (2) for GR]. I also split the potential V into heavy part alone) and light-and-interaction part . (This splitting is taken to include the approximate case, in which writing shape terms as an expansion can give a nontrivial shape independent lead term for but small fluctuations in shape). [Above, a constant equal to , which is 0 for C() = with flat metric and for C(). In the conformal ordered case, this becomes . ]

Additionally, for triangleland in the presentation [henceforth referred to as case B)]

(33) |

using the banal-conformally-transformed .

## 3 Semiclassical approach to the shape-scale split reduced RPM

I present this for case A); for case B) instead, use barred quantities and in place of . The Introduction’s general case here involves scale being heavy and slow and shape being light and fast. The Born–Oppenheimer ansatz is then

(34) |

and the WKB ansatz is

(35) |

There is then the issue of approximations associated with each of these as detailed in [17] for the simplest operator ordering and in [31] for the case in hand. Various pieces of ‘folklore’ as regards some of these approximations are exposed in Secs 4.5 and 5.5 While one is accustomed to seeing WKB procedures in ordinary QM, N.B. that these rest on the ‘Copenhagen’ presupposition that one’s quantum system under study has a surrounding classical large system and that it evolves with respect to an external time. Moreover, in Quantum Cosmology, as the quantum system is already the whole universe, the notions of a surrounding classical large system and of external time cease to be appropriate [2, 18]. So using WKB procedures in Quantum Cosmology really does require novel and convincing justification, particularly if one is relying on it to endow a hitherto timeless theoretical framework with a bona fide emergent time. Were this attainable, it would then go a long way toward rigorously resolving the ‘paradox’ in the sense that the truly relevant procedure of inspection of -subsystems would reveal a semblance of dynamics even if the universe is, overall, timeless.

Next, the -equation (time-independent Schrödinger equation), with the associated integration being over the degrees of freedom and thus over shape space, is

(36) |

for DS the measure over shape space) with the ansätze (34) and (35) substituted in gives

(37) |

Here, I have discarded an additional term by integration by parts and the shape spaces in question being compact without boundary, and the WKB approximation has additionally killed off the second term.

Also, (time-independent Schrödinger equation) – (h equation) gives the -equation

(38) |

for the projector .

Now let us use negligible (WKB approximation) and apply

(39) |

by the expression for momentum in the Hamilton–Jacobi formulation and the momentum-velocity relation, and using the chain-rule to recast as . Then

(40) |

The first form of -equation collapses to (‘neglecting terms and averages’) the Hamilton–Jacobi equation

(41) |

whilst the second form of -equation likewise collapses to the corresponding energy equation

(42) |

A reformulation of this of use in further discussions in this paper is the analogue Friedmann equation,

(43) |

This equation is also later explicitly required for case B):

(44) |

The energy equation form is then solved by

(45) |

Next, there is a cross-term move to obtain a time-dependent Schrödinger equation: the first term in (-equation) is by (39) and the chain-rule in reverse:

(46) |

Thus, one obtains the -equation in the fluctuation form,

(47) |

Then use (41), (42) or (45) to express as a function of . N.B. it is logical and consistent for the other -derivatives to also be expressed as -derivatives, giving in full:

(48) |

Now consider (40) and (47) as a pair of equations to solve for the unknowns and . One often neglects these extra -derivative terms whether by discarding them prior to noticing they are also convertible into -derivatives or by arguing that is small or variation is slow. Moreover there is a potential danger in ignoring higher derivative terms even if they are small (c.f. Navier–Stokes equation versus Euler equation in the fluid dynamics) We need the invertibility in order to set up the -dependent perturbation equation and more generally have a time provider equation followed by an explicit time-dependent rather than heavy degree of freedom dependent equation.

### 3.1 Rectified time

The time-dependent Schrödinger equation core

(49) |

simplifies if one furthermore chooses the rectified time given by [for case A)]

(50) |

i.e.

(51) |

We can get to this all in one go by combining its definition with the energy equation (so as to cancel out the emergent time):

(52) |

On the other hand, for case B), we use instead the ‘rectified time’ [41]

(53) |

Then, all in one go,

(54) |

As regards interpreting the rectified timefunction, in each case using amounts to working on the shape space itself, i.e. using the geometrically natural presentations of Sec 3.1. Note: to keep formulae later on in the paper tidy, I use for and for up to a constant [always including and sometimes including the constant of integration from the other side of (52)]. Finally, approximately isotropic GR has an analogue of rectification too, amounting to absorption of extra factors of the scalefactor viewed as a function of .

Lemma: suppose is monotonic. Then the rectified time is also monotonic.

Proof For case A),

(55) |

by the chain-rule in step 1, (52) in step 2 and the positivity of squares and the assumed monotonicity of in step 3. For case B), the , barred counterpart of this argumentation holds also .

In terms of this, one can view the -equation as (perhaps perturbations about) a time-dependent Schrödinger equation on the shape space,

(56) |

(this paper’s specific examples of which are, mathematically, familiar equations). denotes .

The rectified time’s simplification of the emergent-time-dependent Schrödinger equation can be envisages as passing from the emergent time that is natural to the whole relational space to a time that is natural on the shape space of the -degrees of freedom themselves, i.e. to working on the shape space of the -physics itself.

### 3.2 Perturbation series solution of the system

Parametrize the smallness of the interaction term between the and subsystems by splitting out a factor . I.e. . Apply then and .

### 3.3 The negligible-backreaction regime

Usually we keep the first J, since elsewise the -system’s energy changes without the -system responding, violating conservation of energy. But if this is just looked at for a “short time” (few transitions, the drift may not be great, and lie within the uncertainty to which an internal observer would be expected to know their universe’s energy. Then the system becomes

(57) |

(58) |

Here, we do not explicitly perturbatively expand the last equation as it is a decoupled problem of a standard form: a -dependent perturbation of a simple and well-known -dependent perturbation equation. I provide solutions in some specific cases of these equations in Sec 5.

### 3.4 Extension

Including expectation terms in equation (58) then gives a Hartree–Fock self-consistent scheme. This is -dependent for sure, and not involving an antisymmetrized wavefunction, but nevertheless it still is a known set-up

Open question 1: variationally justify this Hartree–Fock self-consistent procedure, and then study the outcome of it.

### 3.5 Small but non-negligible backreaction regime

We now look to solve

(59) |

(60) |

[Note that if there were a separate , rectification leads to this becoming part of , and, in any case, we are considering V ’s that are homogeneous in scale variable, thus I do not write down a separate : the isotropic and the direction-dependent interaction term J contain everything that ends up to be of relevance.]

In the small but non-negligible-backreaction regime, there is a equation to solve, and the stage then gives the following set of equations

(61) |

(62) |

(63) |

(64) |

One can then solve (63) for using knowledge of the solutions of the first two decoupled equations,

(65) |

and then also using

(66) |

to render the fourth equation into the form

(67) |

I provide partial solutions to this negligible-backreaction scheme in some specific cases in Sec 6. [Modulo leaving the solution of (67) in a formal form involving the below use of Green’s functions.]

Note: the last term with the big bracket is by this stage a known, so this is just an inhomogeneous version of the second equation and therefore amenable to the method of Green’s functions.

(68) |

modulo additional boundary terms/complementary function terms. Now, this is a very standard linear operator for this paper’s simple RPM examples (time-dependent 1- and 2- rotors). However, i) the region in question is less standard (an annulus or spherical shell with the time variable playing the role of radial thickness). ii) Nor is it clear what prescription to apply at the boundaries. On these grounds, I do not for now provide explicit expressions for these Green’s functions, though this should be straightforward enough once ii) is accounted for.

Open question 2: it is not as yet clear how to extend the self-consistent treatment to this non-negligible backreaction case. It is something like an emergent-time-dependent Hartree–Fock scheme coupled to a time-producing expectation-corrected variant of the Hamilton–Jacobi equation.

## 4 Specific examples of small RPM models at the classical level

### 4.1 RPM – Cosmology analogy

The models are to be interpreted according to the following analogy. The energy equations cast in the form (43) for case A) or (44) for case B) are analogous to the Friedmann equation

(69) |

(for the cosmic time) after use of the energy-momentum conservation equation or the Raychaudhuri equation to turn the energy density The scalefactor corresponds to the hyperradius scale for the -stop metroland and the moment of inertia scale for triangleland.

In this paper, I consider (sums of) power-law potentials; these are motivated by being are common in mechanics and by their mapping to the commonly-studied terms in the Friedmann equation of cosmology also. E.g. for 3-stop metroland,

(70) |

becomes