Interplay of symmetries, null forms, Darboux polynomials, integrating factors and Jacobi multipliers in integrable second order differential equations

Interplay of symmetries, null forms, Darboux polynomials, integrating factors and Jacobi multipliers in integrable second order differential equations

[ Centre for Nonlinear Dynamics, School of Physics, Bharathidasan University, Tiruchirappalli - 620 024, India

Null forms, Symmetries, Darboux polynomials, Integrating factors and Jacobi last multiplier In this work, we establish a connection between the extended Prelle-Singer procedure (Chandrasekar et al. Proc. R. Soc. A 2005) with five other analytical methods which are widely used to identify integrable systems in the contemporary literature, especially for second order nonlinear ordinary differential equations (ODEs). By synthesizing these methods we bring out the interplay between Lie point symmetries, -symmetries, adjoint symmetries, null-forms, Darboux polynomials, integrating factors and Jacobi last multiplier in identifying the integrable systems described by second order ODEs. We also give new perspectives to the extended Prelle-Singer procedure developed by us. We illustrate these subtle connections with modified Emden equation as a suitable example.

Mohanasubha, Chandrasekar, Senthilvelan and Lakshmanan]R. Mohanasubha, V. K. Chandrasekar, M. Senthilvelan and M. Lakshmanan

1 Introduction

The last three decades have witnessed a veritable explosion of activities in the theory of integrable systems. Confining our attention only on identifying, classifying and exploring the dynamics of integrable systems, several novel and ingenious methods have been introduced (Babelon et al. 2003). Among these, some are reinventions of the integration techniques which were developed in eighteenth and nineteenth centuries by distinguished mathematicians, whereas a few others were introduced to overcome the demerits in some of the earlier ones, and the remaining ones were exclusively developed to meet the contemporary needs. The most versatile and widely used mathematical tools to identify integrable systems belonging to ODEs are (i) Lie symmetry analysis (ii) Darboux polynomials, (iii) Prelle-Singer method, (iv) -symmetries method, (v) adjoint symmetries, (vi) Jacobi last multiplier method and (vii) Painlev analysis (ARS algorithm). Since the literature is vast we do not recall all the methods here. Even though the methods cited above are apparently different from each other they all essentially seek either one or more of the following aspects, namely symmetries/integrating factors/integrals/solutions (the only exception in the above list is the Painlev analysis which essentially deals with the singularity structure aspects of the solutions). For example, Lie symmetry analysis, which was originally developed by Sophus Lie in the later part of the nineteenth century, provides an algorithm to determine point symmetries associated with the given equation. Finding integrating factors and integrals from the Lie point symmetries is often a cumbersome procedure. To overcome this difficulty, several generalizations have been proposed. A notable procedure in this direction one can say is the -symmetries method which is applicable when the underlying nonlinear system lacks the required number of Lie point symmetries. The -symmetries method provides a straightforward algorithm to determine more generalized symmetries from which one can proceed to construct integrating factors and integrals for a given second order ODE. The connection between Lie point symmetries and -symmetries has also been elaborated by Muriel and Romero (2009). Recently three of the present authors have developed the extended Prelle-Singer procedure originally introduced by Prelle and Singer for planar differential equations (Prelle & Singer, 1983) which was extended by Duarte et al., (2001) to second order ODEs. Their approach was based on the conjecture that if an elementary solution exists for the given second-order ODE then there exists at least one elementary first integral whose derivatives are all rational functions of , and . This is applicable to a class of differential equations of any order and any number of coupled ODES (Chandrasekar et al. 2005a, 2006, 2009a, 2009b). The method essentially seeks two sets of functions, namely (i) null forms and (ii) integrating factors. An integral (and more integrals) can be obtained from these two sets of functions. On the other hand the method developed by Darboux, now called Darboux polynomials method, provides a strategy to find first integrals (Darboux, 1878). Darboux showed that if we have enough Darboux polynomials then there exists a rational first integral. During the past two decades Llibre and his collaborators (Llibre & Zhang, 2011; Christopher et al. 2007) have studied the Darboux integrability of several nonlinear dynamical systems by exploring Darboux polynomials and their associated integrals, see for example (Ferragut & Llibre, 2007; Garca et al. 2010) and the references therein.

The Jacobi last multiplier method which was introduced by Jacobi lay dormant for centuries (Jacobi, 1844, 1886) until Nucci and her collaborators have demonstrated the applicability of this method in exploring non-standard Lagrangians associated with certain second order nonlinear ODEs (Nucci & Leach, 2008). From the known Lie point symmetries of a given equation one can construct a multiplier from which a Lagrangian can be obtained by integration. The adjoint symmetry method which was developed by Bluman and Anco provides an algorithm to determine the integrating factors and their associated integrals of motion (Bluman & Anco, 2002). This method has also been introduced to overcome some of the demerits of Lie’s method.

As noted above all these methods essentially seek one or more of the following factors, namely symmetries/integrating factors/integrals/solutions. In due course attempts have also been made to interconnect the methods mentioned above. The first attempt in this direction came from Muriel and Romero (2009). They have shown that -symmetries are nothing but the null forms (with a negative sign) given in Prelle-Singer procedure. The connection between Lie point symmetries and Jacobi multiplier is reemphasized by Nucci (2005). Similarly the connection between Jacobi multiplier and Darboux polynomials has also been noted by Cariena and Raada (2010).

The above discussions clearly show that the interconnections have been made only disconnectedly, for example (i) -symmetries and point symmetries, (ii) multiplier with Darboux polynomials, (iii) -symmetries and null forms and (iv) Lie point symmetries and Jacobi last multiplier. A natural question which arises here is whether there exists a more encompassing interconnection which relates all these methods. Here we answer this broader question in the affirmative.

In this paper we establish a road map between extended Prelle-Singer procedure with all other methods cited above and thereby demonstrate the interplay between Lie point symmetries, -symmetries, adjoint symmetries, null forms, integrating factors, Darboux polynomials, and Jacobi multiplier of integrable systems, at least for the second order ODEs, which can then possibly be extended to higher order ODEs. To achieve this goal we start our investigations with the extended Prelle-Singer procedure. In this procedure, we have basically two equations to integrate. The first one is for the null-form () and other one is for the integrating factor (). We first interconnect the equation with Lie point symmetries and -symmetries, by introducing a transformation in the equation, where is the total derivative and rewrite the later as a linear second order ODE in . We then show that this second order equation is nothing but the Lie’s invariance condition for the given second order ODE in terms of the characteristic vector field with . Thus solving this linear second order ODE one not only gets Lie point symmetries and along with the characteristics but also the null form . We then introduce another transformation , and rewrite the equation in a new variable . We then show that this function is nothing but a function equivalent to the Darboux polynomials. Through this relation we are able to establish a direct connection between integrating factors which arise in the extended Prelle-Singer procedure with Darboux polynomials. This in turn connects the integrating factors with Jacobi multiplier as well. This remarkable connection, , namely integrating factors are quotient functions in which the numerator is connected to Lie point symmetries/-symmetries/null forms and the denominator is connected to Darboux polynomials/Jacobi last multiplier brings out the hidden connection between the quantities that determine the integrability. Finally by rewriting the and equations, vide Eqs.(6) and (7), given below as a single second order ODE the latter becomes the determining equation for adjoint symmetry equation. This in turn confirms that the adjoint symmetries are nothing but the integrating factors for this restricted class of ODEs, that is adjoint symmetries should satisfy the adjoint invariance conditions. In this case adjoint symmetries are nothing but the integrating factors. By establishing these conditions we bring out the interplay between the various quantitative factors determining integrability.

The plan of the paper is as follows. In section 2, we describe the Prelle-Singer procedure for solving second order differential equations. In addition, we demonstrate the connection between the several well known methods such as symmetries, Darboux polynomials, Jacobi last multiplier and adjoint symmetries methods. In section 3, we prove the relationship between the several methods with the PS method with an example, namely modified Emden equation (MEE). Finally we summarize our results in section 4.

2 Extended Prelle-Singer method for second order ODEs

In this section, we briefly discuss the modified Prelle-Singer procedure for second order ODEs (Chandrasekar V K et al. 2005a; Duarte et al., 2001). Let us consider the second order ODEs of the form


where over dot denotes differentiation with respect to time and and are analytic functions of the variables , and . Let us assume that the ODE (1) admits a first integral with constant on the solutions, so that the total differential gives


where the subscript denotes partial differentiation with respect to that variable. Rewriting equation (1) in the form and adding a null term to the latter, we obtain that on the solutions the 1-form


Hence, on the solutions, the 1-forms (2) and (3) must be proportional. Multiplying (3) by the factor which acts as the integrating factor for (3), we have on the solutions that


where . Comparing equations (2) with (4) we end up with the three relations which relates the integral(), integrating factor() and the null term().


Then the compatibility conditions between these variables gives the determining equations to find and which are given in the following equations.



Equations (6)-(8) can be solved in principle in the following way. From (6) we can find . Once is known then equation (7) becomes the determining equation for the function . Solving the latter one can get an explicit form for . Now the functions and have to satisfy an extra constraint, that is, equation (8). Once a compatible solution satisfying all the three equations have been found then the functions and fix the integral of motion by the relation

Equation (LABEL:met13) can be derived straightforwardly by integrating the three relations which relates the integral(), integrating factor() and the null term(). Note that for every independent set , equation (LABEL:met13) defines an integral.

2.1 Interconnections

To demonstrate that the null form and the integrating factor are intimately related with other measures of integrability we do the following. By introducing a transformation


Eq.(6) becomes a linear equation in the new variable , that is


where is the total differential operator. With another change of variable


where is a function to be determined, we can rewrite Eq.(7) in a compact form in the new variable as


In the following, we demonstrate that the functions and are intimately related to Lie symmetries, -symmetries, Darboux polynomials, Jacobi last multiplier and adjoint symmetries.

2.2 Connection between Lie Symmetries and null forms

Let be the Lie point symmetry generator of (1), when and are infinitesimals associated with the and variables, respectively. Then the characteristic of is given by (Olver 1995). Then the infinitesimal operator associated with the vector field is , where and are the first and second prolongations of the vector field and are given by and , where over dot denotes total differentiation with respect to .

The invariance condition of the second order ODE, , determines the infinitesimal symmetries and explicitly, through the condition (Olver 1995). Expanding the later, one finds the invariance condition in terms of the above evolutionary vector field as


Comparing Eqs.(11) and (14) we find that


In other words the -determining equation (11) now becomes exactly the determining equation for the Lie point symmetries and with . Since , the null form can also be determined once and are known. This establishes the connection between the null forms with the Lie symmetries ( and ).

2.3 Connection between - symmetries and null forms

All the nonlinear ODEs do not necessarily admit Lie point symmetries. Under such a circumstance one may look for generalized symmetries associated with the given equation. One such generalized symmetry is the -symmetry. The -symmetries can be derived by a well defined algorithm which includes Lie point symmetries as a very specific subclass and have an associated order reduction procedure which is similar to the classical Lie method of reduction. Although -symmetries are not Lie point symmetries, the unique prolongation of vector fields to the space of variables for which Lie reduction method applies is always a -prolongation for some function . For more details, one may see the works of Muriel and Romero (Muriel & Romero, 2001, 2008, 2009, 2012).
Now, if we replace in equation (6) we get


which is nothing but the determining equation for the -symmetries for a second order ODE (Muriel & Romero 2009) which in turn establishes the connection between -symmetries and null forms. It has also been shown (Muriel & Romero 2009) that once Lie point symmetries are known, the -symmetries can be constructed through the relation which is also confirmed here.

2.4 Connection between Darboux polynomials and integrating factors

Here we recall briefly the role of Darboux polynomials. Let us consider the function , where s are Darboux polynomials and s are rational numbers. If we can identify a sufficient number of Darboux polynomials (irreducible polynomials) s, satisfying the relations , where ’s are the co-factors, then


Suppose and are two Darboux polynomials for (1) with the same cofactor , then the ratio defines an integral.

Now we compare Eq.(17) with Eq.(13). If we choose then equation (13) becomes


In other words the Darboux polynomials constitute the solution of Eq.(13). Since is already known, once Darboux polynomials are known the integrating factors can be fixed (vide Eq.(12)).

2.5 Connection between Jacobi last multiplier and Darboux polynomials/Integrating factors

Let us rewrite the second order ODE (1) into an equivalent system of two first-order ODEs , . Then its Jacobi last multiplier is obtained by solving the following differential equation (Nucci 2005),


The above equation can be rewritten as


For the present case (1), Eq.(20) is further simplified to


Now comparing the equation (13) with (21) we find that . Thus from the knowledge of the multiplier we can also fix the explicit form of which appears in the denominator of integrating factor (vide Eq.(12)) as or vice versa.

It has also been shown that the multiplier for the second order ODE is determined from (Nucci 2005)

where and are two sets of Lie point symmetries of the second order ODE and and are the corresponding prolongations. The determinant establishes the connection between the multiplier and Lie point symmetries. Once the multiplier is known its inverse provides the function which in turn forms the denominator of the integrating factor.

We also recall here that is related to the Lagrangian through the relation (Jacobi 1886)


With the known expression of or , the Lagrangian can be obtained by straightforward integration.

2.6 Connection between adjoint symmetries and integrating factors

Considering the second order ODE (1), the linearized symmetry condition (vide Eq.(14)) is given by


and the corresponding adjoint of the linearized symmetry condition is given by


Let us rewrite the coupled equations (6) and (7) into an equation for the single function . Then the resultant equation turns out to be of the form


Comparing the above two equations (24) and (25) one can conclude that the integrating factor is nothing but the adjoint symmetry , that is


Thus the integrating factor turns out to be the adjoint symmetry of the given second order ODE.

In the following section, we demonstrate the above connections with a suitable example.

3 Example

Let us consider a model which is of contemporary interest in integrable systems, namely the modified Emden equation (Mahomed & Leach 1985; Leach et al. 1988; Chandrasekar et al., 2005a, 2005b, 2007; Cariena et al. 2005, 2010; Nucci 2012). The equation of motion is given by


This equation arises in the study of equilibrium configurations of a spherical gas cloud acting under the mutual attraction of its molecules and subject to the laws of thermodynamics and in the modeling of the fusion of pellets. This system also admits time independent nonstandard Lagrangian and Hamiltonian functions. For a more general equation, see Chandrasekar et al. (2005b). Eq.(27) is also known as the Riccati second-order equation in the literature (see for example, W. F. Ames 1968).
Now, for Eq.(27), the defining equations (6)-(8) for the null form and integrating factor become


Two sets of explicit forms have been given by Chandrasekar et al. (2005a) for the functions and as




We can also find the above forms of and by using the above discussed interconnections.

3.1 Lie point symmetries and characteristics

As we noted earlier in Sec.2.1, we try to solve Eq.(11) which is equivalent to solving Eq.(28). So we start our analysis by solving the same Eq.(11) but now for the characteristics , using the relation . Substituting this in (14) and equating the various powers of , we get a set of partial differential equations for and . Solving them consistently we find explicit expressions for and . In our case Eq.(27) admits eight dimensional Lie point symmetries. The corresponding vector fields are: (see also Leach et al. 1988; Pandey et al. 2009)


Since we are dealing with a second order ODE, we consider any two vector fields to generate all other factors. We consider the vector fields and in the following. The results which arise from other pairs of symmetry generators are summarized in Tables .

3.2 Lie symmetries and null forms

From the vector fields and one can identify two sets of infinitesimals and as


The associated characteristics , , are found to be


Recalling the relation and the null forms ans can be readily found. Our analysis shows that


One can easily check that and are two particular solutions of (28).

3.3 - Symmetries and null forms

Using the relation we find


Again it is a straightforward exercise to check that the s, , indeed satisfy Eq.(16).

3.4 Darboux polynomials and integrating factors

As we noted earlier the integrating factors can be derived in two different ways, namely either by exploring Darboux polynomials or by constructing the last multiplier. We consider both the possibilities and demonstrate that both of them lead to the same results.

First we derive the integrating factors from the Darboux polynomials. It is straightforward to check that , and are Darboux polynomials of (27) with the same cofactors . We note here that Eq.(27) also admits two more Darboux polynomials, and with the same cofactors . It is known that combinations of the Darboux polynomials are also Darboux polynomials (Dumortier et al. 2006). For illustrative purpose let us consider the polynomials and . From Eq.(18) we can evaluate different combinations of s. Using Eq.(18) we find


There are four possible combinations of and , namely (3,0), (0,3), (2,1) and 1,2), fulfill the condition (39). Since we obtain four different forms of . The corresponding s, are given by


From and we construct and . The result turns out to be


We mention here that the denominator of is the same as the numerator of and also the numerator of matches with the denominator of . Since and are two simple Darboux polynomials admitted by Eq.(27) we stick to these polynomials. The role of other Darboux polynomials in determining integrating factors will be presented in the form of tabulation. We discuss the role of them in Table .

As we noted earlier, the Darboux polynomials can also be derived from the Jacobi last multiplier. Since we already derived Lie point symmetries of (27), we can exploit the connection between Lie point symmetries and Jacobi last multiplier to deduce the Darboux polynomials. For this purpose let us evaluate the multiplier which is given by , provided that , where is given by the expression (2.5). Since we need two Lie symmetries to evaluate Jacobi last multiplier, see Eq.(2.5), we choose the vector fields and , to obtain first Jacobi last multiplier . One can choose the other vector fields also but the determinant should be non zero. Evaluating the associated determinant with these two vector fields, we find

from which we obtain


To determine , we choose the vector fields and which in turn provide in the form


Now exploiting the relation we can obtain the exact forms of and which in turn exactly matches with the one given in Eqs.(40) and (41).
Since we know the multipliers, we can also construct the associated Lagrangians by straightforward integration by recalling the expressions and . The resultant Lagrangians are found to be (Nucci & Tamizhmani, 2010)


where is the gauge function and dot stands for the total time derivative (Nucci & Leach, 2008a).

3.5 Connection between adjoint symmetries and integrating factors

Finally, we present the adjoint symmetries of (27) which are nothing but the integrating factors of the given equation, namely


For the sake of completeness we also present the integrals of Eq.(27). To construct them we use the expression (LABEL:met13). By plugging (37) and (44) in (LABEL:met13) and evaluating the integrals we arrive at the following two integrals, that is


As we noted earlier, whenever the Darboux polynomials share the same cofactors then their ratio defines a first integral. The integral given above comes from the ratio of the Darboux polynomials and . The ratio of two Jacobi last multipliers also constitute a first integral. For example the first integral which comes out from the ratio of the multipliers, and , matches with the integral . From the integrals (vide Eq.(50)), we can derive the general solution of (27) as


3.6 Interconnection between various quantities

In this sub-section, we summarize the results given in Tables where we have given the null forms, characteristics, vector fields, integrating factors, Darboux polynomials and first integrals of (27). As we have pointed out in the introduction, once we know the quantities and , one can find all the other quantities using the relations given in Eqs.(10) and (12) respectively. For example to obtain the expression for from one has to integrate the first order partial differential equation (10). As far as the present example is concerned we make an ansatz for of the form


Substituting this ansatz in Eq.(10) and equating it to and solving the resultant equations, we get the following characteristics , that is


Since one can straightforwardly identify the infinitesimal generators/vector fields. We find that the above characteristics correspond to the vector fields , and given in Eq.(33). On the other hand substituting the ansatz (52) in Eq.(10) and equating it with , after some algebra we find that they lead to the following characteristics, namely


which correspond to the vector fields and respectively. To capture the remaining vector fields/characteristics we consider the other forms of , namely and (which are given in Table ) and the corresponding characteristics. Repeating the analysis, we obtain


The characteristics are presented in the third column of Table . From and one can derive the Darboux polynomials using the relations (13) and (18). One can also derive the Darboux polynomials from Jacobi last multiplier which is given in the fifth column in Table 1. Eq.(22) shows that the Jacobi last multiplier is nothing but the inverse of the Darboux polynomials. One can also derive Jacobi last multiplier from the Lie point symmetries by using the relation (2.5). Once Jacobi last multiplier is known, we can find the corresponding Lagrangian by Eq.(22). Further, the integrating factor is nothing but the adjoint symmetry as seen from Eq.(26) and the -symmetries are same as the null forms with negative sign.

In Table , we present the complete role of Darboux polynomials in determining the integrating factors. To illustrate this let us consider all the combinations of and alone (vide Eqs.(40)-(43)). In other words, we only consider (vide Eqs.(40)-(43)) associated with the Darboux polynomials and . The integrating factors which come out from these Darboux polynomials are denoted as and . In the first subscript denotes the vector field and the second subscript denotes the Darboux polynomials. All these integrating factors satisfy the first two conditions, that is (6) and (7), in the Prelle-Singer procedure. Suppose the integrating factor and the corresponding null form also satisfy the third equation (8), one can proceed to derive the integral straightforwardly from Eq.(LABEL:met13). For example, the null form , with each one of the integrating factors and separately satisfy the Eq.(8). The compatible sets and straightforwardly yield the integrals and .

One may observe that some of the integrating factors do not satisfy the third constraint (8). In those cases one can use the first integral derived from the set to deduce a compatible solution (for more details one may refer to Chandrasekar et al. (2005a)). The integrating factors which come out from this category are denoted as (in order to be consistent with our earlier work). This combined with the null form satisfies all the three equations (6)-(8) in the Prelle-Singer procedure. For example, let us consider the null form associated with vector field . This null form when combined with satisfies the third equation (8) straightforwardly. The other three integrating factors and coming out from (7) do not satisfy the third equation (8). For these three cases we have followed the above said procedure and determine the suitable integrating factors that also satisfy the Eq.(8). The compatible integrating factors are denoted as and . Similar arguments are also followed for all the other cases. Once an integrating factor is determined the integral can be deduced from (LABEL:met13). The and the corresponding integrals are also shown in Table . Our results show that all these integrals are not independent of each other.

In Table , we have shown all the possible Jacobi last multipliers admitted by Eq.(27), which are obtained from the vector fields , using the connection (2.5). We can now essentially summarize our results on the interconnections between different methods in the form of a pictorial representation as shown in Fig.1.

Figure 1: Flow chart connecting Prelle-Singer procedure with other methods

4 Conclusion

In this paper, we have made a careful analysis of the interconnection between several existing methods to solve second order nonlinear ODEs. For this purpose, we have started with the extended Prelle-Singer method. Two quantities, namely the null form () and the integrating factor (), play an important role in the Prelle-Singer method. From these quantities, we have brought out the interconnections between the Prelle-Singer method with the several well known methods like Lie symmetries, symmetries, Darboux polynomials, Jacobi last multiplier and adjoint symmetries methods. Once we know the integrating factor and null function from the Prelle-Singer procedure, we are able to derive the Lie symmetries, symmetries, Darboux polynomials, Jacobi last multiplier, Lagrangian, adjoint symmetries, first integrals and the general solution of a given second order nonlinear ODE. By introducing a suitable transformation in the equation in the Prelle-Singer method, we identified a connection between the Lie point symmetries and symmetries methods. By introducing another transformation for the equation in the Prelle-Singer method we have given the connections between Darboux polynomials, Jacobi last multiplier and adjoint symmetries. We have demonstrated our assertions with a specific example, namely modified Emden equation. Now we are trying to extend these interconnections to third order ODEs and also to higher order ODEs. The results will be published elsewhere. We believe that the intrinsic connections between different methods shown in this paper will lay foundations to progress further in this area of research.

RMS acknowledges the University Grants Commission (UGC-RFSMS), Government of India, for providing a Research Fellowship. The work of MS forms part of a research project sponsored by Department of Science and Technology, Government of India. The work of VKC and ML is supported by a Department of Science and Technology (DST), Government of India, IRHPA research project. ML is also supported by a DAE Raja Ramanna Fellowship and a DST Ramanna Fellowship program.

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