Full MIMO Channel Estimation Using A Simple Adaptive Partial Feedback Method

Full MIMO Channel Estimation Using A Simple Adaptive Partial Feedback Method

Kamal Shahtalebi Department of Information Technology
The University of Isfahan, Isfahan
Iran, Postal Code: 81746-73441
Email: shahtalebi@eng.ui.ac.ir
   Gholam Reza Bakhshi Department of Electrical and Computer
Engineering, Yazd University, Yazd, Iran
Email: farbakhshi@yahoo.com
   Hamidreza Saligheh Rad School of Engineering and Applied
Sciences, Harvard University
Cambridge MA, 02138, USA
Email: hamid@seas.harvard.edu

Partial feedback in multiple-input multiple-output (MIMO) communication systems provides tremendous capacity gain and enables the transmitter to exploit channel condition and to eliminate channel interference. In the case of severely limited feedback, constructing a quantized partial feedback is an important issue. To reduce the computational complexity of the feedback system, in this paper we introduce an adaptive partial method in which at the transmitter, an easy to implement least square adaptive algorithm is engaged to compute the channel state information. In this scheme at the receiver, the time varying step-size is replied to the transmitter via a reliable feedback channel. The transmitter iteratively employs this feedback information to estimate the channel weights. This method is independent of the employed space-time coding schemes and gives all channel components. Simulation examples are given to evaluate the performance of the proposed method.

I Introduction

Multiple-input multiple-output (MIMO) communication systems have recently drawn considerable attention in the area of wireless communications as they promise huge capacity increase and bandwidth efficiency. In the derivation of MIMO fading channel capacity, it is usually assumed that the channel state information (CSI) is known at the receiver,111The CSI can be estimated at the receiver by transmitting a training sequence from the transmitter. but not at the transmitter, and the transmitter has no knowledge about the channel coefficients. In fact, channel capacity can be tremendously increased by adding antennas and/or perfect channel estimation at the transmitter. Although increasing the number of antennas improves the capacity of the system, but it noticeably adds to the complexity, the transmitted power and the design and the production expenses at the transmitter. Instead of adding more number of antennas, one can realize that even a very limited amount of information about the channel enables the transmitter to estimate the channel and to improve the system capacity and the output bit error-rate. The channel information can be fed back to the transmitter via a reliable feedback channel. In the literature, partial feedback refers to a simple feedback whereby simple, but important information of the channel is sent from the receiver to the transmitter. In some of the reported works, partial feedback contains a real phase parameter that is a function of all channel gains. This partial information allows the transmitter to employ orthogonal space-time block codes (OSTBC) [1]. In some others, partial information is employed for some forms of antenna selection. The antenna selection schemes optimally choose a subset of available transmit and/or receive antennas according to some selection criterion, and then process the signals associated with the selected antennas [2]. Hybrid methods are engaged in some of other reported works in the related literature [3, 4]. Almost in all forms of closed-loop transmit diversity schemes, i.e. communication systems equipped with partial feedback loop, perfect CSI is not achieved and the transmitter only has partial information about the channel. In such cases, transmission structures based on known CSI, e.g. optimal beamforming scheme (OBS), can not be used. To have a perfect CSI estimation, in this paper we propose a simple feedback scheme in which the time varying step-size of a proposed least square adaptive algorithm is sent back to the transmitter. The transmitter exploits it to recursively estimate the CSI. Therefore, having a satisfactory estimate of CSI anables the transmitter to employ OBS schemes.

The proposed method is made and presented for multiple-input single-output (MISO) systems. However, the generalization of the algorithm for MIMO systems is easily possible. The rest of this paper is organized as follows: In section III, the system model is introduced. Simulation examples are given in Section III. Finally, the paper is concluded in Section IV.

Ii System Model

The following theorem has an essential role in our proposed method.

Theorem 1

Assume the vector and the sequence are known. Define


where is an arbitrary vector. Then, for all real with222When , we must exchange its position with in relation (2).


is a decreasing sequence. Hence, the optimum value of to minimizes it is given by


In this case we have

Proof 1

See appendix A.

In a MISO system with transmit antennas and receive antenna, the channel vector describes the CSI. The component of which is denoted by represents the channel fading coefficient from the transmit antenna to the receive antenna. In many real systems, the CSI (or ) is not fully provided to the transmitter. This is due to some basic limitations like limited capacity of feedback channel or rapid channel variations. Therefore, if the communication system is based on known CSI assumption at the transmitter, its estimated value or is alternatively used. Assume , where denotes the Euclidean vector norm, is a threshold level and its exact value depends on the system characteristics. Now assume that holding , the overall system has a satisfactory performance. Now suppose which may lead to a bad system performance. The proposed method in this paper starts to come into the role at this moment. It reduces the difference between and till the point that the corresponding difference comes under . The details of the proposed method are given based on the Theorem 1.

When , the receiver sends a signal to the transmitter indicating that the transmitter should stop data transmission and both parties run the procedure (1) in which:

  • , a pseudo white training vector sequence, is known at both transmitter and receiver.

  • the initial value is .

  • The step-size is the quantized value of (3). Note that the right hand side of (3) is computed only at the receiver and its quantized value replied to the transmitter via a partial feedback channel. Our suggestion is the bits Lloyd quantization method [5] that we have used in our simulations to send the quantized value of .

If for , satisfies , the transmitter chooses as its new value for the channel estimate . This selection happens by receiving the procedure ending signal from the receiver and then, the communication system will go back to its normal operation. Note that when is a pseudo white sequence (as it is), in almost all iterations we have (see the recursion (4)). Therefore, is a decreasing sequence and for sufficiently large , we have

  • The proposed method is independent of system coding and modulation schemes. Hence, it can be useful in all MISO systems equipped with partial feedback.

  • Generalization of the proposed method for MIMO systems with receiver antennas () is done by sending step-size values back to the transmitter. In other words, there is one step-size value for each corresponding receiver antenna.

  • Usually the feedback path is a narrow band channel. The required bandwidth for feedback is proportional to the CSI variations and the processing speed of both transmitter and receiver.

  • In order to have a good performance, it is reasonable to have interruption in symbol transmission by the transmitter during the channel estimation phase. However, as recursion (4) shows, in each time instance , the transmitter takes an access to a better channel estimate than that of the time instance . Hence, if the transmitter insists to continuously send its symbol and does not break it (even when the channel estimate error is over the threshold level ), it is reasonable that at each time instant , the old channel estimate is replaced by its new one at the transmitter. This is because the channel squared error is a decreasing sequence.

Iii Simulations

In our simulation we consider a MISO system with flat Rayleigh fading channel in two cases. In case one, a binary phase shift keying (BPSK) modulation and in case two, a quadrature phase shift keying (QPSK) modulation are assumed. For each case we consider two values and which led to four different situations. Figures 1 and  2 compare the bit error rate (BER) versus the transmit power to noise ratio (TNR) of the OBS (see Appendix B). Suboptimal beamforming scheme (SOBS) is used in which the unknown is replaced by its estimated value which has been given from the proposed method for .We assume no delay in feedback channel. Also it is assumed that along the channel estimation procedure, the symbol transmission is interrupted till the time the channel estimate error comes below . Figure 1 shows that with BPSK modulation and , both OBS and SOBS have the same performance. As it is expected and the histogram diagrams of the step-sizes for and (Figures 3a and  3b) show, the step-size curve has a normal shape around zero.

Iv Conclusion

In this paper, a full channel estimation procedure for MIMO systems is proposed. In the suggested method, an iterative adaptive algorithm is executed at both the receiver and the transmitter. The required step-size value for the transmitter is sent back to the transmitter by means of the feedback channel.

Appendix A The optimum value of

By subtracting from both sides of recursion (1), we have


From equation (6), is equal to


The left hand side of (7) is a decreasing sequence when satisfies inequality (2) and is minimized when is given by (3). From equations (3) and (7), we easily get (4).

Appendix B Optimal Beamforming Scheme

Assuming the known CSI, in optimal transmit beamforming scheme, the transmitted signal is multiplied by the normalized conjugate of the channel coefficient. In other words, the beamformer vector is applied at the transmitter, where denotes the conjugate transpose. It means that if is the transmit symbol, the received signal is


or equivalently


where is the additive Gaussian noise with zero mean and variance .


  • [1] J. K. Milleth, K. Giridhar, and D. Jalihal, “On Channel Orthogonalization Using Space-Time Block Coding With Partial Feedback,”, IEEE Trans. on Communications, no. 6, pp. 1121-1130, June 2006.
  • [2] D. Gore, R. Nabar, and A. Paulraj, “Selecting an optimal set of transmit antennas for a low rank matrix channel,”, in Acoustics, Speech, and Signal Processing, 2000. ICASSP’00. Proceedings. 2000 IEEE International Conference on, vol. 5, (Istanbul), PP. 2785-2788, 2000.
  • [3] M.  Gharavi-Alkhansari and A. Greshman, “Fast antenna selection in MIMO systems,” IEEE Transactions on Signal Processing, vol. 52, no. 2, PP. 339-347, Feb. 2003.
  • [4] A.  Gorokhov, D. A.  Gore, and A. J.  Paularj, “Receive antenna selection for MIMO spatial multiplexing: theory and algorithms,” IEEE Transactions on Signal Processing, vol. 51, PP. 2796-2807, Nov. 2003.
  • [5] S. Lloyd, “Least squares quantization in PCM,” IEEE Transactions on Information Theory,vol. 28, no. 2, pp. 129-137, 1982.
(a) (b)
Fig. 1: Comparison BER versus TNR for OBS and SOBS systems, using BPSK modulation (a) (b)
(a) (b)
Fig. 2: Comparison BER versus TNR for OBS and SOBS systems, using QPSK modulation with Gray code (a) (b)
(a) (b)
Fig. 3: The histogram of the step size for (a) (b)
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