Novel phases in strongly coupled four-fermion theories

Novel phases in strongly coupled four-fermion theories

Simon Catterall Department of Physics, Syracuse University, Syracuse, New York 13244, United States    David Schaich Department of Physics, Syracuse University, Syracuse, New York 13244, United States AEC Institute for Theoretical Physics, University of Bern, 3012 Bern, Switzerland
1 July 2017

We study a lattice model comprising four massless reduced staggered fermions in four dimensions coupled through an -invariant four-fermion interaction. We present both theoretical arguments and numerical evidence that no bilinear fermion condensates are present for any value of the four-fermi coupling, in contrast to earlier studies of Higgs–Yukawa models with different exact lattice symmetries. At strong coupling we observe the formation of a four-fermion condensate and a mass gap in spite of the absence of bilinear condensates. Unlike those previously studied systems we do not find a ferromagnetic phase separating this strong-coupling phase from the massless weak-coupling phase. Instead we observe long-range correlations in a narrow region of the coupling, still with vanishing bilinear condensates. While our numerical results come from relatively small lattice volumes that call for caution in drawing conclusions, if this novel phase structure is verified by future investigations employing larger volumes it may offer the possibility for new continuum limits for strongly interacting fermions in four dimensions.

I Introduction

In this paper we study a four-dimensional lattice theory comprising four massless reduced staggered fermions coupled through an -invariant four-fermion interaction. Strong-coupling arguments indicate that the system develops a massive phase for sufficiently large four-fermi coupling without breaking symmetries. Such a (paramagnetic strong-coupling or PMS) phase has been seen before in other lattice Higgs–Yukawa models, and is generically separated from a massless paramagnetic weak-coupling (PMW) phase by an intermediate ferromagnetic phase characterized by a symmetry-breaking bilinear fermion condensate. A representative small sample of this earlier work can be found in Refs. Stephenson and Thornton (1988); Hasenfratz and Neuhaus (1989); Lee et al. (1990a, b); Bock and De (1990); Hasenfratz et al. (1991); Golterman et al. (1993) and references therein. The key result of our current work is that we see no evidence for this intermediate broken phase in the model described here, which possesses different exact lattice symmetries than the systems considered previously. Instead we observe a narrow region of four-fermi coupling separating the PMW and PMS phases in which the fermions develop long-range correlations but no bilinear condensate is formed.

The same model was studied previously in three dimensions utilizing three different numerical algorithms: fermion bags, rational hybrid Monte Carlo (RHMC) and quantum Monte Carlo Ayyar and Chandrasekharan (2015); Ayyar and Chandrasekharan (2016a); Catterall (2016); He et al. (2016). These studies revealed an interesting two-phase structure for the model; a massless phase at weak coupling (the analog of the PMW phase in four dimensions) is separated by a continuous phase transition with non-Heisenberg exponents from a massive (PMS-like) phase at strong coupling.

The four-dimensional theory which is the focus of the current work was also recently studied in Ref. Ayyar and Chandrasekharan (2016b). The conclusion of that work was that a narrow broken phase reappears upon lifting the theory from three to four dimensions. It is important to note that this conclusion was not based on an explicit measurement of a condensate but rather inferred from the volume scaling of a certain susceptibility.

In our work we have augmented the action used in that recent study with source terms to directly address the question of whether spontaneous symmetry breaking associated with the formation of specific bilinear condensates takes place. Our measurements of susceptibilities at zero source agree with those reported in Ayyar and Chandrasekharan (2016b) and are consistent with the possibility of a narrow intermediate phase that they describe. However, in contrast to that work we do not see any evidence for the formation of bilinear condensates and spontaneous symmetry breaking in that region of the phase diagram. Thus the intermediate phase—if it exists—must be of an unusual character. It goes without saying that the appearance of potentially new critical behavior in lattice theories of strongly interacting fermions in four dimensions would be very interesting from both theoretical and phenomenological viewpoints, with regards to constructing theories of BSM physics. Similar models have also received considerable interest in recent years within the condensed matter community Fidkowski and Kitaev (2010); Morimoto et al. (2015). Of course one must be somewhat cautious in drawing too strong a conclusion at this point since our simulations are currently limited to rather modest lattice volumes. We plan to investigate larger volumes in future RHMC calculations, and also hope to see additional studies of this system employing fermion bags or other algorithms.

The plan of the paper is as follows: in the next section we describe the lattice model and its symmetries and in Sec. III we describe the phases expected at strong and weak four-fermi coupling. In Sec. IV we show how to replace the four-fermion interaction by appropriate Yukawa terms and prove that the resulting Pfaffian is real positive semi-definite. This fact allows us to simulate the model using the RHMC algorithm and we show results for the phase diagram from those simulations in Sec. V. To examine the question of whether spontaneous symmetry breaking occurs we have conducted the bulk of our simulations with an action that includes explicit symmetry-breaking source terms and we include a detailed study of the volume and source dependence of possible bilinear condensates in Sec. VI. In Sec. VII we strengthen these conclusions by computing the one-loop Coleman–Weinberg effective potential associated with a particular single-site condensate that breaks the symmetry of the model. We show that the unbroken state remains a minimum of the potential for all values of the four-fermi coupling, in agreement with our numerical study. Finally we summarize our findings and outline future work in Sec. VIII.

Ii Lattice action and symmetries

Consider a theory of four reduced staggered fermions in four dimensions whose action contains a single-site -invariant four-fermion term.111The symmetry discussed in Catterall (2016) naturally enhances to if the fermions are allowed to be complex. Such an enlargement of the symmetry group does not invalidate the arguments needed to construct an auxiliary field representation or to show the Pfaffian is real and positive semi-definite. The action is


where with representing unit displacement in the lattice in the direction and is the usual staggered fermion phase . The reduced staggered fermions are taken to transform according to


with an arbitrary element of the algebra of and denoting the lattice parity. The presence of the four-fermion interaction breaks the usual global symmetry down to whose action is given explicitly by where . The action is also invariant under the shift symmetry


where the flavor phase . These shift symmetries can be thought of as a discrete remnant of continuum chiral symmetry Bock et al. (1992).

These symmetries strongly constrain the possible bilinear terms that can arise in the lattice effective action as a result of quantum corrections. For example, a single-site mass term of the form breaks the invariance and the symmetry but maintains the shift symmetry, while -invariant bilinear terms constructed from products of staggered fields within the unit hypercube generically break the shift symmetries van den Doel and Smit (1983); Golterman and Smit (1984).222The usual single-site mass term that is possible for a full staggered field is invariant under all symmetries but this term is absent for a reduced staggered field since in this case there is no independent field. The possible -invariant multilink bilinear operators for a reduced staggered fermion are


where and is totally antisymmetric in its indices. In these expressions the symmetric translation operator acts on a lattice field according to .

Notice that while the exact lattice symmetries constrain the form of the effective action of the theory it is still possible for condensates of either the single-site and/or multilink operators to appear if the vacuum state spontaneously breaks one or more of these symmetries.

Iii Strong-coupling behavior

Before turning to the auxiliary field representation of the four-fermi term and our numerical simulations we can first attempt to understand the behavior of the theory in the limits of both weak and strong coupling. At weak coupling one expects that the fermions are massless and there should be no bilinear condensate since the four-fermi term is an irrelevant operator by power counting.

In contrast the behavior of the system for large coupling can be deduced from a strong-coupling expansion. The leading term corresponds to the static limit in which the kinetic operator is dropped and the exponential of the four-fermi term is expanded in powers of . In this limit the partition function for lattice volume is saturated by terms of the form


corresponding to a single-site four-fermi condensate. To leading order in this expansion it should also be clear that the vev of any bilinear operator will be zero since one cannot then saturate all the Grassmann integrals using just the four-fermion operator.

To compute the fermion propagator at strong coupling it is convenient to rescale the fermion fields by where which removes the coupling from the interaction term and instead places a factor of in front of the kinetic term. To leading order in the partition function is now unity. The strong-coupling expansion then corresponds to an expansion in . We follow the procedure described in Eichten and Preskill (1986) and consider the fermion propagator . To integrate out the fields at site one needs to bring down , , from the kinetic term. This yields a leading contribution


where and means we no longer include an integration over the fields at . We then repeat this procedure at leading to


Notice that to this order in we can restore the integrations over and we now recognize that the right-hand side of this expression contains the propagator at the displaced points 333One might have imagined that there are additional contributions arising from sites but these in fact cancel due to the staggered fermion phases. A closed-form expression for the latter can hence be found by going to momentum space where


with . Thus the strong-coupling calculation indicates that for sufficiently large the system should realize a phase in which the fermions acquire a mass without breaking the symmetry.

An analogous calculation can be performed for the bosonic propagator corresponding to the single-site fermion bilinear :


or in momentum space


yielding a corresponding boson mass . Thus one expects both bosonic and fermionic excitations to be gapped at strong coupling. Furthermore, this strong-coupling expansion suggests that the mechanism of dynamical mass generation in this model corresponds to the condensation of a bilinear formed from the original elementary fermions and a composite three-fermion state that transforms in the complex conjugate representation of the symmetry. Clearly this is a non-perturbative phenomenon invisible in weak-coupling perturbation theory.

The weak- and strong-coupling phases must be separated by at least one phase transition. Previous work with similar lattice Higgs–Yukawa models employing staggered or naive fermions had revealed such a paramagnetic strong-coupling (PMS) phase in a variety of models. However such studies also typically revealed the presence of a third, intermediate phase in which the symmetries of the system were spontaneously broken by the formation of a bilinear fermion condensate Stephenson and Thornton (1988); Hasenfratz and Neuhaus (1989); Lee et al. (1990a). In these earlier studies this intermediate phase was separated from the weak- and strong-coupling regimes by first-order phase transitions. One of the goals of the current work is to ascertain whether such bilinear condensates appear at intermediate coupling in the current model.

Iv Auxiliary field representation

We follow the standard strategy and rewrite the original action (Eq. 1) in a new form quadratic in the fermions but including an auxiliary real scalar field. In our case this auxiliary field is an antisymmetric matrix in the internal space and possesses an important self-dual property as described below. This transformation preserves the free energy up to a constant:




and we have introduced the projectors


In principle one can now integrate over the fermions to produce a Pfaffian where the fermion operator is given by


Rather remarkably one can show that the Pfaffian of this operator is in fact positive semi-definite. To see this consider the associated eigenvalue equation


Since the operator is real and antisymmetric the eigenvalues of are pure imaginary and come in pairs and . Sign changes in the Pfaffian would then correspond to an odd number of eigenvalues passing through the origin as the field varies. But in our case we can show that all eigenvalues are doubly degenerate, so no sign change is possible.

This degeneracy stems from the fact that is invariant under a set of transformations that form a subgroup of the symmetry of the auxiliary field representation with . While the fermion transforms as a doublet under each of these s the auxiliary is a singlet under one of them.444 is a singlet under the other —this is just the standard representation theory of . Since the fermion operator is invariant under this its eigenvalues are doubly degenerate. This conclusion has been checked numerically and guarantees positivity of the Pfaffian. It is of crucial importance for our later numerical work since it is equivalent to the statement that the system does not suffer from a sign problem—we can replace .

V Phase diagram

To probe the phase structure of the theory we first examine the square of the auxiliary field , which serves as a proxy for a four-fermion condensate and can be computed analytically in the limits and . Consider the modified action




Rescaling by allows us to write the partition function as

where we have exploited the antisymmetric self-dual character of by allowing for just independent integrations at each lattice site. Thus


Integrating over the fermions yields


For the partition function is independent, while its dependence is simply in the strong-coupling limit (Eq. 5). Using these results and setting gives


In practice we simulate the full antisymmetric field which allows us to monitor the vev of the anti-selfdual component also. Since this component does not couple to the fermions we expect independent of .

Figure 1: vs.  for , 6 and 8 with vanishing external sources ( in Eq. 26).

Our numerical results for shown in Fig. 1 are consistent with these predictions. The observed behavior of appears to interpolate smoothly between the weak- and strong-coupling limits of Eq. 20, while shows no dependence on as expected. There are no signs of first-order phase transitions and indeed on lattices with the observed finite-volume effects are small. In our simulations we have employed thermal boundary conditions: the fermions wrapping the temporal direction pick up a minus sign. This has the merit of removing an exact fermion zero mode arising at and preserves all symmetries of the system.555This corrects a comment in our earlier paper Catterall (2016), which stated that thermal boundary conditions break the shift symmetries. We thank Shailesh Chandrasekharan for the correction.

Figure 2: Site bilinear vs.  for and 12 with zero external sources.

The transition from weakly coupled free fields to strongly coupled four-fermion condensates is most clearly seen by plotting a susceptibility defined by


Using Wick’s theorem this can be written as sums of products of fermion propagators. We group these into connected and disconnected contributions


respectively. The disconnected contribution should vanish by symmetry in finite volume, and we have verified that this is indeed the case: See Fig. 2 in which we plot the bilinear expectation value that is responsible for . As expected it is statistically consistent with zero for all values of the four-fermi coupling. If one assumes a non-zero vev consistent with the error bars one can easily see that the corresponding disconnected susceptibility for all .

Figure 3: vs.  for , 6, 8 and 12 with zero external sources.

This is much smaller than the connected contribution , the logarithm of which we plot in Fig. 3. The fermion propagators used in this measurement were obtained by inverting the fermion operator on sixteen point sources located at with on each configuration and subsequently averaging the results over the Monte Carlo ensemble. A well-defined peak that scales rapidly with increasing volume is seen centered around . The position, width and height of this peak agree well with those reported in Ayyar and Chandrasekharan (2016b), using the mapping to relate our coupling to the coupling appearing in that work. This mapping requires rescaling the fermions by a factor of to fix the coefficient of the kinetic term.

Figure 4: vs.  at for zero external sources. A least-squares fit to the power law yields .

If we assume that the height of the connected susceptibility peak scales as we can estimate from a log–log plot of the susceptibility versus the lattice size. Such a plot is shown in Fig. 4. The value extracted from a fit is in approximate agreement with the volume scaling reported in Ayyar and Chandrasekharan (2016b) for the full susceptibility . In the latter work the volume scaling is attributed to the formation of an -breaking fermion bilinear condensate. However, such a condensate would be associated with the disconnected contribution which is not included in Fig. 3. We conclude that whatever is the reason for the volume scaling of the susceptibility it does not require the appearance of a bilinear fermion condensate. Indeed, in the following section we have looked carefully for the appearance of such a condensate and see no evidence for it.

Figure 5: vs.  for and 12 with zero external sources.

Instead to explain the divergence of the connected susceptibility the system must develop long-range correlations. One piece of evidence for this can be seen in Fig. 5 where we plot the logarithm of the smallest eigenvalue of the fermion operator vs. the four-fermi coupling. The smallest eigenvalue falls rapidly in a region between –1.1 consistent with the peak seen in the connected susceptibility.666This dramatic drop in the smallest eigenvalue is paired with a corresponding rapid increase in the number of conjugate gradient (CG) iterations needed to invert the fermion operator. It is this fact that has limited the largest lattice that we can easily simulate; at the critical point with zero external sources the lattice requires approximately 20,000 CG iterations per solve.

Figure 6: Timeslice-averaged correlator of bilinear density for several couplings around the critical region, on lattices with zero external sources. The lines are cosh fits.

We can gain further insight into this issue by computing the bosonic two-point function whose temporal sum yields :




and the function picks out points separated by units in the time direction. This connected correlation function is shown in Fig. 6 for lattices. The solid lines are cosh fits and allow us to read off the mass of the bosonic state created by operating on the vacuum with the bilinear operator .

Figure 7: Mass of the bilinear state versus , for lattices with zero external sources. Most error bars are smaller than the symbols.

Figure 7 shows this mass as a function of the coupling . At strong coupling the mass rises quickly as expected from the strong-coupling expansion. But in the critical region corresponding to the peak in the susceptibility the mass is very small and independent of . This structure together with the observed rather broad peak in the susceptibility prompts one to conjecture that the system may indeed possess a narrow intermediate phase as reported in Ayyar and Chandrasekharan (2016b). Where we differ from Ayyar and Chandrasekharan (2016b) is in the question of whether such a phase is characterized by a bilinear condensate. In the next section we study the model with external symmetry-breaking source terms and find no evidence of a fermion condensate formed from either single-site or multilink bilinear operators.

Vi Bilinear condensates and spontaneous symmetry breaking

To probe the question of spontaneous symmetry breaking, we have augmented the action shown in Eq. 1 by adding source terms which couple to both -breaking fermion bilinear terms and the shift-symmetry-breaking one-link terms described in Eq. 4:


where we choose the -breaking source term


Notice that we allow for both a regular and staggered single-site fermion bilinear in this expression. The latter operator breaks all the exact symmetries of the action but appears as a rather natural mass term when the model is rewritten in terms of two full staggered fields.777We thank Shailesh Chandrasekharan for pointing this out.

Figure 8: Site (left) and link (right) bilinears vs.  for , 6 and 8 with external source couplings and .

We have additionally assumed a rotationally invariant form of the coupling to the one-link term. The results for the link and site bilinear vevs from runs with and with varying are shown in Fig. 8. While the presence of the source terms clearly leads to non-zero vevs for the bilinears at any coupling , these plots make it clear that these vevs are monotonically suppressed as one enters the strongly coupled regime. Of course to look for symmetry breaking we should fix the four-fermi coupling and examine the behavior of these vevs in the thermodynamic limit as the external source is sent to zero. Since any would-be symmetry breaking must occur in the critical regime we initially fix while varying the external sources.

Figure 9: Site (left) and link (right) bilinears vs.  for , 8 and 12 at with external source couplings and .

The results of such a study are shown in Fig. 9 for , and . As expected the vevs vanish on any finite-volume system in the limit in which the external field is sent to zero as a consequence of the exact lattice symmetries which appear in that limit. A signal of spontaneous symmetry breaking would be a condensate that grows with volume for small enough values of the external source. Such behavior would allow for the possibility that the condensate remains finite in the thermodynamic limit as the source is removed. This occurs, for example, in the reduced staggered four-fermion model studied by Ref. Catterall and Veernala (2013), where the signal for spontaneous symmetry breaking via the formation of a bilinear is very clear even on small lattices.

Figure 10: Site (left) and link (right) bilinears vs.  for and 12 at with external source couplings and .

The results shown in Fig. 9 are not consistent with this scenario: the finite-volume effects are small for both the single-site bilinear and the link bilinear for small external sources. We conclude that our numerical results for these particular bilinear terms are not compatible with spontaneous breaking of either the shift or symmetries. This conclusion extends to all couplings , as illustrated by Fig. 10 for . These results are strengthened by the calculation presented in Sec. VII, which shows that the one-loop effective potential for the auxiliary field retains a minimum at the origin for any value of —a result consistent with the vanishing vev of the single-site bilinear examined here.

Figure 11: Staggered site (left) and link (right) bilinears vs.  for , 8 and 12 with external source couplings and .

We have also examined the model in the presence of the staggered single-site bilinear term corresponding to and and show the results in Fig. 11. The vev of the link operator in Fig. 11 is again driven monotonically to zero with increasing coupling but the staggered site bilinear shows more interesting behavior—its magnitude attains a maximum precisely in the critical regime . This suggests that in this region the system may be trying to form a staggered bilinear condensate. Such a staggered vev would be invisible to an order parameter that simply averages over the lattice sites without regard to site parity, such as the single-site bilinear examined above. A non-zero staggered vev would nevertheless correspond to symmetry breaking.

Figure 12: Staggered site (left) and link (right) bilinears vs.  for , 6, 8 and 12 at with external source couplings and .
Figure 13: Monte Carlo time-series plots for the staggered site (left) and link (right) bilinears for three small values of , 0.01 and 0.02 (from top to bottom) with and . In each case there is no visible change between the data for (dashed red lines) and (solid black lines), reflecting the very weak volume dependence of the corresponding vevs shown in Fig. 12.

Again, to see whether such a symmetry breaking pattern occurs we have examined the volume dependence of this staggered bilinear vev as a function of the external source . The results are shown in Fig. 12. Again the volume dependence for both the link and now the staggered site bilinear is very weak and there is no sign that spontaneous symmetry breaking will occur in the thermodynamic limit as the source is removed. This conclusion is supported by the Monte Carlo time-series plots in Fig. 13, which show representative raw data for several of the points with small in Fig. 12. For both the staggered site and link bilinear these time series show no visible change between the data and that for .

Figure 14: Staggered susceptibility vs.  for , 8 and 12 with zero external sources.

To summarize we have examined three separate bilinear operators—the single-site, staggered single-site and one-link operators—for signals of non-zero symmetry-breaking condensates and find a null result. The staggered single-site operator is interesting as it shows the strongest response to an external field but even in this case there is no evidence that it forms a condensate in the critical region. Nevertheless, it is interesting to examine the corresponding staggered susceptibility


with . This is shown in Fig. 14 as a function of with no external sources. While this staggered susceptibility diverges in the same critical regime as before it does so with a significantly smaller exponent than the susceptibility considered earlier. A least-squares fit to yields an exponent with a . Such an exponent would correspond to a continuous transition and yields a scaling dimension for the staggered bilinear. Of course confidence in the value of this scaling exponent will require the use of larger lattices than those employed in the current study. This is underway.

Vii Coleman–Weinberg effective potential

One standard way to look for spontaneous symmetry breaking in four-fermi theories is to compute the one-loop effective potential for the field.888We thank Jan Smit for pointing out this possibility. After integrating over the fermions the effective action takes the form


In a constant background (Eq. 27) we can diagonalize the kinetic operator and exploit its real antisymmetric character to derive the effective potential

where tr denotes the remaining trace over indices and are eigenvalues of . Collecting terms and carrying out the final trace yields


One can see that the effective potential is extremized at and it is trivial to further show that


independent of . Thus the symmetric state remains a local minimum of the effective potential and the vev of vanishes for all —there can be no spontaneous symmetry breaking at least in the one-loop approximation.

Viii Conclusions

In this paper we have studied perhaps the simplest relativistic lattice four-fermion model one can construct comprising exactly four Grassmann degrees of freedom per site arising from four reduced staggered fermions. We have argued that the system will possess a symmetric gapped phase for large four-fermi coupling but will describe eight free massless Dirac fermions in the continuum limit at weak coupling. For a narrow region of intermediate couplings we have observed that the system develops long-range correlations. In all the earlier work on lattice Higgs–Yukawa theories the appearance of such long-range correlations was associated with the appearance of an intermediate ferromagnetic phase characterized by a symmetry-breaking fermion bilinear condensate. These earlier works typically employed a scalar kinetic term with hopping parameter , and sometimes also a quartic scalar coupling , in addition to the scalar mass term and Yukawa interaction. Thus the line in these earlier phase diagrams would come closest to the model described here. An example of such a phase diagram is Figure 1 in Ref. Bock and De (1990), which makes it clear that even along the line a ferromagnetic phase separates the PMW and PMS phases.

In the current study we have searched for the appearance of such bilinear symmetry-breaking condensates explicitly by sourcing the system with a variety of fermion bilinear mass terms and examined carefully the response of the system as these source terms are sent to zero. The results of our calculations are completely consistent with the absence of bilinear condensates at all couplings. We have strengthened this conclusion with an analytic calculation of the one-loop effective potential for the auxiliary field. For this model we find that is not of the symmetry-breaking form, in agreement with the numerical results. Thus the current model appears to exhibit quite different behavior from those studied earlier.

One reason for the difference may be the different fermion discretizations used in the various studies. The naive, Wilson or regular staggered fermions employed in the past enjoy a different set of exact lattice symmetries, and in particular allow for symmetric single-site mass terms that are absent for the reduced staggered fermions used here. Although Ref. Bock et al. (1992) also uses reduced staggered fermions, it considers the limit rather than and employs a four-fermi term based on the square of a one-link mass operator, which means that discrete shift symmetries rather than continuous lattice symmetries are broken by the formation of a condensate. Since the exact lattice symmetries are not the same, we cannot assume that the same critical behavior should be observed at non-zero four-fermi coupling.

While we see no signs of a broken phase we do see strong signs of critical behavior at intermediate coupling: Susceptibilities associated with certain fermion four-point functions diverge with increasing lattice size in a narrow region of the four-fermi coupling and the mass of a certain composite boson approaches zero. In Ref. Ayyar and Chandrasekharan (2016b) the volume scaling of this susceptibility was interpreted as evidence for a narrow intermediate phase with broken symmetry. This phase structure would necessarily imply the existence of two phase transitions. Our results are compatible with the appearance of a narrow intermediate phase, but indicate that no symmetry-breaking bilinear condensate forms in this regime. Given the absence of an obvious local order parameter we remain agnostic as to whether the phase diagram contains a narrow intermediate phase or a single phase transition directly separating the weak- and strong-coupling regimes. We plan further studies to test these two possibilities.

The observed phase structure is somewhat reminiscent of the two-dimensional Thirring model which develops a mass gap without breaking chiral symmetry Witten (1978).999We thank Simon Hands for bringing this and related papers to our attention Hands et al. (2001). In the two-dimensional case the corresponding susceptibility is the integral of the four-point function which develops power-law scaling for strong coupling,


where and is the number of continuum flavors. This model also possesses a phase transition without an order parameter, driven by the condensation of topological defects associated with the auxiliary field introduced to represent the effects of the four-fermi interaction. Of course the physics in two dimensions is quite different from four dimensions so one must be careful in pursuing this analogy too far. Even so, we note that the would-be breaking pattern does allow for topological field configurations—Hopf defects—to exist in the four-dimensional model.

There has been considerable interest in recent years within the condensed matter community in the construction of models in which fermions can be gapped without breaking symmetries using carefully chosen quartic interactions Fidkowski and Kitaev (2010); Morimoto et al. (2015). Although the condensed matter models are constructed using Hamiltonian language and describe non-relativistic fermions it is nevertheless intriguing that the sixteen Majorana fermions they require match the sixteen Majorana fermions that are expected at weak coupling in this lattice theory. It has been proposed that such quartic interactions can be used in the context of domain wall fermion theories to provide a path to achieve chiral lattice gauge theories You and Xu (2015); BenTov and Zee (2016); Wang and Wen (2013). If indeed the current model avoids symmetry-breaking phases it may be possible to revisit the original Eichten–Preskill proposal for the construction of chiral lattice gauge theories using strong four-fermion terms in the bulk to lift fermion doubler modes Eichten and Preskill (1986); Poppitz and Shang (2010). However, it is not clear to the authors how such constructions can work in detail; the model described here uses reduced staggered rather than Wilson or naive fermions which negates a simple transcription of the four-fermion interaction appearing in this model to those earlier constructions.

Independently of these speculations one can wonder whether the phase transition(s) in the model described here are evidence of new continuum limit(s) for strongly interacting fermions in four dimensions. One must be careful in drawing too strong a conclusion at this stage; even if a new fixed point exists it might not be Lorentz invariant. Indeed, given the connection between staggered fermions and Kähler–Dirac fermions such a scenario is possible since the latter are invariant only under a twisted group comprising both Lorentz and flavor symmetries Banks et al. (1982). In staggered approaches to QCD one can show that the theory becomes invariant under both symmetries in the continuum limit. However this may not be true when taking the continuum limit in the vicinity of a strongly coupled fixed point.

Clearly, further work, both theoretical and computational, will be required to understand these issues. On the numerical front one will need to simulate larger systems to improve control over finite-volume effects, determine whether there is indeed an intermediate phase, explore its nature and measure critical exponents more precisely. It is possible that higher-resolution studies will reveal small but non-zero bilinear condensates on larger volumes or that the continuous transitions we observe will become first order. Such future studies will likely require significant improvements to the simulation algorithm, for example by using deflation techniques and/or carefully chosen preconditioners to handle the small fermion eigenvalues.

This work is supported in part by the U.S. Department of Energy, Office of Science, Office of High Energy Physics, under Award Number DE-SC0009998. We thank Venkt Ayyar, Shailesh Chandrasekharan, Poul Damgaard, Joel Giedt, Simon Hands, Jan Smit, Erich Poppitz and Bob Shrock for useful discussions at various stages of this work. Numerical computations were performed at Fermilab using USQCD resources.


  • Stephenson and Thornton (1988) D. Stephenson and A. Thornton, Phys. Lett. B212, 479 (1988).
  • Hasenfratz and Neuhaus (1989) A. Hasenfratz and T. Neuhaus, Phys. Lett. B220, 435 (1989).
  • Lee et al. (1990a) I.-H. Lee, J. Shigemitsu, and R. E. Shrock, Nucl. Phys. B330, 225 (1990a).
  • Lee et al. (1990b) I.-H. Lee, J. Shigemitsu, and R. E. Shrock, Nucl. Phys. B334, 265 (1990b).
  • Bock and De (1990) W. Bock and A. K. De, Phys. Lett. B245, 207 (1990).
  • Hasenfratz et al. (1991) A. Hasenfratz, P. Hasenfratz, K. Jansen, J. Kuti, and Y. Shen, Nucl. Phys. B365, 79 (1991).
  • Golterman et al. (1993) M. F. L. Golterman, D. N. Petcher, and E. Rivas, Nucl. Phys. B395, 596 (1993), eprint hep-lat/9206010.
  • Ayyar and Chandrasekharan (2015) V. Ayyar and S. Chandrasekharan, Phys. Rev. D91, 065035 (2015), eprint 1410.6474.
  • Ayyar and Chandrasekharan (2016a) V. Ayyar and S. Chandrasekharan, Phys. Rev. D93, 081701 (2016a), eprint 1511.09071.
  • Catterall (2016) S. Catterall, JHEP 1601, 121 (2016), eprint 1510.04153.
  • He et al. (2016) Y.-Y. He, H.-Q. Wu, Y.-Z. You, C. Xu, Z. Y. Meng, and Z.-Y. Lu, Phys. Rev. B94, 241111 (2016), eprint 1603.08376.
  • Ayyar and Chandrasekharan (2016b) V. Ayyar and S. Chandrasekharan, JHEP 1610, 058 (2016b), eprint 1606.06312.
  • Fidkowski and Kitaev (2010) L. Fidkowski and A. Kitaev, Phys. Rev. B81, 134509 (2010), eprint 0904.2197.
  • Morimoto et al. (2015) T. Morimoto, A. Furusaki, and C. Mudry, Phys. Rev. B92, 125104 (2015), eprint 1505.06341.
  • Bock et al. (1992) W. Bock, J. Smit, and J. C. Vink, Phys. Lett. B291, 297 (1992), eprint hep-lat/9206008.
  • van den Doel and Smit (1983) C. van den Doel and J. Smit, Nucl. Phys. B228, 122 (1983).
  • Golterman and Smit (1984) M. F. L. Golterman and J. Smit, Nucl. Phys. B245, 61 (1984).
  • Eichten and Preskill (1986) E. Eichten and J. Preskill, Nucl. Phys. B268, 179 (1986).
  • Catterall and Veernala (2013) S. Catterall and A. Veernala, Phys. Rev. D88, 114510 (2013), eprint 1306.5668.
  • Witten (1978) E. Witten, Nucl. Phys. B145, 110 (1978).
  • Hands et al. (2001) S. J. Hands, J. B. Kogut, and C. G. Strouthos, Phys. Lett. B515, 407 (2001), eprint hep-lat/0107004.
  • You and Xu (2015) Y.-Z. You and C. Xu, Phys. Rev. B91, 125147 (2015), eprint 1412.4784.
  • BenTov and Zee (2016) Y. BenTov and A. Zee, Phys. Rev. D93, 065036 (2016), eprint 1505.04312.
  • Wang and Wen (2013) J. Wang and X.-G. Wen (2013), eprint 1307.7480.
  • Poppitz and Shang (2010) E. Poppitz and Y. Shang, Int. J. Mod. Phys. A25, 2761 (2010), eprint 1003.5896.
  • Banks et al. (1982) T. Banks, Y. Dothan, and D. Horn, Phys. Lett. B117, 413 (1982).
Comments 0
Request Comment
You are adding the first comment!
How to quickly get a good reply:
  • Give credit where it’s due by listing out the positive aspects of a paper before getting into which changes should be made.
  • Be specific in your critique, and provide supporting evidence with appropriate references to substantiate general statements.
  • Your comment should inspire ideas to flow and help the author improves the paper.

The better we are at sharing our knowledge with each other, the faster we move forward.
The feedback must be of minimum 40 characters and the title a minimum of 5 characters
Add comment
Loading ...
This is a comment super asjknd jkasnjk adsnkj
The feedback must be of minumum 40 characters
The feedback must be of minumum 40 characters

You are asking your first question!
How to quickly get a good answer:
  • Keep your question short and to the point
  • Check for grammar or spelling errors.
  • Phrase it like a question
Test description