Nuclear Binding Energies and NN uncertainties

Nuclear Binding Energies and NN uncertainties

Departamento de Física Atómica
Work supported by Spanish DGI (grant FIS2011-24149) and Junta de Andalucía (grant FQM225). R.N.P. is supported by a Mexican CONACYT grant.
   Molecular y Nuclear and Instituto Carlos I de
Física Teórica y Computacional. Universidad de Granada
   E-18071 Granada    Spain.
   J. E. Amaro
Departamento de Física Atómica
   Molecular y Nuclear and Instituto Carlos I de
Física Teórica y Computacional. Universidad de Granada
   E-18071 Granada    Spain.
   E. Ruiz Arriola
Departamento de Física Atómica
   Molecular y Nuclear and Instituto Carlos I de
Física Teórica y Computacional. Universidad de Granada
   E-18071 Granada    Spain.

There is an increasing interest in quantifying the predictive power in nuclear structure calculations. We discuss how both experimental and systematic errors at the NN-level can be used to estimate the theoretical uncertainties by rather simple means and without solving the full nuclear many body problem. We emphasize the role of effective interactions defined by coarse graining the NN potential to length scales of the order of the minimal de Broglie wavelength probed between nucleons in nuclei. We find an a priori error of for the binding energy per particle throughout the periodic table for , and a linear growth of the error with density for nuclear matter and neutron matter . This suggests to limit the computational effort in solving the Nuclear Many Body Problem to such an accuracy.


Nuclear Binding Energies and NN uncertainties \FullConferenceSixth International Conference on Quarks and Nuclear Physics
April 16-20, 2012
Ecole Polytechnique, Palaiseau, Paris

1 Introduction

The present contribution is based on our recent work [1], where an old issue is adressed from a modern perspective. The key question is, can we quantify errors in binding energies based on our incomplete knowledge of the NN interaction ?.

The nuclear many body problem consists of diagonalizing the Hamiltonian with multinucleon interactions,


where the indices run and is the kinetic energy of the th nucleon, the NN potential, the NNN potential, etc. Roughly speaking one can fix from the deuteron and NN-scattering data, from triton and nucleon-deuteron scattering, from the particle and any scattering process involving four nucleons, etc.

First principles calculations in Nuclear Physics have traditionally been dominated by the idea that once the fundamental NN-interaction is accurately known one is left with the intricacies and complexities of the many body problem on the theoretical side. Actually, ab initio calculations in Nuclear Physics have been carried out as if there was complete knowledge on the elementary NN-dynamics. Therefore, a long-term effort has been carried out to substantiate this assumption by continuously improving the NN-potentials, but little attention has been paid to determine the uncertainty in the potentials themselves. We have recently filled this gap by carefully analyzing different error sources [2] and using the concept of a coarse grained potential [3].

2 NN potentials

Along the years many studies have been oriented towards improving the NN-potentials by performing -fit of a Partial Wave Analysis to the abundant available pp and np experimental data. From a purely statistical analysis point of view, we remind that in order to determine reliable confidence levels on the fitting parameters, i.e. error estimates, one must have . Larger values of the reduced (most Bonn,Paris, Esc or Nijm93 potentials produced ) would actually diminish the uncertainties, as there is a large penalty to change the most likely fit parameter values, and would produce unreliable error estimates. Thus, an error analysis of NN phase-shifts for several partial waves became first possible when the Nijmegen group [4] carried out a Partial Wave Analysis (PWA) fitting about 4000 experimental np and pp data (after rejecting further 1000 of -mutually inconsistent data) with .

In general, fits consider differential cross sections, polarization asymmetries, etc. for a given set of energies and angles . While the partial wave expansion allows to evaluate any scattering angle, the fixed energies allow to determine phase shitfs only at those measured energies, so that the phase-shifts themselves become independent fitting parameters. On the other hand, the analyticity of the S-matrix based on the meson-exchange picture, guarantees that the phase-shitfs are smooth functions for real positive energy. A handy way to combine this energy-angle information and implementing the expected smooth energy dependence is by introducing an auxiliary potential with a set of adjustable parameters. The bench-marking Nijmegen fit fixed the form of the potential to incorporate charge dependence. It contains an energy dependent square well operating at a distance below , a One-Pion-Exchange (OPE) contribution starting at , a One-Boson-Exchange (OBE) piece below and an electromagnetic contribution. Energy dependence reflects retardation in the interaction due to unobserved virtual excitations. However, it is inconvenient to perform Nuclear structure calculations since it requires solving a time-dependent many body problem. At present there are a variety of NN (energy independent) potentials fitting a large body of scattering data with  [4, 5, 6, 7, 8] which allow the application of conventional stationary dynamics. Surprissingly, error estimates on the potential fitting parameters are never provided. In [2] we analyze different error sources, in particular the short distance non-localities of the interaction which may depend on energy, linear and angular momentum. While in principle these non-localities are on-shell equivalent (see e.g. Ref. [9] for a proof in a expansion) they generate quantitative differences.

Figure 1: np scattering observables for different energies in the laboratory system as a function of the CM angle. Left panel: Polarization at . Middle panel: Differential cross section at . Right panel: depolarization at . The short-dashed line denotes our results by the coarse grained interaction [2]. The band represents the compilation of the PWA and five high quality potentials [4, 6, 7, 8] which provided a . For references for the experimental data see and

From our reanalysis of the discrepancies in the different partial waves and have found that the PWA statistical errors quoted in the original Nijmegen work [4], , turn out to be smaller than the discrepancies among the fitted phases stemming from the different potential fits, separately claiming a to data. In other words,


Thus at in the channel one has a s.d. of whereas . This counter-intuitive result relies not only on the specific forms of potentials which treat the mid– and short-range behaviour of the interaction differently but also on the fact that the fits are mainly done to scattering amplitudes rather than to the phase-shifts themselves. The systematic discrepancies are vividly illustrated by looking at Fig. 1 where the spread of the different potentials and the PWA analysis increases in the region where no data constrain the result.

3 Direct error estimates

The most direct way of quantifying binding energy uncertainties would be to undertake large scale ab initio calculations using the different two-body potentials, say with , yielding whence a mean and a standard deviation can be constructed,


For instance, the triton binding energy obtained by Faddeev calculations is and MeV for the CD Bonn [10], Nijm-II, Reid93, Nijm-I, AV18 [11] and the covariant spectator model [8] respectively. This yields the combined result (exp. ) i.e. . Note that a three-body interaction would account for the missing -binding.

This error estimate procedure stops beyond the nucleus, due to computational and theoretical difficulties related to the form of the potential. From an ab initio viewpoint, only Monte Carlo calculations may go up to when potentials are fixed to be dependent with a nonlocality in terms of the relative angular momentum operator, becoming the standard Hamiltonians for ab initio calculations of light nuclei [12] and dense matter [13]. Again, a lack of error estimate of the potential parameters makes it impossible to deduce the theoretical errors in such calculations. On top of that, one should add the systematic errors due to the different forms of the potential.

Finite experimental accuracy provides also an statistical error on the n-body force. In addition, unless the most general possible n-body forces are considered some systematic error is introduced. On the other hand, the definition of the three- and higher-body interaction depends on the two body potential, so any uncertainty in the two-body interaction will carry over to the three-body interaction. Thus, even if we fix it say in the system, there will always be a residual uncertainty in the calculation. To fix ideas it is convenient to think of the n-body potentials as random variables. They depend on some unknown parameters and will eventually be determined from -fit to some data involving n-body interactions. This would provide a probability distribution of parameters , according to which the normalized variable which has zero mean, , and unit variance, , can be defined. Correlations between the two- and three-body forces can be ignored within errors if . Although establishing the validity of this condition requires a thourough analysis of multinucleon forces, we will assume this to be the case, so that


in which case, estimating the two-body uncertainty provides a lower bound on the total uncertainty. Note that non-vanishing statistical correlations may change this.

4 Error estimates from Coarse grained interactions

In our recent work [2] we have shown how coarse grained interactions [3] can advantageously be used for the purpose of error estimate. Besides making accurate fits to the combined NN-scattering database obtained from the PWA and the 6 high-quality potentials this representation allows to side-step the short distance complications arising in nuclear structure calculations. This is very much in spirit of the -approach [14], the Unitary Correlation Method (UCOM) [15] or the Similarity Renormalization Group (SRG) (see e.g. [16] and references therein), where smooth soft-core potentials are produced after the original potential has been evolved to the relevant scale. However, these transformations are applied to the existing high-quality potentials and become computationally cumbersome. We suggest instead to determine the effective coarse grained interactions directly from fits to the scattering data up to a given maximum energy. For light nuclei it turns out that a reasonable maximum CM momentum is about  [3] since the highest wavelength resolution is much larger than the short range repulsion distance, , present in central waves. Thus, we expect mean field calculations to be applicable.

In this way the systematic uncertainties due to the different forms of the potential can be propagated. We have found that for doubled-closed shell nuclei S-waves dominate the uncertainty. Using Harmonic Oscillator Shell model wave functions we get find [1]


the errors depending on the fitting cut-off LAB energy. While one may reasonably doubt that variations in the binding energies can be monitored by coarse grained interactions with harmonic oscillator wave functions, we have found [1] that this is not the case by analyzing variations of binding energies in ab initio calculations induced by a relative change in the AV18 potential parameters [17].

For heavier nuclei a simple estimate of errors due to the two body interaction uncertainty can be made by using Skyrme effective interactions (for a review see [18]) where for symmetric nuclei one has


where and . Propagating errors we get , in agreement with the equation of state used by the Trento group [19] at low densities, and with coarse graining of NN interactions in CM momentum space down to gives a compatible value,  [20]. We may implement finite size effects by using a Fermi-type shape for the matter density with and and and normalized to the total number of particles we get a result compatible with Eq. (5) and depending on the value of for . In Fig. (2) we illustrate the situation by imposing our error band on the binding energy of stable nuclei. For nuclear and neutron matter the effect grows linearly with the density (in )


In Fig. 2 we implement our error estimates on the EOS calculations of the Trento group [19], where their uncertainties reflect the accuracy in solving the many body problem only. As we see, their errors are much smaller than those estimated here. We remind that among other effects we have neglected possible statistical correlations between and forces, thus a more thorough analysis incorporating n-body coarse grained interactions would provide a more definite answer.

Figure 2: Superposition of estimated errors based on propagating Nucleon-Nucleon uncertainties via coarse grained interactions. Left panel: Stable nuclei. Middle panel: Nuclear Matter Equation of State (EOS). Right Panel: Neutron Matter Equation of State. EOS Data are from the Green Function MonteCarlo Calculation of the Trento group [19].


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