# *

## Abstract

Stop-and-go waves in single-file movement are a phenomenon that is observed empirically in pedestrian dynamics. It manifests itself by the co-existence of two phases: moving and stopping pedestrians. We show analytically based on a simplified one-dimensional scenario that under some conditions the system can have instable homogeneous solutions. Hence, oscillations in the trajectories and instabilities emerge during simulations. To our knowledge there exists no force-based model which is collision- and oscillation-free and meanwhile can reproduce phase separation. We develop a new force-based model for pedestrian dynamics able to reproduce qualitatively the phenomenon of phase separation. We investigate analytically the stability condition of the model and define regimes of parameter values where phase separation can be observed. We show by means of simulations that the predefined conditions lead in fact to the expected behavior and validate our model with respect to empirical findings.

###### Abstract

* Stop-and-go waves in single-file movement are a phenomenon that is observed empirically in pedestrian dynamics. It manifests itself by the co-existence of two phases: moving and stopping pedestrians. We show analytically based on a simplified one-dimensional scenario that under some conditions the system can have instable homogeneous solutions. Hence, oscillations in the trajectories and instabilities emerge during simulations. To our knowledge there exists no force-based model which is collision- and oscillation-free and meanwhile can reproduce phase separation. We develop a new force-based model for pedestrian dynamics able to reproduce qualitatively the phenomenon of phase separation. We investigate analytically the stability condition of the model and define regimes of parameter values where phase separation can be observed. We show by means of simulations that the predefined conditions lead in fact to the expected behavior and validate our model with respect to empirical findings.

## 0.1 Introduction

In vehicular traffic, the formation of jams and the dynamics of traffic waves have been studied intensively (3); (7). Particular car-following models including spacing and speed difference variables have been shown to reproduce realistic stop-and-go phenomena ((13), chap. 15). In pedestrian dynamics this phenomenon has been observed empirically, especially when the density exceeds a critical value (11); (9). Jams can be reproduced as a result of phase transitions from a stable homogeneous configuration to an unstable configuration. In the literature some space-continuous models (8); (12); (6); (5) reproduce partly this phenomenon. However, force-based models generally fail to describe pedestrian dynamics in jam situations correctly. Often uncontrollable oscillations in the direction of motion occur, which lead to unrealistic dynamics in form of collisions and overlappings (4).

In this work we present a force-based model that is able to reproduce stop-and-go waves for certain parameter values. By means of a linear stability analysis we derive conditions to define parameter regions, where the described system is unstable.

We study by numerical simulations if the system behaves realistically, i.e. jams emerge without any collisions in agreement with experimental results (9). Furthermore, we validate the model by comparing the fundamental diagram with experiments. We conclude this paper with a discussion of the results and the limitations of the proposed model.

## 0.2 Model definition

The phenomenon of stop-and-go waves in pedestrian dynamics was investigated experimentally in one-dimensional scenarios (9). Therefore, we limit our analysis to 1D systems. Consider pedestrians distributed uniformly in a narrow corridor with closed boundary conditions and neglect the effects of walls on pedestrians. Furthermore, for interactions among pedestrians, we assume that pedestrian is only influenced by the pedestrian right in front.

For the state variables position and velocity of pedestrian we define the distance of the centers and speed difference of two successive pedestrians as

(0.1) |

In general, pedestrians are modeled as simple geometric objects of constant size, e.g. a circle or ellipse. In one-dimensional space the size of pedestrians is characterized by (Fig. 0.1), i.e. their length is .

However, it is well-known that the space requirement of a pedestrian depends on its velocity and can be characterized by a linear function of the velocity (14); (2); (10)

(0.2) |

with , characterizing the space requirement of a standing person and a parameter for the speed dependence with the dimension of time. The effective distance (distance gap) of two consecutive pedestrians is then

(0.3) |

At each time the change of state variables of pedestrian is given by superposition of driving and repulsive terms. Thus, in general the equation of motion for pedestrian described by a force-based model is given by

(0.4) |

Typical values for the parameters are s for the relaxation time and m/s for the desired speed.

For we propose the following expression

(0.5) |

with

(0.6) |

is an approximation of the non-differentiable ramp function

(0.7) |

Pedestrians anticipate collisions when their distance to their predecessors is smaller than a critical distance . Therefore, does not only model the body of pedestrian but represents also a “personal” safety distance. Assuming that , for , i.e., , the repulsive force reaches the value (at the limit ) to nullify the effects of the driving term (Fig. 0.2).

## 0.3 Linear dynamics

In this section, we investigate the stability of the system (0.4). The position of pedestrian in the homogeneous steady state is given by

(0.8) |

so that , , being speed for the equilibrium of uniform solution. for all , where derivatives are taken with respect to . For we consider small (dimensionless) perturbations of the steady state positions of the form

(0.9) |

with . Replacing in (0.4) and expanding to first order yields a second-order equation for . To obtain stability, one needs to ensure for the real part of all solutions with the exception of the solution .

For the system (0.4) with the repulsive force (0.5) we obtain the following stability condition

(0.10) |

with .

Fig. 0.3 shows the stability behavior of the system with respect to the dimensionless parameters and . The system becomes increasingly unstable with increasing (for a relatively small and constant ). Assuming that the free flow speed is constant, this means that increasing the reaction time or diminishing the safety space leads to unstable behavior of the system. This results is well-known in traffic theory (see for instance (1)).

## 0.4 Simulations

We perform simulations with the introduced model to analyze the unstable dynamics. For , and we calculate the solution for 3000 s. These parameters lay in the unstable regime of the model (Fig. 0.3). Thus, jam waves are expected to emerge. Fig. 0.4 shows the trajectories of 133 pedestrians. in Eq. (0.7) is set to 0.01.

We observe jam waves propagating in the system. Note that the observed jam waves last for a long period of time (here 3000 s), which is a indication that they are not dependent on the initial conditions of the simulation and are “stable” in time.

As shown in Fig. 0.5 the speed does not become negative, therefore backward movement is not observed. This condition favors the appearance of stable jams.

Having reproduced stop-and-go waves, the model will be further tested by comparing qualitatively the produced density-velocity relation (fundamental diagram). The same setup as above is simulated several times. In order to scan a sufficiently large density interval, the number of pedestrians is increased after each simulation. Fig. 0.6 shows a comparison of the simulation results with experimental data from (11). The observed fundamental diagram is composed of two different regimes: free flow regime, where the speed of pedestrians does not depend on the density (), and a regime where the speed decreases with increasing density. Here we observe that the correct shape of the fundamental diagram is reproduced quite well, although the velocity is slightly higher than the experimental velocities for .

## 0.5 Discussion

We have introduced a simple force-based model for which uniform solutions can be unstable. By simulations we observe that the proposed model shows phase separation in its unstable regime, in agreement with empirical results (9).

The linear stability condition of the models shows that we can find realistic parameter values in the unstable regime. However, depending on the chosen values for the (rescaled) desired speed , collisions can occur, as a result of backwards movement and negative speeds.

Further investigations remain to be carried out to determine the set of parameter values for which the model have unstable solutions with realistic (i.e. collision-free) stop-and-go phenomena and meanwhile a better quantitative agreement with the experimental data e.g. in form of the fundamental diagram.

###### Acknowledgements.

In memory of Matthias Craesmeyer. M.C. thanks the Federal Ministry of Education and Research (BMBF) for partly supporting this work under the grant number 13N12045. A.S. thanks the Deutsche Forschungsgemeinschaft (DFG) for support under grant “Scha 636/9-1”.### Footnotes

- email: m.chraibi@fz-juelich.de, a.tordeux@fz-juelich.de
- email: as@thp.uni-koeln.de
- email: m.chraibi@fz-juelich.de, a.tordeux@fz-juelich.de
- email: as@thp.uni-koeln.de

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