Complex saddle points in finite-density QCD

Complex saddle points in finite-density QCD

Hiromichi Nishimura 
Bielefeld University
Speaker.HN greatly acknowledges the support of Bielefeld University.
   Michael C. Ogilvie
Washington University in St. Louis
   Kamal Pangeni
Washington University in St. Louis

We consider complex saddle points in QCD at finite temperature and density, which are constrained by symmetry under charge and complex conjugations. This approach naturally incorporates color neutrality, and the Polyakov loop and the conjugate loop at the saddle point are real but not identical. Moreover, it can give rise to a complex mass matrix associated with the Polyakov loops, reflecting oscillatory behavior in color-charge densities. This aspect of the phase structure appears to be sensitive to the origin of confinement, as modeled in the effective potential.

Complex saddle points in finite-density QCD


Kamal Pangeni

Washington University in St. Louis



9th International Workshop on Critical Point and Onset of Deconfinement - CPOD2014, 17-21 November 2014 ZiF (Center of Interdisciplinary Research), University of Bielefeld, Germany

1 Background

The phase structure of QCD at finite density and temperature is of fundamental importance, and can be studied both experimentally and theoretically. Nevertheless, progress has been slow, in part because of the sign problem, which afflicts both lattice simulations [1] and phenomenological models [2]. The problem in QCD is due to the fact that the fermion determinant is complex for typical gauge field configurations when the quark chemical potential is nonzero. In [3], we have shown that the consideration of complex saddle points provides a conceptually cohesive phenomenological model of QCD at finite and . Moreover, we have identified a new property of QCD at finite density, the occurrence of a disorder line, that may have observable consequences in experiment and/or lattice simulation. Some feature associated with the disorder line differentiate strongly between different phenomenological models, and may thus have an impact on our understanding of confinement.

We consider an gauge theory coupled to fermions in the fundamental representation. It is well-known that the Euclidean Dirac operator has complex eigenvalues when a nonzero chemical potential is introduced. This can be understood as an explicit breaking of charge conjugation symmetry . The log of the fermion determinant, , which is a function of the quark chemical potential and the gauge field , can be formally expanded as a sum over Wilson loops with real coefficients. For a gauge theory at finite temperature, the sum includes Wilson loops that wind nontrivially around the Euclidean timelike direction; Polyakov loops are examples of such loops. At , every Wilson loop appearing in the expression for the fermion determinant is combined with its conjugate to give a real contribution to path integral weighting. More formally, charge conjugation acts on matrix-valued Hermitian gauge fields as


where the overall minus sign is familiar from QED, and the transpose interchanges particle and antiparticle, e.g., and in This transformation law in turn implies that exchanges the Wilson loop and the conjugate loop as shown in Fig. 1(a), so unbroken charge symmetry implies a real fermion determinant. When , Wilson loops with nontrivial winding number in the direction receive a weight while the conjugate loop is weighted by as illustrated in Fig. 1(b), and thus invariance under is explicitly broken. However, there is a related antilinear symmetry which is unbroken: transforms into itself under the combined action of , where is the fundamental antilinear operation of complex conjugation. Thus the theory is invariant under even in the case . Note that itself is also a symmetry of the theory when , but it is explicitly broken when for the same reason as . symmetry is an example of a generalized (parity-time) symmetry transformation [4]; theories with such symmetries form special class among theories with sign problems. Even though is a trivial transformation for each Wilson loop, it implies the well-known relation for Hermitian , because acting on the fermion determinant is equivalent to changing to as one can see from Fig. 1, and acting on the determinant simply gives the complex conjugation. The advantage of using is that it is more general, leading to more insight into the sign problem and applying to bosons as well as to fermions.

Figure 1: The Wilson loop and the Polyakov loop under the charge conjugation and the complex conjugation .

For phenomenological models, the existence of symmetry leads naturally to the consideration of complex but -symmetric saddle points. Typically, such models require the minimization of some effective action or effective potential as a function of some set of fields. We will consider models with effective potentials that are class functions of the Polyakov loop , depending only on the set of eigenvalues of . symmetry will map any saddle-point configuration into another saddle point given by with a corresponding connection between the actions of the two configurations: . However, some field configurations are themselves -symmetric in that is equivalent to under a gauge transformation. If a saddle point is symmetric, then its action and effective potential are necessarily real. A quick direct proof can be given: For such a field configuration, it is easy to prove that every Wilson loop is real and thus is real and positive for a -symmetric field configuration. If a single -symmetric saddle point dominates the effective potential, then the sign problem is solved, at least for a particular phenomenological model. Such -symmetric saddle points have been seen before in finite density calculations [5].

Let us consider the Polyakov loop , a special kind of Wilson loop, associated with some particular field configuration that is -symmetric. We can transform to Polyakov gauge where is diagonal and time-independent, and work with the eigenvalues defined by


where the ’s are here complex but satisfy . Because we are primarily interested in constant saddle points, we suppress the spatial dependence hereafter. Invariance under means that the set is equivalent to the although the eigenvalues themselves may permute. In the case of , we may write this set uniquely as


This parametrizes the set of -symmetric Polyakov loops. Recalling the form of the diagonal Gell-Mann matrices and , we see that in Polyakov gauge corresponds to a nonzero real value for , while corresponds to a purely imaginary value for . Thus a -symmetric saddle point requires analytic continuation of along the imaginary axis. Notice that both




are real, but they are equal only if . In the usual interpretation of the Polyakov loop expectation value, this implies that the free energy change associated with the insertion of a fermion is different from the free energy change associated with its antiparticle. It is easy to check that the trace of all powers of or are all real, and thus all group characters are real as well.

The existence of complex -symmetric saddle points provides a fundamental approach to non-Abelian gauge theories that is similar to the heuristic introduction of color chemical potentials, and naturally ensures the system has zero color charge, i.e., all three charges contribute equally [6]. In the case of , extremization of the thermodynamic potential with respect to leads to the requirement where is red color density, including the contribution of gluons. Similarly, extremization of the thermodynamic potential with respect to leads . Taken together, these two relations imply that .

We demand that any saddle point solution be stable to constant, real changes in the Polyakov loop eigenvalues, corresponding for to constant real changes in and . Consider the matrix , defined in Polyakov gauge as


At very high temperatures and densities, the eigenvalues of this mass matrix give the usual Debye screening masses. The stability criterion is that the eigenvalues of must have positive real parts. At -symmetric saddle points, the eigenvalues will be either real or part of a complex conjugate pair. In the case of the matrix may also be written in terms of derivatives with respect to and as


This stability criterion generalizes the stability criterion used previously for color chemical potentials, which was . Crucially, the mass matrix is invariant under , which is itself a generalized (parity-time) symmetry transformation [4]. It is easy to see that this relation implies that has either two real eigenvalues or a complex eigenvalue pair. In either case, the real part of the eigenvalues must be positive for stability. In the case where there are two real eigenvalues, we will denote by and the two positive numbers such that and are the eigenvalues of the mass matrix . If has two complex eigenvalues, we define two positive real numbers and such that are the conjugate eigenvalues of The border separating the region from the region is known as the disorder line. In this case, it separates the region where the color density correlation function decays exponentially in the usual way from the region where a sinusoidal modulation is imposed on that decay.

2 Models

We now consider a class of phenomenological models that combines the one-loop result with the effects of confinement for the case of gauge bosons and two flavors of quarks at finite temperature and density. The model is described by an effective potential which is the sum of three terms:


The potential term is the one-loop effective potential for gluons. The potential term contains all quark effects, including the one-loop expression. The potential term represents confinement effects. We will consider three different forms for and two different forms for for a total of six different models. The formulas and parameters we use for these models can be found in [3].

The potential term is taken to respect center symmetry and acts to favor the confined phase at low temperature and density [7, 8]. The gauge contribution favors the deconfined phase, and in the pure gauge theory () the deconfinement transition arises out of the competition between and . The parameters of are set to reproduce the deconfinement temperature of the pure gauge theory, known from lattice simulations to occur at . The specific forms used here are Model A and Model B of [7], which can be written as


where we have used the parametrization in Eq. (1). are the adjoint Polyakov loop eigenvalues and is the second Bernoulli polynomial. The expression for Model A gives a simple quartic polynomial in the Polyakov loop eigenvalues for and thus can be thought of as a form of Landau-Ginsburg potential for the Polyakov loop eigenvalues. The parameter controls the location of the deconfinement transition in the pure gauge theory, and is set to . On the other hand, the form for Model B is motivated by Haar measure, representing a determinant term that tries to keep a space-time volume of order confined. In order to reproduce the correct deconfinement temperature for the pure gauge theory, must be set to fm. At low temperatures, the potential dominates the pure gauge theory effective potential. The variable is zero, and is minimized when . For this value of , the eigenvalues of are uniformly spaced around the unit circle, respecting center symmetry, and . As the temperature increases, becomes relevant, and gives rise to the deconfined phase where center symmetry is spontaneously broken. The addition of light fundamental quarks via explicitly breaks center symmetry. For all nonzero temperatures, center symmetry is broken and . However, a remnant of the deconfinement transition remains in the form of a rapid crossover from smaller value of to larger ones as and are varied.

Although and appear to be very different, and are motivated in different ways, they are actually closely related. The confining potentials can also be written as


up to some irrelevant constant for the latter case. Using , it is easy to prove that minimizing either or yields a confining phase where for all .

We consider three different cases of quarks with mass . The first is heavy quarks, with a fixed mass of GeV. In this model, the quarks are essentially irrelevant for the deconfinement transition, which occurs at essentially the same temperature as if no quarks were present at all. The effect of spontaneous chiral symmetry breaking is not included, as it would only contribute a small amount to the quark mass. This case is in some sense the simplest, and perhaps would be the easiest for which to obtain reliable simulation results. The second case considered is massless quarks, where the fermion mass is set equal to zero by hand. This case cannot be easily simulated using lattice methods, because it ignores chiral symmetry breaking effects which do occur in lattice simulations. It is thus useful only for sufficiently large values of and such that chiral symmetry is essentially restored. Our most realistic treatment of quarks uses a Nambu-Jona Lasinio four-fermion interaction to model chiral symmetry breaking effects, so these models are of Polyakov-Nambu-Jona Lasinio (PNJL) type [9].

3 Disorder lines in phenomenological models of QCD

We now show some results of the disorder lines, which are the borders separating the region from the region : see the last paragraph in Sec. 1. More results and discussions of the disorder lines and the Polyakov loops at the -symmetric saddle point can be found in [3].

Figure 2 shows contour lines for in the plane along with the region where as well as the critical line for the PNJL model with Model A and Model B. In both models, the shaded regions where cover a large portion of the phase diagram. While the critical line does not depend much on the models, there is a striking difference in the disorder line. The critical line lies completely within the region for Model A while it appeases to be a smooth continuation of the critical line out of the critical end point for Model B. In both models, is very small and a jump in is visible as the critical line is crossed. Figure 3 shows similar plots as Fig. 2 but with contour lines for in the plane. jumps at the critical line only for Model A, because the critical line lies on the disorder line for Model B. Comparison of the two figures shows that the peak in occurs at a lower value of than the peak in , with the peak in occurring near ( MeV, MeV) for Model A and ( MeV, MeV) for Model B.

(a) Model A
(b) Model B
Figure 2: Contour plot of in the plane for the PNJL model. The region where is shaded. The critical line and its endpoint are also shown.
(a) Model A
(b) Model B
Figure 3: Contour plot of in the plane for the PNJL model. Contours are given in MeV, with set to one.
(a) Massless quarks
(b) Massive quarks ( GeV)
Figure 4: A comparison of the regions where . There is no disorder line for the case of massless quarks with Model B. High-T and low-T approximations are also shown for massless quarks.

The behavior of the disorder line for large and for Model A is known analytically [3]:


This behavior is generic to Model A when , as one can see in Figs. 2-4. On the other hand, there is no disorder line in the limit for Model B. This is consistent with the fact that there is no disorder line in the entire phase diagram for massless quarks with Model B. This is the only case we have considered where there is no disorder line. Nevertheless, as shown in [3], is nonzero even in this case, with a peak value near the same point as in the PNJL model with Model B. For heavy quarks, both models have the disorder line as can be seen in Fig. 4(b). Their shape is very similar for smaller values of , suggesting that some universal behavior occurs in this region. However, the behavior is very different in the region where both and are becoming large. Model A shows a continuation of the disorder line that follows the behavior for massless quarks, while for Model B the disorder line covers a finite region in space. The overall shape of the disorder line is similar to that found in the PNJL models, but of course shifted to a much larger value .

4 Conclusions

As we have shown, the sign problem in QCD at finite density makes it very desirable to extend real fields into the complex plane. This extension is certainly necessary for steepest descents methods to yield correct results. Complex saddle points lead naturally to , a result that is much more difficult to obtain when fields are restricted to the real axis. The nature of these saddle points are restricted by symmetry. The case of a single dominant saddle point is particularly tractable in theoretical analysis. In the class of models we have examined, the saddle point is not far from the real axis, as indicated by the small values of and corresponding small differences between and . This is good news for lattice simulation efforts, as it suggests only a modest excursion into the complex plane is needed. The small value of also indicates a small difference for thermodynamic quantities such as pressure and internal energy between our work and previous work on phenomenological models where only real fields were used. For all six cases studied here, the maximum value of occurs in the region where quark degrees of freedom are “turning on,” as indicated by crossover or critical behavior. In our previous work on Model A for massless quarks [3], we were able to show analytically how can arise from the interplay of confinement and deconfinement when . For the two PNJL models, it is striking that the largest values of occur near the critical end point. These predictions can be checked in lattice simulations by the direct measurement of and once sufficiently effective simulation algorithms are developed.

In all six cases studied, leads to two different eigenvalues for the mass matrix. In five of the six cases studied, a disorder line is found. This disorder line marks the boundary of the region where the real parts of the mass matrix eigenvalues become degenerate as the eigenvalues form a complex conjugate pair. In the PNJL models, the disorder line is closely associated with the critical line. Inside the region bounded by the disorder line, the complex conjugate pairs gives rise to color charge density oscillations. Patel has developed a scenario in which such oscillations might be observed experimentally [10]. Our results indicate that the oscillations may have too large a wavelength to be directly observable in experiment, although estimates based on phenomenological models should be applied cautiously. The mass matrix eigenvalues are in principle accessible in lattice simulations via the measurement of Polyakov loop correlation functions. A direct determination of may be difficult, but the disorder line itself could be determined from the merging of the values of with .

While the behavior of the Polyakov loop and the chiral condensate, as determined by lattice simulations, do not strongly differentiate between the two confining potential terms, Model A and Model B, the corresponding two-point correlation functions do. The most physically relevant case of PNJL models show both common features as well as clear differences in the behavior of the disorder line between Model A and Model B. In both cases, the maximum value of occurs slightly above and to the left of the critical end point in the plane, in the vicinity of the region where the ratio is largest. In Model A, the critical line is contained within the boundary of the disorder line, but in Model B the disorder line appears to come out of the critical end point as a continuation of the critical line, a common behavior for disorder lines. Furthermore, in Model A the disorder line continues diagonally in the plane for large and , but for Model B, the line bends over into the critical line. With Model A there is thus a possibility that the effects of the disorder line might be visible in the results of the Compressed Baryonic Matter (CBM) experiment at FAIR. The disorder line also strongly differentiates between Model A and Model B in the case of heavy quarks, so lattice simulations of either light or heavy quarks that can locate the disorder line have the potential to discriminate between the two models.


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