IFUP-TH/2015                   IFT-UAM/CSIC-15-015

Dynamically Induced

[1mm] Planck Scale and Inflation

Kristjan Kannike, Gert Hütsi, Liberato Pizza, Antonio Racioppi,

[1mm] Martti Raidal, Alberto Salvio and Alessandro Strumia


NICPB, Rävala 10, 10143 Tallinn, Estonia

Tartu Observatory, Observatooriumi 1, 61602 Tõravere, Estonia

Dipartimento di Fisica dell’Università di Pisa and INFN, Italy

Institute of Physics, University of Tartu, Ravila 14c, 50411 Tartu, Estonia

Departamento de Física Teórica, Universidad Autónoma de Madrid

and Instituto de Física Teórica IFT-UAM/CSIC, Madrid, Spain


Theories where the Planck scale is dynamically generated from dimensionless interactions provide predictive inflationary potentials and super-Planckian field variations. We first study the minimal single field realisation in the low-energy effective field theory limit, finding the predictions for the spectral index and for the tensor-to-scalar ratio, which can be reduced down to in presence of large couplings. Next we consider agravity as a dimensionless quantum gravity theory finding a multifield inflation that converges towards an attractor trajectory and predicts and , interpolating between the quadratic and Starobinsky inflation. These theories relate the smallness of the weak scale to the smallness of inflationary perturbations: both arise naturally because of small couplings, implying a reheating temperature of  GeV. A measurement of by Keck/Bicep3 would give us information on quantum gravity in the dimensionless scenario.

1 Introduction

The discovery of the Higgs boson [1, 2] and the lack (so far) of new physics challenged the standard view on naturalness of the electroweak scale [3]. The latter led to the expectation that the Higgs boson should be accompanied by new physics at the weak scale that is able to provide a cut-off to quadratically divergent quantum corrections to the squared Higgs mass due to the standard model (SM) couplings.

Given that power divergent quantum corrections do not lead to any physical effect, some theorists are considering the possibility that the Higgs mass fine-tuning problem could be just an unphysical artifact of the standard renormalisation procedure, that introduces an artificial cut-off and unphysical bare parameters. On the contrary, heavy new particles coupled to the Higgs boson would lead to large physical corrections to the Higgs mass: the associated fine-tuning could be probed by experiments [4]. Thereby, one is led to redefine natural models as those where new physics heavier than the weak scale is weakly coupled to the Higgs.

Starting from these phenomenological considerations, various authors tried to develop a theoretical framework able of explaining the co-existence and the origin of the largely separated mass scales observed in nature. Most attempts involve, in some way or another, classical scale invariance and dynamical generation of mass scales [5, 6]. Implications for inflation have been explored in [6, 7].

The largest scale observed in Nature so far is the Planck scale. Inflationary [8] generation of primordial perturbations [9] can provide an observational window on Planck-scale physics. The recent Bicep2/Keck/Planck common analysis [10] of the -mode polarisation data tries to control the astrophysical backgrounds [11] and hints at a value for the tensor-to-scalar ratio , in-between the previous BICEP2 [12] and Planck [13, 15] results. If future experiments will find a statistically significant evidence for , this might be the first hint of the quantum nature of gravity, and a precise determination of may help us to discriminate between different ultraviolet (UV) completions of gravity.111However, an observable value of can also be obtained for sub-Planckian field variations in certain cases [16]. This result, therefore, invites for thorough common studies of gravity and inflation.

In this paper we explore the implications of the assumption that the Planck scale is generated dynamically, assuming that the same sector also provides inflation. The dynamics leading to dimensional transmutation can be due to strongly-coupled or to weakly-coupled physics. We here focus on weakly coupled dynamics, such that we can perform perturbative computations. The literature contains studies of models with a dynamical Planck scale (see e.g. [17, 6]) and of models with a dynamical inflaton potential (already the very first papers on inflation considered the possibility that the inflaton potential is generated dynamically by loop effects [18] via the Coleman-Weinberg mechanism [19]). Furthermore, dynamical generation of masses is compatible with the small observed cosmological constant provided that the scalar potential satisfies the ‘multiple point criticality principle’ [20], that was introduced for the SM Higgs boson and is extensively used in Higgs inflation [21, 22]. Originally, the non-minimal coupling for the usual inflaton was considered in [23].

In this paper we combine these concepts into a consistent framework and study implications for inflation, gravity and the electroweak scale. We follow two different approaches.

To obtain model independent results we first take an effective field theory approach and study the minimal single field inflation from dynamical generation of the Planck scale without knowing the theory of gravity. We assume that a complete theory of quantum gravity is not needed either because inflation is described by Einstein gravity at sub-Planckian energy or because some completion of Einstein gravity is weakly coupled enough. The inflaton is assumed to be the Higgs of gravity: the pseudo-Goldstone boson of scale invariance that acquires a vacuum expectation value (VEV) generating the Planck mass. The assumption of classical scale invariance allows us to deal with trans-Planckian inflaton field values [24].

We find that in the limit when gravity effects can be ignored the inflationary observables converge towards the predictions of a quadratic inflationary potential [25], up to deviations due to higher order corrections, and . We formulate conditions when this approximation is valid (details are collected in appendix A) and discuss the equivalence of Einstein and Jordan frames in this limit. For large values of the non-minimal coupling to gravity, we obtain much wider range for tensor-to-scalar ratio, while the prediction for scalar spectral index remains the same. This is new and much more constraining result compared to the corresponding result in the previous scale-invariant inflation study [7] due to extra constraints arising from the dynamically generated Planck scale and the dynamically realised multiple point criticality principle. We present the minimal model for this scenario and study its properties.

After the effective field theory study, we focus on a specific possibility for quantum gravity: agravity [6], which is the dimensionless renormalizable extension of Einstein gravity. New gravitational degrees of freedom, predicted by the theory, can be light enough to take part in inflationary dynamics. We thereby have multifield inflation, and we find the prediction and a tensor-to-scalar ratio that interpolates between the values characteristic to quadratic [25] and to Starobinsky [26] inflation. In this context the smallness of the electroweak scale is connected to the smallness of the inflationary perturbations: both arise because the underlying theory is very weakly coupled.

In both cases, gravitational decays of the inflaton reheat the SM particles up to a temperature  GeV.

The organization of the paper is the following. In section 2 we present our results of the effective field theory approach to dynamically induced gravity and inflation. In section 3 we focus on agravity and compute inflationary parameters in this quantum gravity theory. In section 4 we collect our results on reheating and on dark matter (DM) abundance of the universe. We conclude in section 5 and present technical details in Appendix A.

2 Effective field theory approach

In this section we present a general, model independent study of scale-invariant single field inflation in which the Planck scale is dynamically generated by the inflaton. The main aim of our effective field theory approach is to derive results that are valid for all possible UV completions of gravity. We, therefore, restrict our physical parameters such that inflation occurs within the low-energy (sub-Planckian) limit of gravity. More broadly, the hope of deriving general implications for inflation rests on the possibility that, if the scale symmetry is broken dynamically by a VEV induced by weakly coupled dynamics, it leaves a light scalar, which is the pseudo-Goldstone boson of scale invariance. Two experimental facts support this assumption, suggesting two possibilities where an effective field theory could be adequate:

  • First, the amplitude of primordial scalar perturbations is observed to be small,  [15]. This suggests that inflation occurs at a sub-Planckian energy , where the gravitational coupling ( GeV is the reduced Planck mass) is still small enough that no knowledge of the UV structure of quantum gravity is needed. We check that our effective field theory is valid in the parameter space we consider and that the results of our computations are trustable. We will explicitly demonstrate that the results obtained in the Jordan and Einstein frames are physically equivalent.

  • Second, the smallness of Higgs boson mass, suggests that quantum gravity should be weakly coupled [6, 27], such that the quantum corrections to are naturally small. Soft-gravity is the idea that the growth of the gravitational coupling with energy could be stopped by new gravitational physics at an energy low enough that saturates at a small enough value . Then soft-gravity can be neglected during inflation even when Einstein gravity would become non-perturbative, extending the domain of validity of our computations.

In practice, both possibilities above amount to ignoring quantum gravity in a controllable way.

2.1 Model-independent dimensionless single field inflation

Assuming no explicit mass scale in the fundamental Lagrangian,222In the full theory Lagrangian, the Higgs mass is generated via dimensional transmutation as well. We do not discuss this topic in detail here because it depends on the exact model realisation, which is outside the scope of this section. For further details in the agravity realisation, we refer the reader to the following sections and to [6], where the Higgs mass was generated in such a way. the inflaton field , singlet under the SM gauge group, has a scalar potential consisting only of a quartic term


where the self-coupling runs due to interactions (to be specified in the next subsection). The inflaton has a non-minimal coupling to gravity where is the Ricci scalar, parameterised by the dimensionless coupling as


We neglect the running of in the limit of weak coupling of gravity in the Einstein frame (see Appendix A for more details). We assume that the SM degrees of freedom are very weakly coupled to the inflaton and do not affect its dynamics. For example we assume that the allowed inflaton-Higgs mixing term is negligibly small. We will show in section 4 that this assumption is compatible with an acceptable reheating of the universe after inflation.

The coupling in eq. (2) has the same form as the usual gravitational coupling in the Einstein-Hilbert Lagrangian. With the assumptions made above we expect that the Planck scale and the cosmological constant must be generated by quantum corrections encoded in the dynamics of . This is, indeed, possible since the running of allows the scalar potential of to have a minimum at a non-zero field value. To generate the Planck scale, the VEV of the inflaton field must be given by


To compute inflationary observables we go from the Jordan frame possessing the non-minimal coupling (2) to the Einstein frame possessing the canonical Einstein-Hilbert action of gravity with the Weyl transformation


The Einstein frame scalar potential is then given by


At the minimum the value of this potential must be (very close to) zero in order to yield the tiny positive vacuum energy density that gives the universe its current accelerated expansion.333Notice that the ‘multiple point criticality’ principle of [20] arises in the context of dynamical generation of scales because the dimensionless potential of eq. (1) necessarily has another, unphysical, minimum with zero cosmological constant at . In our framework this requirement implies . The minimum condition on is


where , is the renormalisation scale and is the function of . As usual, we resum log-enhanced quantum corrections by identifying the renormalisation scale with the inflaton field value . Moreover, in order to ensure that is not just a stationary point but a minimum, we need to impose the requirement . In explicit model realisations of this scenario these requirements imply conditions on the model parameters. We can Taylor expand around the minimum obtaining


where we have used . In any model, this is a perturbative expansion that holds for small enough couplings.444Ref. [6] used a simpler approximation, neglecting also the term. Here we investigate its impact. Of course, an extra term is needed in order to stabilise the potential for . Assuming weak couplings in order to get the correct small amplitude of primordial fluctuations, we will treat and as small constant parameters. We will show in the next subsection that this approximation can indeed hold in the explicit model realisation.

It is convenient to rewrite in terms of the canonically normalised field in the Einstein frame,


or equivalently


Inserting (7) and (9) into (5) we get


which is nothing but a quadratic potential with a cubic correction. Such a potential is symmetric under the transformation and , therefore by redefining the sign of we can always assume that . This potential allows for two different types of inflation:

  • Negative-field inflation, when rolls down from negative values to zero. This corresponds, in the Jordan frame, to small-field inflation ( rolls down from a value to ) for and to large-field inflation ( rolls down from a value to ) if .

  • Positive-field inflation, when rolls down from positive field values to zero. This corresponds, in the Jordan frame, to large-field inflation for and to small-field inflation if .

We present in fig. 1 an example plot of the Einstein frame potential , as computed in the minimal model presented later in section 2.2: the potential is well approximated by the cubic potential of eq. (10), with the following values of its parameters: , and . Fig. 1 also shows the potential in quadratic approximation (dashed parabola), which is not quite perfect. We denote the field values corresponding to 60 -folds () and to the end of inflation () with blue dots for negative-field inflation and with red dots for positive-field inflation. We follow the same colour code throughout this section. Because of the loop-induced cubic term in , the two inflation regimes are physically different and can be distinguished from each other experimentally. The potential in fig. 1 yields for negative-field and for positive-field inflation. For large , and (given by large couplings), higher order terms in the expansion (7) will become important. The cubic approximation breaks down and one has to consider numerically exact running of the couplings.

Figure 1: The Einstein-frame inflation potential (solid) as computed in the minimal model of section 2.2, and its quadratic approximation (dashed). Blue dots show and for negative-field inflation and red dots for positive-field inflation. Other parameters are specified in the text.

Under the soft-gravity assumption (described as point 2 at the beginning of section 2), this computation holds in all its parameter space. The model-independent approach (described as point 1) holds instead only as long as Einstein gravity can be neglected. It is simple to check the validity range of the computations in the Einstein frame. The condition is


so that we can consistently ignore quantum gravity corrections. Such a condition should be realised at least for , which corresponds to the maximum potential value for the inflation computations. Ignoring the cubic correction in eq. (10) we get


We considered values of , and so that eq. (11) is satisfied, so that our computations are consistent and we can safely ignore quantum gravity corrections. The consistency condition (11) can also be expressed in the Jordan frame as


leading to the same result expressed in (12) after taking into account the relation between and (see eq. (8)).

To better understand how the predictions of negative-field inflation differ from positive-field inflation due to the presence of the cubic term , we expand the slow-roll parameters at first order in it. The scalar spectral index and the tensor-to-scalar ratio are given by


where denotes the number of -folds, and the signs should be used for the positive-field inflation and for negative-field inflation. We see that (14) predicts somewhat different behaviour of and for the positive-field and negative-field inflation scenarios.

The approximation (14) breaks down if and other couplings are large. In that case the deviation of from quadratic inflation can be large too, as seen in the minimal model realisation presented in subsection 2.2.

In conclusion, the observed small value of favours a small inflaton self-coupling. If other couplings are small as well, then the Einstein-frame inflaton potential is well approximated by a quadratic potential. If other couplings are large, the deviation of from quadratic inflation can be strong, as shown in fig. 3. In section 3 we will show that in agravity [6] — a concrete UV completion of gravity — dimensionless inflation can give a significantly smaller value of if all couplings are small. Basically this will arise because agravity realises the soft-gravity scenario by adding to the Lagrangian dimensionless terms of form (as in Starobinsky inflation), leading to extra light scalars.

2.2 The minimal model for dimensionless single field inflation

In this subsection we present the minimal model that dynamically reproduces all features of dimensionless single field inflation considered in the previous subsection. Besides the inflaton , the minimal model contains another real scalar and a Majorana fermion . This is the minimal field content that is needed to achieve condition (6) dynamically. Indeed, the portal coupling of the inflaton with the extra scalar is needed to trigger dimensional transmutation while the extra fermion is needed to be able to tune the minimum of the potential according to the multiple point criticality principle. The latter is possible since the scalar and fermion couplings contribute to the running of the inflaton self-coupling with opposite signs, as is apparent from the RGEs presented in appendix A. This fact has also been used to achieve the multiple point criticality in Higgs inflation [28].

Thus the Jordan frame Lagrangian of the minimal model is


where we neglected the couplings to the SM fields, as suggested by the hierarchy problem. In the Einstein frame, the Lagrangian reads


where, in order to have canonical kinetic terms, the Einstein-frame scalar and fermion fields are defined as


whereas gauge vectors are invariant under the transformation. It can be shown that the derivative of the denominator in (21) cancels out in the fermion kinetic term because of the spin connection contribution in  [29, 30, 31], whereas for scalars (with the exception of the canonically normalised inflaton field ) it induces a derivative interaction. For simplicity we omit these details in the above Lagrangian, which are essential for reheating the universe after inflation and will be discussed in section 4. Below, we work in the Einstein frame and omit indices (except for ).

Note that in the scalar potential and in the Yukawa terms of the high scale inflationary physics the scale transformation is equivalent to the substitution and, therefore, in the Einstein frame the fermion and the scalar do not have couplings to the inflaton at tree-level. The Jordan frame self-coupling term of the inflaton becomes the cosmological constant in the Einstein frame potential (20) (equivalent to (5)). The Yukawa and quartic portal terms of the inflaton become mass terms, giving the mass of the field in the Einstein frame by


and the mass of the fermion in the Einstein frame by


The scalar potential depends on the inflaton field only due to the running of the scalar couplings.

The renormalisation group equations (RGEs) of the model in the weakly coupled gravity limit are computed in appendix A. In the Jordan frame, gravity does not contribute to the running of the couplings at the one-loop level [48]. The transformation to the Einstein frame mixes the gravitational and scalar degrees of freedom such that in the Einstein frame the matter RGEs get contributions from gravity, that we neglect. We can explicitly verify the equivalence of the frames only up to these neglected effects, as discussed in appendix A around eq. (76).

We suppose that inflation takes place along the field direction (that is, ). We will see later that such an assumption is self-consistent: since the scalar will turn out to be heavier than the inflaton, it does not take part in inflation. As discussed earlier, we need to realise . Imposing , the second condition becomes (see eq. (62)),


Moreover, in order to ensure that is not just a stationary point but a minimum, we need to impose that . At the minimum


where we have used and the relations (3) and (24).

Figure 2: Acceptable range of parameters in the minimal dimensionless inflation model. Left: inflaton mass as a function of . Right: the inflaton- coupling as a function of . Blue means negative-field and red means positive-field inflation. Lighter colours mark the regions where gravity cannot be ignored in the Einstein frame.
Figure 3: Predictions of dimensionless single field inflation in the plane for -folds assuming that gravity is described by the Einstein action, and that it gives small quantum corrections. The blue region shows the prediction of negative-field inflation and red shows positive-field inflation around the quadratic potential (the yellow line). Light blue and light red mark the regions where gravity cannot be ignored in the Einstein frame. The light green contours are the 1,2 best fit regions from Planck, BICEP2/Keck [10, 14, 15].

Physically, it means that the inflaton mass in the Einstein frame,


has to be positive. Since arises at tree-level, while arises at loop level, the field is typically heavier than the inflaton field and remains frozen at its minimum during inflation. We thereby have realised the single field scenario discussed in the previous subsection. The presence of a non-vanishing Yukawa coupling is needed in order to realise dynamical generation of the Planck scale with a vanishing cosmological constant; this implies that must be larger than the inflaton mass . If the model has more than one fermion, some of them can be lighter than .

Taking into account all constraints, we determine the allowed parameter region for the minimal model. In fig. 2 we plot the inflaton mass as a function of for both negative-field and positive-field inflation (the two regions are partially overlapping) for  [32]. The non-minimal coupling cannot be arbitrarily small, because that would mean , implying trans-Planckian masses for and . Trans-Planckian masses are avoided for . An upper bound on the non-minimal coupling comes from the requirement that gravity corrections to couplings in the Einstein frame can be neglected (this is true if conditions (76) hold, see Appendix A). The bound is , for positive-field (negative-field) inflation. In the region where gravity corrections cannot be neglected in the Einstein frame, the range of can be extended (shown with lighter colours) up to for positive-field and for negative-field inflation.555Notice that a large -coupling does not necessarily spoil perturbative unitarity if the VEV of the corresponding scalar field is large [22, 33]. In this case the upper bound on arises from perturbativity of running couplings: and . The range of in the right panel of fig. 2 is determined by the normalisation of the spectrum . The running of depends on the self-coupling . If is relatively small, then has to be larger at the potential minimum. If is large, then runs faster to the required value at and can be smaller in the minimum. Variations of and determine the range of the inflaton mass in the left panel of fig. 2 as well.

The inflaton potential in fig. 1 corresponds to the model parameters , , , , and  GeV that are in the physical range, verifying our model independent results in the previous subsection.666We choose for simplicity. If , the predictions for inflation do not change, since its negative influence on the running of must be countered by a larger value of in order to get the correct value for . The large values of the couplings are needed to get a significant deviation from quadratic inflation.

The slow-roll parameters in this model are given by


in terms of which the inflationary parameters are given by


The predictions of dimensionless single field inflation for as a function of are presented in fig. 3 for  [32]. To compare our predictions with experimental results we plot in the same figure also the contours of the 1,2 best-fit regions from the official combination of the BICEP2/Keck Array/Planck [10, 14, 15].

The yellow line represents the quadratic approximation obtained in the limit (see eq. (10)). The blue region shows the allowed parameter space for negative-field inflation and the red region for the positive-field inflation. In the region with darker colours around the yellow line, the conditions (76) hold and gravity corrections can be neglected in the Einstein frame. In this region, and are small and the inflaton potential is well approximated by (10). The predictions for the inflationary parameters and roughly coincide with the model-independent predictions. In the light red and light blue regions, the conditions (76) do not hold, but due to the equivalence of the frames the gravitational corrections in the Einstein frame must arise from scalar loops in the Jordan frame. The potential is not close to the cubic (10) any more. We see that for large couplings taking into account exact numerical solutions for RGE running can induce a large correction in . For the number of -folds , the lowest possible value of the tensor-to-scalar ratio is .

3 Inflation in agravity

In this section we reconsider inflation within agravity [6]: a renormalizable extension of Einstein gravity, obtained by adding all dimensionless couplings which are anyhow generated by quantum corrections, and removing any massive parameter such that power divergences must vanish. The action has the generic structure


The gravitational kinetic terms suppressed by the dimensionless constants and contain four derivatives: thereby the graviton contains a massive spin-2 ghost component [34], which is possibly problematic for energies above its mass : we do not address the issue of finding a sensible interpretation for it (see [35] for some attempts). In this section, as mentioned in the introduction, we do not adopt the effective field theory approach of section 2 and eq. (29) is assumed to be the full action, like in ref. [6]. As a curiosity, we notice that the classical gravitational equations of motion, in a theory with neither matter nor cosmological constant, have inflationary solutions with arbitrary Hubble constant.

Of course, matter must be present in a realistic theory: a generic can be written in terms of real scalars , Weyl fermions and vectors with gauge, Yukawa and quartic couplings , and . Furthermore, the scalars can have dimensionless couplings to gravity. Once that scalars dynamically get a vacuum expectation value generating the Planck mass as , agravity realises the scenario of soft-gravity: the graviton splits into the usual graviton, a massive spin-2 ghost-like graviton and a scalar; their masses an represent the energy scale at which gravity softens, becoming described by the dimensionless couplings and .

The theory is renormalizable, and quantum corrections enhanced by large logarithms are taken into account, as usual, by substituting the couplings with running couplings (RGE equations have been computed in [6]), renormalised at an energy comparable to the energy or field value of the process under consideration.

3.1 Agravity in the Einstein frame

We want to employ the results in the literature that give the inflationary predictions of multifield Einstein gravity models. Then, we need to recast the agravity action of eq. (29) in Einstein form. We here use a compact notation, leaving implicit the sums over the scalars , which, in a realistic theory, include at least the Planckion , the physical Higgs and the other components of the Higgs doublet .

We start adding to the generic agravity Lagrangian the vanishing term , where is an auxiliary field with no kinetic term. Such new term is designed to cancel , leaving


where and777If one makes the sum over the scalars explicit, one should read as , the kinetic term as and so on.


Here denotes a set of Yukawa couplings and is a general quartic potential. Next, we transform the term into the canonical Einstein term by performing a rescaling of the metric,


In the limit of constant (global scale transformation) our dimensionless action is invariant provided that the scalars , the fermions and the vectors are also rescaled as:


However, we need to consider a non-constant and perform a local scale transformation, under which all dimensionless terms without derivatives remain (trivially) invariant. Furthermore, various kinetic terms happen to be also (non-trivially) invariant: this is the case for the fermion kinetic terms [29, 30, 31], the vector kinetic terms and the graviton kinetic term proportional to . The scalar kinetic terms are not invariant (away from the special conformal value ); thereby we keep using in addition to for the scalars. Then the Einstein-frame Lagrangian is:




A kinetic term for has been generated [36], such that becomes an extra scalar, with no gauge charge.888The scalar kinetic term is conformally invariant for ; this manifests as cancellations in the scalar kinetic terms. The kinetic metric in scalar field space has constant negative curvature , where is the total number of scalars , and can be conveniently put in conformal form by redefining , such that our final Lagrangian is




We anticipate here a non-trivial peculiarity of the Einstein-frame Lagrangian, best seen by considering the case of a single ‘Planckion’ scalar field , such that : by using the first equation in (33) we obtain that is a constant i.e. its quartic becomes a cosmological constant and its Yukawa couplings become fermion mass terms. How can this be equivalent to the Jordan frame Lagrangian where has quartic and Yukawa interactions? The point is that , being the pseudo-Goldstone boson of spontaneously broken approximate scale invariance (the explicit breaking of scale invariance coming from the quantum running of the coupling constants is small because we are assuming perturbative couplings), couples to the divergence of the dilatation current , , that vanishes at tree-level because we consider special dimensionless theories.999The explicit verification that the Jordan frame couplings of vanish on-shell needs manipulations similar to the ones used to verify the analogous property of the couplings of a Goldstone boson of a U(1) global symmetry, when a Dirac fermion mass term is re-expressed as derivatives acting within a chiral current .

Mass eigenstates

We compute here the mass eigenstates formed by the scalars at the minimum of the potential, where the scalars kinetic terms of eq. (36) become canonical. Indeed, minimisation with respect to leads to . Minimisation with respect to gives , that should be solved by . The measured value of the cosmological constant implies a negligible value of at the minimum, simplifying the above equations. Minimisation with respect to then leads to a negligible vacuum expectation value. On the other hand gauge invariance implies that should appear at least quadratically in ; therefore expanding around its VEV necessarily produces at least one power of this negligible VEV, which implies that the Higgs negligibly mixes with and . The mass matrix for the fields and around the minimum is given by the second derivatives of :


The first term alone would give a Planckion with mass . The second term alone would give a spin-0 graviton with mass . Taking into account both terms, the mass eigenvalues are


3.2 Computing multifield inflationary predictions

The classical equations of motion for the Einstein-frame scalar fields during inflation in slow-roll approximation are


having defined the number of -folds as . The spin-2 massive graviton does not affect such classical equations of motion, and we assume that it can be neglected even at the quantum level. The quantum predictions for inflation can now be computed by using the previous literature on multifield inflation [37]; they can be expressed in terms of the number of -folds starting from a generic initial point, :

  • The power-spectrum of scalar fluctuations is given by


    with computed at horizon exit and

  • The spectral index of scalar perturbations is given by

  • The tensor power spectrum is given by . Equivalently, the tensor-to-scalar ratio is given by


The measured values at are  [15],  [13, 15] and (according to [10]) or (according to [15]).

Figure 4: Left: sample of classical field evolution in the plane with for and . All trajectories starting from different initial values converge towards a unique inflationary attractor (thick curve) that ends at the minimum (thick dot). The red dashed contour-lines show the number of -foldings. Right: sample of classical field evolution in the space, showing that an attractor solution with negligible is reached even starting from .

3.3 Inflationary predictions

In general, predictions of multifield inflation depend on the inflationary trajectory reducing the predictive power. However, our potential has a peculiar structure, such that all classical trajectories converge towards a unique attractor solution even when scalar masses are comparable at the minimum (examples are shown in fig. 4). This presumably happens because we are considering dimensionless dynamics, such that the derivatives of the potential are hierarchical almost everywhere in field space. We find that slow-roll inflation starts only when such attractor is reached. In order to understand our results, it is useful to first consider three relevant extreme limits:

  1. Planckion inflation. If (obtained when the agravity coupling is larger than the matter couplings in the inflaton sector), the attractor corresponds to , which is the valley along which the squared term proportional to in , eq. (37), nearly vanishes. Then the potential simplifies to , reproducing the situation considered in [6] and in section 2. The inflationary predictions are


    The scalar amplitude is reproduced for .

  2. Scalar graviton inflation. In the opposite limit, (obtained when the agravity coupling is smaller than the matter couplings), the attractor solution approximately corresponds to a Planckion frozen at its VEV. Thereby the Planck constant remains fixed, and the inflaton is , the scalar component of the graviton. In this limit we obtain Starobinsky inflation [26] that predicts the same as in the previous case and a smaller value of :


    The scalar amplitude is reproduced for .

  3. Higgs inflation. We find that, for any value of , inflation is never dominated by the Higgs, because its quartic self-coupling (assumed to be positive) is unavoidably larger than the other scalar couplings, taking into account its RG running. Even assuming that the Higgs has a dominant initial vacuum expectation value [21], in our multifield context inflation starts only after that the field evolution has reached the attractor solution along which is subdominant, as exemplified in fig. 4b.

Notice that in both limits 1. and 2. the predictions do not depend on nor on .

We next proceed to numerically compute the inflationary predictions corresponding to the intermediate cases by using the general formulae presented in section 3.2.

Fig. 5 (left) shows the prediction for at and 60 -folds while is varied from small to large values: we find that smoothly interpolates between the two limiting cases, . The intermediate region remains negligibly dependent on the value of . Furthermore, the value of approximately scales as and remains close to its common value achieved in the two limiting cases. Fig. 5 (right) shows the prediction in the plane.101010When both fields are relevant, our prediction for lies in the ‘forbidden region’ according to the claim in [38] that assumes single field inflation. Unlike in the previous section, all couplings are here small. Other potentials that lead to similar intermediate values of are considered in [39]. The prediction is compatible with the region (in green) preferred by data at 68, 95% confidence level according to the latest combination from Planck, BICEP2/Keck [10, 14, 15]. Next generation experiments could probe down to .

Figure 5: Left: predictions for the tensor/scalar ratio after or -folds of inflation for various values of as function of . In the limit where this ratio is large (small), inflation is dominated by the Planckion (the scalar component of the graviton). Right: predictions for the scalar spectral index and for the tensor/scalar ratio with the same coding. The green area is favoured by a global fit of Planck, BICEP2/Keck [10, 14, 15]

4 Cosmology after inflation

We here outline the main possibilities for cosmology after inflation in the present context, and the possible connections with leptogenesis and Dark Matter. In section 4.3 we return to the Higgs mass hierarchy problem.

4.1 Reheating

We assumed that the inflaton sector that generates the Planck scale is very weakly coupled to the SM sector, such that the weak scale is naturally much lighter than the Planck scale. Because of this, we need to study with special attention how the SM sector can be reheated by the inflaton decays. The decay of the inflaton with mass and width reheats the universe up to a temperature


where is the number of relativistic degrees of freedom at . We need to compute the total inflaton decay width and its decay channels, in order to check if the SM sector is reheated up to a large enough temperature.

Section 2 identified the inflaton as the Planckion and section 3 added the scalar graviton as a possible extra candidate, finding that the inflaton is a combination of the two. We can treat these possibilities jointly given that they have similar couplings, as we now discuss. The Planckion and the scalar component of the graviton respectively couple to