Introduction: Seeking the most minimal realization of the type-I seesaw model

We present a Froggatt-Nielsen flavor model that yields a minimal realization of the type-I seesaw mechanism. This seesaw model is minimal for three reasons: (i) It features only two rather than three right-handed sterile neutrinos: and , which form a pair of pseudo-Dirac neutrinos; (ii) the neutrino Yukawa matrix exhibits flavor alignment, i.e., modulo small perturbations, it contains only three independent parameters; and (iii) the coupling to the electron flavor is parametrically suppressed compared to the muon and tau flavors, i.e., the neutrino Yukawa matrix exhibits an approximate two-zero texture. Crucial ingredients of our model are (a) Froggatt-Nielsen flavor charges consistent with the charged-lepton masses as well as (b) an approximate, discrete exchange symmetry that manifests itself as in the heavy-neutrino Yukawa interactions and as in the heavy-neutrino mass terms. This model predicts a normal light-neutrino mass hierarchy, a close-to-maximal -violating phase in the lepton mixing matrix, , as well as resonant leptogenesis in accord with arguments from naturalness, vacuum stability, perturbativity and lepton flavor violation.

December 2016 IPMU 16-0214

Minimal Seesaw Model with a Discrete

Heavy-Neutrino Exchange Symmetry

Thomas Rink, Kai Schmitz,***Corresponding author. E-mail: and Tsutomu T. Yanagida 

[3mm] Max Planck Institute for Nuclear Physics (MPIK), 69117 Heidelberg, Germany

Kavli IPMU (WPI), UTIAS, The University of Tokyo, Kashiwa, Chiba 277-8583, Japan

Introduction: Seeking the most minimal realization of the type-I seesaw model

The type-I seesaw model [1, 2, 3] is an elegant and well motivated extension of the Standard Model (SM). Not only is it capable of explaining the small masses of the SM neutrinos, it also offers the possibility to account for the observed baryon asymmetry of the universe via leptogenesis [4]. In its usual form, the seesaw mechanism supposes the existence of three right-handed Majorana neutrinos, (), that participate in Yukawa interactions with the three charged-lepton flavors, (), as well as with the SM Higgs, . This realization of the seesaw mechanism comes with 18 physical parameters at high energies (nine complex Yukawa couplings plus three Majorana masses minus three unphysical charged-lepton phases), which provides enough parametric freedom to reproduce all of the neutrino oscillation observables measured at low energies, i.e., the solar and atmospheric mass-squared differences and as well as the three mixing angles , , and  [5, 6].

The success of the type-I seesaw model with three right-handed neutrinos backs its preeminent role among all conceivable extensions of the Standard Model. On the other hand, the high dimensionality of the seesaw parameter space may also be regarded as a drawback, as it diminishes the model’s predictive power. Without further restrictions, the standard seesaw model is, e.g., neither able to predict the amount of violation in the lepton sector nor the ordering of the light-neutrino mass spectrum. This serves as a motivation for studying restricted, more minimal versions of the seesaw mechanism [7, 8], in which the size of the full seesaw parameter space is reduced and which, thus, boast a larger predictivity. At any experimental stage, one would, in particular, like to identify the current most minimal realization of the seesaw model with the least number of free parameters that is still in accord with the experimental data. This most minimal seesaw model (at a certain experimental stage) is then singled out by its maximal predictivity, making it an important benchmark scenario for any future experimental update.111In addition, one may argue that minimal models are more appealing from the viewpoint of Occam’s razor [9].

In this Letter, we are going to explicitly construct such a most minimal seesaw model from a UV perspective. Our starting point is what is typically referred to as the minimal seesaw model: the ordinary type-I seesaw model featuring only two rather than three right-handed neutrinos [10, 11, 12, 13]. Here, note that the case of two right-handed neutrinos is experimentally still allowed, as we currently lack knowledge of the absolute neutrino mass scale. It is, hence, still a viable possibility that the lightest SM neutrino mass eigenstate is in fact massless. In this case, only two right-handed neutrinos are needed to account for the nonzero mass-squared differences and . This complies with the fact that successful leptogenesis in the seesaw model does require two right-handed neutrinos, but not necessarily more [12, 14] (see also [15, 16]). Within the framework of the minimal seesaw model, we shall now study a particular UV completion subject to two constraints: (i) a certain Froggatt-Nielsen flavor symmetry [17] consistent with the SM charged-lepton mass hierarchy [18] as well as (ii) an exchange symmetry in the heavy-neutrino sector. Let us now discuss these two ingredients of our model in turn.

Step 1: Froggatt-Nielsen flavor model for two right-handed neutrinos

The Yukawa interactions and mass terms of the heavy neutrinos in the minimal seesaw model are described by the following Lagrangian (in two-component spinor notation),222We shall work in a basis in which both the charged-lepton and heavy-neutrino mass matrices are diagonal.


Without further restrictions, this model has 11 physical parameters at high energies. One can convince oneself that this is sufficient to fit all of the neutrino oscillation data, while still keeping some parametric freedom at low energies [19]. In quest of a most minimal realization of the type-I seesaw mechanism, we would, therefore, like to be more restrictive. To this end, we shall now embed the Lagrangian in Eq. (1) into the Froggatt-Nielsen (FN) model presented in [18].

This flavor model explains the quark and charged-lepton mass hierarchies observed in the Standard Model as a consequence of a spontaneously broken Froggatt-Nielsen flavor symmetry. In a first step, it supposes that, at energies around the scale of grand unification, , the SM Yukawa sector is described by an effective theory with cut-off scale . In this effective theory, the SM fermions, , as well as the SM Higgs are assumed to couple to a SM singlet, the so-called flavon field , via different (effective) operators,333In realistic models, one typically arrives at such EFTs after integrating out heavy states with a common mass of that couple to both: SM fermion-Higgs pairs as well as to the flavon; see [20] and references therein.


Here, is a generic flavor index and the are dimensionless, undetermined coefficients of . The fermions and the flavon are charged under an Abelian flavor symmetry, with the flavon carrying in particular a charge of . Insisting on being a good (global or local) symmetry of the effective theory, the FN charge assignment to the fermions fixes the powers in Eq. (2), . In a second step, is assumed to acquire a nonzero vacuum expectation value, , at energies slightly below , thereby breaking spontaneously. This generates the SM Yukawa couplings. At this point, the ratio defines a universal small parameter, which provides a useful parametrization of the SM Yukawa matrices,


The authors of [18] focus on FN charges that commute with . They group the SM fermions into representations of and assign universal charges to each multiplet, see Tab. 1. Setting the FN hierarchy parameter to a particular value, , this simple model then manages to reproduce the phenomenology of the SM quark and charged-lepton mass matrices.

Table 1: Assignment of Froggatt-Nielsen flavor charges to the SM fermions, right-handed neutrinos as well as to the flavon field  [18]. Here, the SM fermions and right-handed neutrinos are grouped into representations: , , and . The right-handed neutrino charge is undetermined at first.

As indicated in Tab. 1, we shall now extend the FN model of [18] to the heavy-neutrino sector. In doing so, let us assume that the FN dynamics are not only responsible for the structure of the heavy-neutrino Yukawa couplings, but also for the hierarchy among the heavy-neutrino masses,


Here, and are again dimensionless coefficients of , while is a large mass scale, which may, e.g., be generated in the course of spontaneous breaking. In view of the expression for in Eq. (4), we decide to assign equal charges to the two right-handed neutrinos, . This is motivated by the fact that successful leptogenesis in the minimal seesaw model requires an approximate degeneracy between the two Majorana masses,  [15, 16]. With the complete FN charge assignment given in Tab. 1, we now expect the neutrino Yukawa matrix in Eq. (1) to exhibit the following hierarchy structure,


where each entry comes with an uncertainty and where quantifies the universal suppression of all Yukawa couplings because of the right-handed neutrino charge . To be more precise, we may explicitly parametrize the Yukawa matrix in our model as follows,


Here, denote three “mixing angles”, and are three phases and phase shifts, respectively, and is a dimensionless number of . The FN hierarchy parameter is expected to take a value close to the one deduced in [18], . But in order to remain conservative, we shall also allow for small deviations from this value.

Step 2: Exchange symmetry in the heavy-neutrino Yukawa and mass terms

Observable Units Hierarchy Best-fit value confidence interval
( both
( NH
( IH
( both
( NH
( IH
( NH
( IH
( NH
( IH
Table 2: Best-fit values and confidence intervals for the five low-energy observables that are currently accessible in experiments (, , , , and ) as well as for the -violating phase  [6]. Here, we define in general and for NH and for IH in particular.

Our expression for in Eq. (6) trivially exhibits the same number of undetermined parameters as the most general Yukawa matrix: six absolute values (, , , and ) plus six phases ( and ). More work is, therefore, needed to arrive at a more minimal realization of the type-I seesaw mechanism. Inspired by the FN charge assignment in Tab. 2 as well as by the resulting estimate for in Eq. (5), we are now going to make our second model assumption: We suppose an approximate exchange symmetry in the heavy-neutrino Yukawa (and mass) terms,


which means that for all flavors. Up to small perturbations, this reduces the number of independent absolute values in from six (, , , and ) to three (, , and ).

The assumption in Eq. (7) immediately entails the question as to whether such a Yukawa matrix is still capable of accounting for all of the low-energy observables. For an exact exchange symmetry the answer is negative, as it would always be inconsistent with three nonzero mixing angles. An approximate exchange symmetry, , is, by contrast, viable—simply because in this case, the small perturbations around the symmetric “leading-order” Yukawa couplings, , have their share in reproducing the low-energy oscillation data. To see this explicitly, it is best to employ the Casas-Ibarra parametrization (CIP) [21] for the neutrino Yukawa matrix . In the case of only two right-handed neutrinos, the CIP can be brought into the following compact and dimensionless form (see [22] for more details),


where is an arbitrary complex number and where and are defined as follows,


Here, denotes the electroweak scale, are the SM neutrino mass eigenvalues, and is the Pontecorvo-Maki-Nakagawa-Sakata (PMNS) lepton mixing matrix [23, 24]. The neutrino indices need to be chosen as in the case of a normal mass hierarchy (NH), , and as in the case of an inverted mass hierarchy (IH), . With these definitions, one recognizes as dimensionless and rescaled Yukawa couplings, while the matrix plays the role of a rescaled version of the PMNS matrix. The advantage of this version of the CIP is that it separates the unknown model parameters at high energies (left-hand side of Eq. (8)) from the observables that one can measure at low energies (right-hand side of Eq. (8)). This means, in particular, that one can study the rescaled Yukawa couplings as functions of the low-energy observables without knowledge of the heavy-neutrino masses .

Figure 1: Expectation values of , , and as functions of the imaginary component of the auxiliary parameter in the CIP for both NH (upper panel) and IH (lower panel). See Eq. (6) for the definition of the mixing angles and Eq. (8) for the definition of . For each value of , we generate distributions of possible values, varying the auxiliary parameter as well as the two -violating phases in the lepton mixing matrix, and , over their entire ranges of allowed values. All other observables are fixed at their respective best-fit values, see Tab. 2. The curves in the above plots indicate the following quantiles of our distributions:
{, , median, , } , in analogy to a Gaussian distribution.

From Eq. (8), it is now immediately evident that the parameter space of the minimal seesaw model does, indeed, encompass regions in which the requirement in Eq. (7) is satisfied. All we have to do is to give the auxiliary parameter a large imaginary part ,


That is to say that, for , we obtain . Thanks to the approximate degeneracy among the heavy-neutrino masses in our model, , this readily implies . In [22], this situation is referred to as flavor alignment, which reflects the fact that, for similar column vectors in , the linear combinations of charged-lepton flavors coupling to and , respectively, , are closely aligned to each other in the flavor space. To demonstrate more explicitly how large values of lead to flavor alignment in the neutrino Yukawa matrix, we may also study the dependence of the angles in Eq. (6). The outcome of this analysis is shown in Fig. 1, which confirms that, for large enough , the condition in Eq. (7) is more or less fulfilled. For , all expectation values converge to unity.

A further lesson from Eq. (10) is that flavor alignment in the neutrino Yukawa matrix can only be realized at the cost of a specific phase relation between and ,


which leaves us (up to a discrete sign) with only one choice for the phase shifts in Eq. (6), . Modulo small perturbations, the assumption of an approximate exchange symmetry in the Yukawa matrix, therefore, eliminates six parameters: three angles, , as well as three phase shifts, . On top of that, one can always absorb the remaining three phases, , into the charged-lepton fields. In the limit of an exact exchange symmetry, the number of free parameters in the neutrino Yukawa matrix, thus, reduces to three (, , and ). Out of these, and can, however, be estimated within the context of our flavor model. Therefore, with the parameter remaining as the only parameter in the neutrino Yukawa matrix that we do not have a theoretical handle on, this truly is a most minimal realization of the type-I seesaw model! In summary, we conclude that, in consequence of our two model assumptions, the seesaw Lagrangian in Eq. (1) can now approximately be written as follows,


where . This seesaw Lagrangian is minimal for three reasons:

  1. It features only two rather than three right-handed neutrinos. Moreover, as required by successful leptogenesis, the masses of these neutrinos are approximately degenerate, meaning that and form a pair of pseudo-Dirac neutrinos (with Dirac mass ).

  2. The Yukawa matrix exhibits flavor alignment, i.e., modulo small perturbations, it contains only three free parameters (, , and ). The heavy-neutrino Yukawa interactions are, thus, invariant under the approximate exchange symmetry . This needs to be contrasted with the heavy-neutrino mass terms in Eq. (12), which do not obey this symmetry. The requirement of nearly degenerate Majorana masses, , implies that the mass sector needs to respect a slightly different exchange symmetry, .

  3. As a consequence of our Froggatt-Nielsen model, the coupling to the electron flavor is parametrically suppressed compared to the muon and tau flavors, . In other words, the neutrino Yukawa matrix exhibits an approximate two-zero texture (see also [22]).

In our discussion up to this point, we argued that the Lagrangian in Eq. (12) follows from two physical assumptions: (i) a Froggatt-Nielsen flavor symmetry with charges as listed in Tab. 1 as well as (ii) an approximate exchange symmetry in the heavy-neutrino Yukawa and mass terms. At the same time, we demonstrated that Eq. (12) can also be obtained in the large- limit of the CIP. This indicates that, despite its extreme minimality, the Lagrangian in Eq. (12) ought to be able to reproduce all of the low-energy neutrino data. We will now show that this is, indeed, the case and discuss further predictions that one can deduce from Eq. (12).

Predictions: Normal light-neutrino mass hierarchy and maximal violation

Figure 2: Ratios of Yukawa couplings— (black solid contours, blue labels) and (gray dashed contours, orange labels)—in the flavor-aligned limit, as functions of the -violating phases and . Both ratios are shown for NH (left panels) and IH (right panels) as well as for both possible signs of the parameter in the CIP, (upper panels) and (lower panels). All ratios are calculated according to Eq. (15), with all observables except for and being set to their respective best-fit values, see Tab. 2. In our flavor model, and are controlled by the parameters and , respectively, see Eq. (14). In this sense, the above plots may also be understood as predictions for and in dependence of and . The expected values for and correspond to (green solid line) and (red dashed line). Demanding that and simultaneously leads to, in total, four different solutions (red dots in the lower-left panel). This illustrates that our model predicts NH as well as a maximal Dirac phase, .

One of the main predictions of our Froggatt-Nielsen flavor model is that the Yukawa couplings of the electron, muon, and tau flavors have to exhibit a certain, characteristic hierarchy,


Moreover, thanks to our approximate exchange symmetry, , this readily implies


To check the compatibility of these predictions with the experimental data, we shall now utilize the CIP in Eq. (8) and examine the parameter dependence of and in the large- limit. Making use of the results obtained in the previous section (see Eq. (10)), we immediately see that, in this limit, both ratios may be expressed as follows (using ),


Here, recall that the are defined as linear combinations of elements ( and ) of the rescaled PMNS matrix , see Eq. (9). For our purposes, the message from Eq. (15) is that, in the large- limit, all Yukawa ratios become independent of the auxiliary parameter . On the assumption of flavor alignment, the ratios and , therefore, end up being functions of the low-energy observables encoded in only. More explicitly, these observables consist of: the light-neutrino mass eigenvalues , the three neutrino mixing angles as well as the -violating phases and . Setting the light-neutrino mass eigenvalues and mixing angles to their measured values (see Tab. 2) thus turns the ratios and into functions of the yet undetermined phases and . In Fig. 2, we plot these functions for both NH and IH as well as for both possible signs of in the large- limit, . Our numerical results in Fig. 2 lead us to several interesting observations:

  1. In the case of an inverted hierarchy, the ratio of the electron and muon Yukawa couplings is bounded from below, . This is inconsistent with the expectation that, in our Froggatt-Nielsen flavor model, we should rather find . We therefore conclude that the IH case is unviable from the perspective of our model.

  2. The NH case remains, by contrast, feasible. Along the green solid contours in the upper-left and lower-left panels of Fig. 2, we find in agreement with the expectation from our flavor model. This is a remarkable result for two reasons: First of all, it tells us that our model clearly predicts a normal light-neutrino mass ordering! Second, this finding implies that, within the minimal seesaw model, we are actually able to realize an approximate two-zero texture in the neutrino Yukawa matrix. This is noteworthy insofar as the requirement of an exact two-zero texture in the minimal seesaw model can be shown to be inconsistent with the assumption of a normal mass hierarchy [9, 25]. When attempting to realize an exact texture (such as, e.g., ), one is unavoidably led to assume an inverted hierarchy. As shown by the systematic study in [22], the NH case only remains viable as long as one allows for perturbations around the exact zeros.

  3. As evident from the green contours in Fig. 2, our model is consistent with a broad range of values. Varying the parameter between and (see the gray dashed contours), we are able to realize all possible values of the Majorana phase and almost all possible values of the Dirac phase . Meanwhile, the allowed values of and are strongly correlated with each other, as indicated by the green contours.

  4. We do obtain more precise predictions for and as soon as we impose more restrictive conditions on the parameter . In general, is expected to any number be of . However, if we insist on being very close to unity, (see the red dashed contours), only four viable combinations of and remain (see the red dots in the lower-left panel),


    All of these solutions feature values that imply close-to-maximal violation, i.e., values either close to or . On top of that, solutions I and II are remarkably close to the current best-fit value for the Dirac phase in the NH case, , see Tab. 2.

Our last result (#4) relies on the assumption that , which may also be supported by several physical considerations. First of all, should be regarded as the naive expectation from our flavor model. In addition to that, setting to a value close to unity leads to an approximate mu-tau symmetry in the seesaw Lagrangian (see [26] for a review), which nicely complies with our FN charge assignment. Last but not least, it removes the last free parameter in our model that we do not have theoretical control over. With , Eq. (12) turns into


where we have also set to and to according to our findings in Fig. 2.

Figure 3: Heavy-neutrino (pseudo-) Dirac mass as a function of and (black lines), see Eq. (19). We focus on values in the range . For larger values of (i.e., smaller ), the condition of flavor alignment is no longer satisfied, see Fig. 1. Smaller values of (i.e., larger ), on the other hand, do not allow for successful leptogenesis, see the discussion in [16]. We also show the upper bound on deduced from the requirement of electroweak naturalness, see Eq. (21), for three representative values of (green lines).

Thanks to its additional mu-tau symmetry, the Lagrangian in Eq. (17) is even more minimal than the one in Eq. (12). In fact, the only remaining parameters in Eq. (17) that are not fixed by our flavor model are the FN charge as well as the mass scale , see Eq. (4). Here, exhibits in particular a one-to-one correspondence to the parameter . In the flavor-aligned limit and for , it follows from the relations in Eqs. (4), (9), (10), and (14) that


This allows us to express the heavy-neutrino (pseudo-) Dirac mass as a function of and ,


We plot this function for several values of and for a representative range of values in Fig. 3. In addition, we also show upper bounds on from the requirement of electroweak naturalness, following the discussion in [16]. The philosophy behind these bounds is the following: Because of their Yukawa interactions with the SM leptons as well as with the SM Higgs, the heavy neutrinos yield radiative corrections, , to the mass-squared parameter in the SM Higgs potential, ,


The larger these corrections are (compared to ), the more fine-tuning is needed to eventually arrive at a SM Higgs mass of . The requirement of electroweak naturalness, thus, imposes an upper bound on , which, in turn, translates into an upper bound on ,


As evident from Fig. 3, this bound, if taken seriously, rules out FN charges smaller than 4. Meanwhile, a heavy-neutrino FN charge of is marginally consistent with the requirement of electroweak naturalness. All larger FN charges, lead to negligibly small corrections to the Higgs mass parameter, and are, thus, perfectly allowed.

The authors of [16] also study resonant leptogenesis [27, 28, 29] in the minimal seesaw model. They arrive at the conclusion that successful leptogenesis is, indeed, feasible, provided that does not take too large a value, for . Moreover, the authors of [16] conclude that the requirements of successful leptogenesis and electroweak naturalness provide the strongest constraints on the parameter space of the minimal seesaw model for heavy-neutrino masses larger than about . In this mass range, the bounds from vacuum (meta-) stability, perturbativity, and lepton flavor violation turn out to be less constraining. For our purposes, this means that—as can be seen from Fig. 3—our model does admit parameter solutions that comply with all of these theoretical constraints and that, at the same time, still allow for successful leptogenesis! All we have to do is to assign the heavy neutrinos an FN charge larger than and set the heavy-neutrino mass scale to a value of .

Conclusions and outlook

In closing, let us summarize our most minimal realization of the type-I seesaw model. The starting point of our construction was the minimal seesaw model featuring only two rather than three heavy neutrinos [10, 11, 12, 13]. In two steps, we first embedded this model into the Froggatt-Nielsen model of [18] and then made the assumption of an approximate exchange symmetry that manifests itself as in the heavy-neutrino Yukawa terms and as in the heavy-neutrino mass terms. After eliminating the last undetermined parameter, , by assuming an approximate mu-tau symmetry [26], we then arrived at the following Lagrangian,


modulo small corrections. Here, denotes the FN hierarchy parameter. Its value, , follows from demanding consistency with the SM quark and charged-lepton mass spectra. To obtain light-neutrino mass eigenvalues of the correct order of magnitude, the heavy-neutrino mass scale needs to take a value of . If one decides to ignore arguments concerning the naturalness of the electroweak scale, the FN charge remains unconstrained, . On the other hand, imposing the requirement of electroweak naturalness, one is led to conclude that is bounded from below, . However, even in this case, our model remains perfectly viable. It complies with all theoretical constraints from naturalness, vacuum (meta-) stability, perturbativity, and lepton flavor violation, and still manages to account for the observed baryon asymmetry of the universe via resonant leptogenesis. This success of our model renders it an important benchmark scenario for future experimental updates.

The Lagrangian in Eq. (22) is minimal for three reasons: (i) instead of the usual three right-handed neutrinos, it only contains one pair of pseudo-Dirac neutrinos; (ii) it features flavor alignment in the neutrino Yukawa matrix, such that the SM charged-lepton flavors basically couple to only one linear combination of the heavy neutrino fields, ; and (iii) the neutrino Yukawa matrix exhibits an approximate two-zero texture, which is the most minimal form one can hope to achieve in the NH case. At this point, recall that our initial Lagrangian in Eq. (1) came with 11 degrees of freedom (DOFs) at high energies. Out of these, we managed to eliminate a total of six: two DOFs by our FN constraints on the neutrino Yukawa couplings, see Eq. (13); one DOF by requiring an approximate degeneracy among the heavy-neutrino masses, see Eq. (7); one DOF by our FN estimate of the pseudo-Dirac mass , see Eq. (19); and two DOFs (i.e., the auxiliary parameter ) by our requirement of flavor alignment in the neutrino Yukawa matrix, see Eq. (15). This leaves us with five DOFs—which can, however, be completely fixed by the experimental data on the two mass-squared differences and three mixing angles. In consequence, our model provides little to none parametric freedom. In particular, it predicts a normal mass hierarchy and a close-to-maximal Dirac phase, , see Eq. (16). Remarkably enough, this is in agreement with the latest hints for values close to , see Tab. 2.

Up to this point, we have been working in a field basis in which the heavy-neutrino mass matrix is diagonal, see Eq. (1). But it is also instructive to present the Lagrangian in Eq. (22) in a slightly different basis. Rotating the neutrino fields and to a new basis, such that


we clearly see that the heavy neutrinos form a pair of pseudo-Dirac fermions with mass ,


Here, note that our exchange symmetry defined in terms of now acts as follows on ,


Again, the first discrete symmetry plays the role of an approximate symmetry of the Yukawa interactions, while the second discrete symmetry is an approximate symmetry of the mass term. Interestingly enough, the Lagrangian in Eq. (24) is very similar to the one appearing in the recently proposed model of scalar neutrino inflation in supersymmetry [34] (see also [15, 35]). In this model, the supersymmetric version of Eq. (24) is responsible for the exponential expansion of the universe during inflation in the early universe. The scalar superpartner of plays the role of the inflaton field, while the scalar superparter of acts as a so-called stabilizer field. To realize successful inflation in this model, it is important that the Yukawa couplings of the superfield be suppressed compared to the Yukawa couplings of the superfield . In [34], this requirement is met by assuming an approximate shift symmetry in the direction of the inflaton field. In our case, the Yukawa interactions of are, by contrast, suppressed in consequence of the approximate discrete symmetries in Eq. (25). In this sense, our model strongly parallels the construction in [34], which may point to a deeper connection. It thus appears worthwhile to embed our model into supersymmetry and study its implications for inflation more carefully.

In view of Eq. (24), it is also important to note that our seesaw Lagrangian in Eqs. (22) and (24) only represents a leading-order approximation that receives symmetry-breaking corrections. The Lagrangian in Eq. (24) exhibits, e.g., a lepton number symmetry under which and carry charges and , respectively. This indicates that Eq. (24) predicts vanishing light-neutrino masses, which is, of course, in conflict with the experimental data. Nonzero neutrino masses follow in our model from the small symmetry-breaking corrections to Eqs. (22) and (24). In our numerical analysis, we are correspondingly unable to predict the light-neutrino masses. Instead, we use them as input data to calculate the elements of the rescaled PMNS matrix . By making use of the fact that the matrix determines the ratios of Yukawa couplings in the flavor-aligned limit (see Eq. (15)), we are then able to predict the phases and , see Fig. 2.

In this Letter, we merely outlined the broad characteristics of our model and more work is needed. For one thing, our numerical analysis should be complemented by an analytical treatment. This would help gain a better understanding of our numerical results. In particular, one would like to achieve a better understanding of the parameter dependence of our results in Fig. 2. Such an analysis would allow to study the stability of our findings under variations of the experimental input data. For another thing, one would like to embed the Lagrangian in Eq. (22) into a larger framework for physics beyond the Standard Model. The origin of the scale is, e.g., unaccounted for in our model. It is therefore desirable to study possible connections between and, say, the scale of grand unification (which is only four to two orders of magnitude larger than ). Moreover, one should attempt to explain the origin of the particular symmetries in Eq. (25). Such symmetries may, e.g., be related to certain boundary conditions in extra-dimensional orbifold constructions [30, 31, 32, 33]. All of these questions are, however, beyond the scope of this paper, which is why we leave them for future work. For the time being, we content ourselves with the Lagrangian in Eq. (22), concluding that it represents a remarkably simple realization of the type-I seesaw mechanism. Our model complies with all theoretical constraints and makes important predictions for the neutrino mass ordering as well as the Dirac phase .


This work was supported by Grants-in-Aid for Scientific Research from the Ministry of Education, Culture, Sports, Science and Technology (MEXT), Japan, No. 26104009 (T. T. Y.), No. 26287039 (T. T. Y.) and No. 16H02176 (T. T. Y.) as well as by the World Premier International Research Center Initiative (WPI Initiative), MEXT, Japan (T. T. Y.).


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